D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FNFFidelity National Financial, Inc. | COM SHS | 6,770 | $307.0K | <0.1% | +157+2.4% | Added | History |
| CTBICommunity Trust Bancorp Inc | COM | 7,304 | $307.0K | <0.1% | +538+8.0% | Added | History |
| TWTRTwitter, Inc. | COM | 5,114 | $309.0K | <0.1% | +600+13.3% | Added | History |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 7,004 | $310.0K | <0.1% | −426−5.7% | Reduced | – |
| HEHawaiian Electric Industries Inc | COM | 7,609 | $311.0K | <0.1% | +75+1.0% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 2,997 | $312.0K | <0.1% | −227−7.0% | Reduced | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 3,049 | $312.0K | <0.1% | −25−0.8% | Reduced | – |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 12,209 | $313.0K | <0.1% | +2,034+20.0% | Added | History |
| HWKNHawkins Inc | COM | 9,000 | $314.0K | <0.1% | 00.0% | Unchanged | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 32,011 | $314.0K | <0.1% | −4,805−13.1% | Reduced | History |
| FDUSFidus Investment Corp | COM | 18,000 | $314.0K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 11,448 | $314.0K | <0.1% | +581+5.3% | Added | – |
| CASYCaseys General Stores Inc | COM | 1,672 | $315.0K | <0.1% | 00.0% | Unchanged | History |
| PSAPublic Storage | COM | 1,063 | $316.0K | <0.1% | +105+11.0% | Added | History |
| RACEFerrari N.V. | COM | 1,509 | $316.0K | <0.1% | +355+30.8% | Added | History |
| MHKMohawk Industries Inc | COM | 1,785 | $317.0K | <0.1% | 00.0% | Unchanged | History |
| HUNHuntsman CORP | COM | 10,725 | $317.0K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 6,010 | $318.0K | <0.1% | −1,935−24.4% | Reduced | – |
| PBProsperity Bancshares Inc | COM | 4,480 | $319.0K | <0.1% | +27+0.6% | Added | History |
| AKAMAkamai Technologies Inc | COM | 3,064 | $320.0K | <0.1% | −175−5.4% | Reduced | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 12,608 | $320.0K | <0.1% | +4,091+48.0% | Added | – |
| RITMRithm Capital Corp. | REIT | 29,159 | $321.0K | <0.1% | +1,502+5.4% | Added | History |
| HPQHP Inc | Stock | 11,734 | $321.0K | <0.1% | +427+3.8% | Added | History |
| SESea Ltd | SPONSORD ADS | 1,012 | $323.0K | <0.1% | 00.0% | Unchanged | History |
| NRIMNorthrim Bancorp Inc | COM | 7,600 | $323.0K | <0.1% | 00.0% | Unchanged | History |
| MPLXMPLX LP | COM UNIT REP LTD | 11,422 | $325.0K | <0.1% | +11,422 | New | History |
| EVBGEverbridge, Inc. | COM | 2,150 | $325.0K | <0.1% | 00.0% | Unchanged | History |
| NUVNuveen Municipal Value Fund Inc | COM | 28,785 | $326.0K | <0.1% | +110.0% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 8,394 | $328.0K | <0.1% | +8,394 | New | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,910 | $328.0K | <0.1% | +7,910 | New | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 5,346 | $328.0K | <0.1% | +73+1.4% | Added | – |
| NAVINavient Corp | COM | 16,600 | $328.0K | <0.1% | −400−2.4% | Reduced | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,942 | $329.0K | <0.1% | +356+13.8% | Added | History |
| DOCSDoximity, Inc. | CL A | 4,078 | $329.0K | <0.1% | +4,078 | New | History |
| IDAIdacorp Inc | COM | 3,188 | $330.0K | <0.1% | +565+21.5% | Added | History |
| iShares Tr46432F388 | MSCI USA VALUE | 3,286 | $331.0K | <0.1% | +46+1.4% | Added | – |
| PSMTPricesmart Inc | COM | 4,281 | $332.0K | <0.1% | −1,096−20.4% | Reduced | History |
| VALEVale S.A. | SPONSORED ADS | 23,971 | $334.0K | <0.1% | +23,971 | New | History |
| RGENRepligen Corp | COM | 1,160 | $335.0K | <0.1% | −1−0.1% | Reduced | History |
| CoreSite Realty Corp21870Q105 | COM | 2,416 | $335.0K | <0.1% | −75−3.0% | Reduced | – |
| MAAMid America Apartment Communities Inc. | COM | 1,800 | $336.0K | <0.1% | 00.0% | Unchanged | History |
| PLTRPalantir Technologies Inc. | Stock | 14,030 | $337.0K | <0.1% | +199+1.4% | Added | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 22,877 | $337.0K | <0.1% | +10,040+78.2% | Added | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,140 | $338.0K | <0.1% | +7,140 | New | – |
| EGEverest Group, Ltd. | COM | 1,352 | $339.0K | <0.1% | +58+4.5% | Added | History |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 6,046 | $339.0K | <0.1% | −19,018−75.9% | Reduced | History |
| AJGArthur J. Gallagher & Co. | COM | 2,293 | $341.0K | <0.1% | +43+1.9% | Added | History |
| ALECAlector, Inc. | COM | 15,000 | $342.0K | <0.1% | +15,000 | New | History |
| MCOMoodys Corp | Stock | 966 | $343.0K | <0.1% | −6−0.6% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 145 | $344.0K | <0.1% | +4+2.8% | Added | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 13,215 | $344.0K | <0.1% | 00.0% | Unchanged | – |
| RMDResmed Inc | COM | 1,310 | $345.0K | <0.1% | −150−10.3% | Reduced | History |
| SWAVShockwave Medical, Inc. | COM | 1,675 | $345.0K | <0.1% | −50−2.9% | Reduced | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 2,350 | $346.0K | <0.1% | 00.0% | Unchanged | – |
| STMSTMicroelectronics N.V. | NY REGISTRY | 7,942 | $347.0K | <0.1% | +637+8.7% | Added | History |
| OTTROtter Tail Corp | COM | 6,200 | $347.0K | <0.1% | 00.0% | Unchanged | History |
| AMRSAmyris, Inc. | COM NEW | 25,269 | $347.0K | <0.1% | −123,404−83.0% | Reduced | History |
| CMAComerica Inc | COM | 4,325 | $348.0K | <0.1% | +4,325 | New | History |
| SRSpire Inc | COM | 5,700 | $349.0K | <0.1% | +200+3.6% | Added | History |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 127,500 | $349.0K | <0.1% | −4,000−3.0% | Reduced | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 7,601 | $352.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287721 | U.S. TECH ETF | 3,478 | $352.0K | <0.1% | −299−7.9% | Reduced | – |
| SRCE1st Source Corp | COM | 7,468 | $353.0K | <0.1% | −48−0.6% | Reduced | History |
| BSXBoston Scientific Corp | Stock | 8,151 | $354.0K | <0.1% | 00.0% | Unchanged | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 11,684 | $354.0K | <0.1% | −32−0.3% | Reduced | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 6,610 | $354.0K | <0.1% | +696+11.8% | Added | History |
| AZOAutoZone Inc | COM | 210 | $357.0K | <0.1% | 00.0% | Unchanged | History |
| LTCHLatch, Inc. | COM | 31,729 | $358.0K | <0.1% | +31,729 | New | History |
| GGGGraco Inc | COM | 5,133 | $359.0K | <0.1% | 00.0% | Unchanged | History |
| CLRContinental Resources, Inc | COM | 7,795 | $360.0K | <0.1% | +795+11.4% | Added | History |
| Nuveen High Income 2023 Targ67079F101 | COM | 36,500 | $361.0K | <0.1% | −3,000−7.6% | Reduced | – |
| SLRCSLR Investment Corp. | COM | 18,958 | $363.0K | <0.1% | −29−0.2% | Reduced | History |
| EPAMEPAM Systems, Inc. | COM | 638 | $364.0K | <0.1% | +638 | New | History |
| LMNDLemonade, Inc. | Stock | 5,443 | $365.0K | <0.1% | −4,458−45.0% | Reduced | History |
| STXSeagate Technology Holdings plc | ORD SHS | 4,451 | $367.0K | <0.1% | +109+2.5% | Added | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 3,491 | $373.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V639 | AI AND NEXT GEN | 2,600 | $374.0K | <0.1% | 00.0% | Unchanged | – |
| GOLFAcushnet Holdings Corp. | COM | 8,051 | $376.0K | <0.1% | +1,105+15.9% | Added | History |
| STESTERIS plc | SHS USD | 1,841 | $376.0K | <0.1% | −35−1.9% | Reduced | History |
| CRVLCorvel Corp | COM | 2,021 | $376.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Wellington FD921935409 | US MINIMUM | 3,885 | $379.0K | <0.1% | 00.0% | Unchanged | – |
| CINFCincinnati Financial Corp | COM | 3,345 | $382.0K | <0.1% | −90−2.6% | Reduced | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 156,000 | $382.0K | <0.1% | 00.0% | Unchanged | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 10,119 | $382.0K | <0.1% | +843+9.1% | Added | – |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 7,364 | $387.0K | <0.1% | +368+5.3% | Added | – |
| LADLithia Motors Inc | COM | 1,224 | $388.0K | <0.1% | +1,224 | New | History |
| TSLXSixth Street Specialty Lending, Inc. | COM | 17,627 | $391.0K | <0.1% | +17,627 | New | History |
| WTSWatts Water Technologies Inc | CL A | 2,325 | $391.0K | <0.1% | 00.0% | Unchanged | History |
| iShares U S ETF Tr46431W838 | SHOR MAT MUN ETF | 7,812 | $392.0K | <0.1% | +2,991+62.0% | Added | – |
| WYNNWynn Resorts Ltd | COM | 4,620 | $392.0K | <0.1% | −135−2.8% | Reduced | History |
| MANHManhattan Associates Inc | Stock | 2,566 | $393.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 7,877 | $393.0K | <0.1% | −11−0.1% | Reduced | – |
| BNYBank of New York Mellon Corp | Stock | 7,651 | $397.0K | <0.1% | +11+0.1% | Added | History |
| ICEIntercontinental Exchange, Inc. | Stock | 3,457 | $397.0K | <0.1% | +62+1.8% | Added | History |
| CLDRCloudera, Inc. | COM | 24,850 | $397.0K | <0.1% | −2,300−8.5% | Reduced | History |
| PRIPrimerica, Inc. | Stock | 2,591 | $398.0K | <0.1% | 00.0% | Unchanged | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 19,538 | $398.0K | <0.1% | +19,538 | New | History |
| FHBFirst Hawaiian, Inc. | COM | 13,585 | $399.0K | <0.1% | +2,550+23.1% | Added | History |
| RBLXRoblox Corp | Stock | 5,319 | $402.0K | <0.1% | +1,961+58.4% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 4,839 | $403.0K | <0.1% | −80−1.6% | Reduced | – |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |