D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,209
- +23 vs. Q2 2021
- Portfolio value
- $8.62B
- +$90.5M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 10,731 | $226.0K | <0.1% | −200−1.8% | Reduced | History |
| AYXAlteryx, Inc. | COM CL A | 3,104 | $227.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,100 | $228.0K | <0.1% | +900+14.5% | Added | – |
| BCATBlackRock Capital Allocation Term Trust | COM | 11,325 | $229.0K | <0.1% | +11,325 | New | History |
| SIGISelective Insurance Group Inc | COM | 3,050 | $230.0K | <0.1% | 00.0% | Unchanged | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 23,722 | $231.0K | <0.1% | −1,600−6.3% | Reduced | History |
| WSMWilliams Sonoma Inc | COM | 1,305 | $231.0K | <0.1% | −5−0.4% | Reduced | History |
| KBHKB Home | COM | 5,933 | $231.0K | <0.1% | +5,933 | New | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 7,002 | $231.0K | <0.1% | +10.0% | Added | – |
| ONCSOncosec Medical Inc | COM | 108,500 | $231.0K | <0.1% | −7,400−6.4% | Reduced | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,845 | $234.0K | <0.1% | 00.0% | Unchanged | History |
| MKC.VMcCormick & Co Inc | COM VTG | 2,840 | $234.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 11,686 | $236.0K | <0.1% | −400−3.3% | Reduced | – |
| BLBlackline, Inc. | COM | 2,000 | $236.0K | <0.1% | −146−6.8% | Reduced | History |
| JJacobs Solutions Inc. | COM | 1,782 | $236.0K | <0.1% | +1,782 | New | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 6,747 | $238.0K | <0.1% | +6,747 | New | History |
| NICENICE Ltd. | SPONSORED ADR | 837 | $238.0K | <0.1% | 00.0% | Unchanged | History |
| EVRGEvergy, Inc. | Stock | 3,837 | $239.0K | <0.1% | −2,010−34.4% | Reduced | History |
| SPDR Ser Tr78468R630 | S&P KENSHO FINAL | 6,050 | $240.0K | <0.1% | 00.0% | Unchanged | – |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 5,720 | $241.0K | <0.1% | +800+16.3% | Added | – |
| HDBHDFC Bank Ltd | SPONSORED ADS | 3,293 | $241.0K | <0.1% | −1,110−25.2% | Reduced | History |
| DRIDarden Restaurants Inc | COM | 1,600 | $242.0K | <0.1% | +1,600 | New | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 7,379 | $244.0K | <0.1% | +369+5.3% | Added | – |
| WDCWestern Digital Corp | COM | 4,340 | $245.0K | <0.1% | −780−15.2% | Reduced | History |
| DELLDell Technologies Inc. | Stock | 2,365 | $246.0K | <0.1% | +200+9.2% | Added | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 30,896 | $247.0K | <0.1% | −6,714−17.9% | Reduced | History |
| INCYIncyte Corp | COM | 3,656 | $251.0K | <0.1% | 00.0% | Unchanged | History |
| CNICanadian National Railway Co | Stock | 2,182 | $252.0K | <0.1% | +2,182 | New | History |
| OZKBank OZK | COM | 5,890 | $253.0K | <0.1% | +183+3.2% | Added | History |
| FCNCAFirst Citizens Bancshares Inc | CL A | 300 | $253.0K | <0.1% | 00.0% | Unchanged | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 5,679 | $254.0K | <0.1% | +72+1.3% | Added | – |
| SNYSanofi | SPONSORED ADR | 5,268 | $254.0K | <0.1% | +150+2.9% | Added | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,250 | $254.0K | <0.1% | 00.0% | Unchanged | History |
| CTASCintas Corp | Stock | 670 | $255.0K | <0.1% | 00.0% | Unchanged | History |
| WRKWestRock Co | COM | 5,129 | $256.0K | <0.1% | −809−13.6% | Reduced | History |
| OSPNOneSpan Inc. | COM | 13,685 | $257.0K | <0.1% | +1,620+13.4% | Added | History |
| LBTYALiberty Global Ltd. | SHS CL A | 8,634 | $257.0K | <0.1% | 00.0% | Unchanged | History |
| SLABSilicon Laboratories Inc. | Stock | 1,850 | $259.0K | <0.1% | −9−0.5% | Reduced | History |
| ICLRIcon PLC | COM | 994 | $260.0K | <0.1% | −44−4.2% | Reduced | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 2,624 | $260.0K | <0.1% | +200+8.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 3,870 | $260.0K | <0.1% | −500−11.4% | Reduced | – |
| KLICKulicke & Soffa Industries Inc | COM | 4,464 | $260.0K | <0.1% | −88−1.9% | Reduced | History |
| HOLXHologic Inc | COM | 3,525 | $260.0K | <0.1% | +3,525 | New | History |
| MPWRMonolithic Power Systems, Inc. | COM | 538 | $261.0K | <0.1% | +538 | New | History |
| Invesco Exch Traded FD Tr II46138E206 | CALIF AMT MUN | 9,423 | $261.0K | <0.1% | +9,423 | New | – |
| NIONIO Inc. | ADR | 7,384 | $263.0K | <0.1% | +1,670+29.2% | Added | History |
| MTZMastec Inc | COM | 3,050 | $263.0K | <0.1% | −1,150−27.4% | Reduced | History |
| DOXAmdocs Ltd | SHS | 3,476 | $263.0K | <0.1% | 00.0% | Unchanged | History |
| AVAAvista Corp | COM | 6,729 | $263.0K | <0.1% | +200+3.1% | Added | History |
| Listed FD Tr53656F615 | CABOT GROWTH ETF | 10,507 | $263.0K | <0.1% | +241+2.3% | Added | – |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 19,166 | $264.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435G524 | INTL DIV GRWTH | 4,073 | $266.0K | <0.1% | −324−7.4% | Reduced | – |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 9,844 | $267.0K | <0.1% | +122+1.3% | Added | History |
| LPXLouisiana-Pacific Corp | COM | 4,375 | $268.0K | <0.1% | +4,375 | New | History |
| EVREvercore Inc. | CLASS A | 2,006 | $268.0K | <0.1% | +29+1.5% | Added | History |
| TRPTC Energy Corp | COM | 5,588 | $269.0K | <0.1% | 00.0% | Unchanged | History |
| HIGHartford Insurance Group, Inc. | Stock | 3,847 | $270.0K | <0.1% | −300−7.2% | Reduced | History |
| DAVAEndava plc | ADS | 2,004 | $272.0K | <0.1% | 00.0% | Unchanged | History |
| HFCHollyFrontier Corp | COM | 8,208 | $272.0K | <0.1% | −400−4.6% | Reduced | History |
| SUSuncor Energy Inc | Stock | 13,158 | $273.0K | <0.1% | +8+0.1% | Added | History |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 3,241 | $273.0K | <0.1% | 00.0% | Unchanged | – |
| PBAPembina Pipeline Corp | COM | 8,639 | $274.0K | <0.1% | +18+0.2% | Added | History |
| FLOFlowers Foods Inc | COM | 11,575 | $274.0K | <0.1% | 00.0% | Unchanged | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 20,097 | $275.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 5,889 | $277.0K | <0.1% | +408+7.4% | Added | – |
| EVAEnviva, LLC | COM UNIT | 5,178 | $280.0K | <0.1% | +300+6.2% | Added | History |
| TDSTelephone & Data Systems Inc | COM NEW | 14,412 | $281.0K | <0.1% | +1,111+8.4% | Added | History |
| TRIThomson Reuters Corp | COM NEW | 2,541 | $281.0K | <0.1% | +94+3.8% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 3,975 | $282.0K | <0.1% | 00.0% | Unchanged | – |
| ENPHEnphase Energy, Inc. | Stock | 1,886 | $283.0K | <0.1% | +24+1.3% | Added | History |
| MCMoelis & Co | CL A | 4,582 | $283.0K | <0.1% | 00.0% | Unchanged | History |
| SONOSonos Inc | COM | 8,744 | $283.0K | <0.1% | −278−3.1% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 4,118 | $284.0K | <0.1% | +764+22.8% | Added | – |
| NVTnVent Electric plc | SHS | 8,784 | $284.0K | <0.1% | 00.0% | Unchanged | History |
| ENREnergizer Holdings, Inc. | COM | 7,279 | $284.0K | <0.1% | −3,595−33.1% | Reduced | History |
| AERAerCap Holdings N.V. | SHS | 4,937 | $285.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 5,884 | $286.0K | <0.1% | +5,884 | New | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 3,822 | $286.0K | <0.1% | +1,632+74.5% | Added | – |
| CFGCitizens Financial Group Inc | COM | 6,125 | $288.0K | <0.1% | +325+5.6% | Added | History |
| STRLSterling Infrastructure, Inc. | COM | 12,750 | $289.0K | <0.1% | −1,950−13.3% | Reduced | History |
| DBXDropbox, Inc. | CL A | 9,895 | $289.0K | <0.1% | −35,880−78.4% | Reduced | History |
| OCFCOceanfirst Financial Corp | COM | 13,503 | $289.0K | <0.1% | +450+3.4% | Added | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 18,251 | $289.0K | <0.1% | +1,500+9.0% | Added | – |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 26,941 | $291.0K | <0.1% | +164+0.6% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 483 | $292.0K | <0.1% | −20−4.0% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,747 | $292.0K | <0.1% | +5,747 | New | – |
| RYNRayonier Inc | COM | 8,213 | $293.0K | <0.1% | +40.0% | Added | History |
| INFOIHS Markit Ltd. | SHS | 2,518 | $294.0K | <0.1% | −165−6.1% | Reduced | History |
| YAlleghany Corp | COM | 473 | $295.0K | <0.1% | 00.0% | Unchanged | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 2,276 | $296.0K | <0.1% | −164−6.7% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,759 | $297.0K | <0.1% | +108+3.0% | Added | – |
| Nushares ETF Tr67092P805 | NUVEEN ESG INTL | 9,475 | $297.0K | <0.1% | +318+3.5% | Added | – |
| NWNNorthwest Natural Holding Co | COM | 6,469 | $298.0K | <0.1% | −102−1.6% | Reduced | History |
| LPSNLiveperson Inc | COM | 5,055 | $298.0K | <0.1% | +356+7.6% | Added | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 11,647 | $300.0K | <0.1% | +11,647 | New | History |
| BLDRBuilders FirstSource, Inc. | Stock | 5,817 | $301.0K | <0.1% | −94−1.6% | Reduced | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,596 | $301.0K | <0.1% | +4,596 | New | – |
| JRINuveen Real Asset Income & Growth Fund | COM | 19,863 | $303.0K | <0.1% | +4,730+31.3% | Added | History |
| LTCLTC Properties Inc | REIT | 9,606 | $304.0K | <0.1% | −8,284−46.3% | Reduced | History |
| ILMNIllumina, Inc. | COM | 752 | $305.0K | <0.1% | +48+6.8% | Added | History |
Sold out since Q2 2021 (46)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 328,201 | $11.2M | 0.1% | – |
| NTESNetEase, Inc. | SPONSORED ADS | 42,030 | $4.84M | 0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 172,226 | $2.55M | <0.1% | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 31,770 | $2.45M | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,526 | $2.11M | <0.1% | History |
| CDLXCardlytics, Inc. | COM | 15,327 | $1.95M | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 45,361 | $1.54M | <0.1% | History |
| CCChemours Co | Stock | 41,664 | $1.45M | <0.1% | History |
| PFPTProofpoint Inc | COM | 4,779 | $830.0K | <0.1% | History |
| CLWClearwater Paper Corp | COM | 26,500 | $768.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 10,175 | $751.0K | <0.1% | History |
| TMETencent Music Entertainment Group | SPON ADS | 42,407 | $656.0K | <0.1% | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | History |
| Bellus Health Inc New07987C204 | COM NEW | 125,170 | $389.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 54,726 | $358.0K | <0.1% | History |
| NMMNavios Maritime Partners L.P. | COM UNIT LPI | 11,468 | $339.0K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 39,900 | $337.0K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 1,119 | $325.0K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,746 | $325.0K | <0.1% | History |
| STBAS&T Bancorp Inc | COM | 10,312 | $323.0K | <0.1% | History |
| VIRTVirtu Financial, Inc. | CL A | 11,700 | $323.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,900 | $320.0K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 10,600 | $312.0K | <0.1% | History |
| CVGWCalavo Growers Inc | COM | 4,232 | $268.0K | <0.1% | History |
| Barrick Gold Corp067901108 | COM | 12,789 | $264.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 3,693 | $264.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,451 | $235.0K | <0.1% | History |
| ARNCArconic Corp | COM | 6,065 | $216.0K | <0.1% | History |
| AMCXAMC Global Media Inc. | CL A | 3,203 | $214.0K | <0.1% | History |
| DDOGDatadog, Inc. | CL A COM | 2,055 | $214.0K | <0.1% | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 3,994 | $213.0K | <0.1% | – |
| DGXQuest Diagnostics Inc | COM | 1,607 | $212.0K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 7,905 | $210.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 1,023 | $209.0K | <0.1% | History |
| SYNASYNAPTICS Inc | Stock | 1,340 | $208.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 4,475 | $204.0K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,150 | $201.0K | <0.1% | History |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 10,721 | $180.0K | <0.1% | History |
| ADTADT Inc. | COM | 15,400 | $166.0K | <0.1% | History |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $150.0K | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $116.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $96.0K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 10,708 | $85.0K | <0.1% | History |
| GEVOGevo, Inc. | COM PAR | 10,551 | $77.0K | <0.1% | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $67.0K | <0.1% | – |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | History |