D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,186
- +36 vs. Q1 2021
- Portfolio value
- $8.53B
- +$710.9M (+9.1%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TRUTransUnion | COM | 3,769 | $414.0K | <0.1% | +260+7.4% | Added | History |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 131,500 | $414.0K | <0.1% | −2,000−1.5% | Reduced | History |
| BTOJohn Hancock Financial Opportunities Fund | SH BEN INT NEW | 11,053 | $415.0K | <0.1% | +166+1.5% | Added | History |
| POSTPost Holdings, Inc. | COM | 3,834 | $416.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9 | ETF | 15,400 | $417.0K | <0.1% | −5,000−24.5% | Reduced | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 2,586 | $419.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,243 | $423.0K | <0.1% | +579+21.7% | Added | – |
| AMPAmeriprise Financial Inc | COM | 1,703 | $424.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 19,153 | $427.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V639 | AI AND NEXT GEN | 2,600 | $429.0K | <0.1% | +1,000+62.5% | Added | – |
| CLDRCloudera, Inc. | COM | 27,150 | $431.0K | <0.1% | −13,300−32.9% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 6,023 | $432.0K | <0.1% | −143−2.3% | Reduced | History |
| PFDFlaherty & Crumrine Preferred & Income Fund Inc | COM | 26,000 | $434.0K | <0.1% | 00.0% | Unchanged | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 23,335 | $436.0K | <0.1% | +2,635+12.7% | Added | History |
| GBXGreenbrier Companies Inc | Stock | 10,129 | $441.0K | <0.1% | +10,129 | New | History |
| SARSaratoga Investment Corp. | COM NEW | 16,420 | $441.0K | <0.1% | +316+2.0% | Added | History |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 17,026 | $442.0K | <0.1% | +182+1.1% | Added | – |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 28,683 | $443.0K | <0.1% | +277+1.0% | Added | History |
| NVONovo Nordisk A S | ADR | 5,296 | $444.0K | <0.1% | +105+2.0% | Added | History |
| EMEEMCOR Group, Inc. | Stock | 3,616 | $445.0K | <0.1% | 00.0% | Unchanged | History |
| MTZMastec Inc | COM | 4,200 | $446.0K | <0.1% | −400−8.7% | Reduced | History |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 34,115 | $446.0K | <0.1% | +34,115 | New | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 8,111 | $449.0K | <0.1% | +156+2.0% | Added | – |
| RGTRoyce Global Trust, Inc. | COM | 30,109 | $451.0K | <0.1% | 00.0% | Unchanged | History |
| HALHalliburton Co | Stock | 19,550 | $452.0K | <0.1% | −2,598−11.7% | Reduced | History |
| LITELumentum Holdings Inc. | COM | 5,570 | $457.0K | <0.1% | +155+2.9% | Added | History |
| LULUlululemon athletica inc. | Stock | 1,256 | $458.0K | <0.1% | +400+46.7% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 21,468 | $462.0K | <0.1% | +999+4.9% | Added | – |
| AEEAmeren Corp | COM | 5,793 | $464.0K | <0.1% | +1,892+48.5% | Added | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 15,750 | $467.0K | <0.1% | +15,750 | New | – |
| ENREnergizer Holdings, Inc. | COM | 10,874 | $467.0K | <0.1% | +2,425+28.7% | Added | History |
| GOODGladstone Commercial Corp | COM | 20,726 | $468.0K | <0.1% | −1,554−7.0% | Reduced | History |
| IFNAberdeen India Fund, Inc. | COM | 21,390 | $470.0K | <0.1% | +40+0.2% | Added | History |
| TBCHTurtle Beach Corp | COM NEW | 14,711 | $470.0K | <0.1% | +1,422+10.7% | Added | History |
| TRNTrinity Industries Inc | COM | 17,555 | $472.0K | <0.1% | 00.0% | Unchanged | History |
| TTWOTake Two Interactive Software Inc | COM | 2,680 | $474.0K | <0.1% | +209+8.5% | Added | History |
| SPROSpero Therapeutics, Inc. | COM | 34,000 | $475.0K | <0.1% | +500+1.5% | Added | History |
| MGRCMcGrath Rentcorp | COM | 5,900 | $481.0K | <0.1% | −800−11.9% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 11,119 | $481.0K | <0.1% | +1,510+15.7% | Added | History |
| LSTRLandstar System Inc | COM | 3,050 | $482.0K | <0.1% | 00.0% | Unchanged | History |
| HWMHowmet Aerospace Inc. | Stock | 14,016 | $483.0K | <0.1% | −266−1.9% | Reduced | History |
| MTDMettler Toledo International Inc | COM | 350 | $485.0K | <0.1% | 00.0% | Unchanged | History |
| PCQPIMCO California Municipal Income Fund | COM | 25,571 | $487.0K | <0.1% | +22+0.1% | Added | History |
| PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | COM | 36,566 | $488.0K | <0.1% | −1,034−2.8% | Reduced | History |
| PSMTPricesmart Inc | COM | 5,377 | $489.0K | <0.1% | −653−10.8% | Reduced | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 15,768 | $489.0K | <0.1% | +1,166+8.0% | Added | – |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 18,359 | $490.0K | <0.1% | +3,769+25.8% | Added | – |
| CALXCalix, Inc | COM | 10,341 | $491.0K | <0.1% | +1,152+12.5% | Added | History |
| DYDycom Industries Inc | COM | 6,596 | $492.0K | <0.1% | +119+1.8% | Added | History |
| CAHCardinal Health Inc | Stock | 8,661 | $494.0K | <0.1% | +4,579+112.2% | Added | History |
| FCNFti Consulting, Inc | COM | 3,617 | $494.0K | <0.1% | 00.0% | Unchanged | History |
| PACWPacwest Bancorp | COM | 11,996 | $494.0K | <0.1% | −100−0.8% | Reduced | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 19,500 | $495.0K | <0.1% | +3,600+22.6% | Added | – |
| AZPNASPENTECH Corp | COM | 3,617 | $497.0K | <0.1% | −36−1.0% | Reduced | History |
| ZBRAZebra Technologies Corp | CL A | 940 | $498.0K | <0.1% | −2,920−75.6% | Reduced | History |
| PTCPTC Inc. | Stock | 3,530 | $499.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 9,060 | $501.0K | <0.1% | −681−7.0% | Reduced | – |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 10,710 | $502.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 18,720 | $505.0K | <0.1% | 00.0% | Unchanged | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 8,660 | $506.0K | <0.1% | +8,660 | New | – |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 12,632 | $510.0K | <0.1% | −2,638−17.3% | Reduced | – |
| VTRVentas, Inc. | REIT | 9,013 | $515.0K | <0.1% | +1,085+13.7% | Added | History |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 13,064 | $515.0K | <0.1% | −1,824−12.3% | Reduced | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 50,585 | $516.0K | <0.1% | −20,623−29.0% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,677 | $517.0K | <0.1% | −41−1.1% | Reduced | History |
| QSRRestaurant Brands International Inc. | COM | 8,016 | $517.0K | <0.1% | +8,016 | New | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 21,926 | $519.0K | <0.1% | +21,926 | New | – |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 13,814 | $521.0K | <0.1% | +802+6.2% | Added | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 26,183 | $526.0K | <0.1% | +26,183 | New | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 29,136 | $530.0K | <0.1% | −1,541−5.0% | Reduced | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 6,044 | $532.0K | <0.1% | +20.0% | Added | – |
| KKRKKR & Co. Inc. | COM | 9,014 | $534.0K | <0.1% | −643−6.7% | Reduced | History |
| CWTCalifornia Water Service Group | COM | 9,662 | $537.0K | <0.1% | +10.0% | Added | History |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 44,671 | $539.0K | <0.1% | +12,780+40.1% | Added | – |
| SKYWSkywest Inc | COM | 12,555 | $541.0K | <0.1% | −300−2.3% | Reduced | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 38,617 | $541.0K | <0.1% | 00.0% | Unchanged | History |
| OGSONE Gas, Inc. | COM | 7,324 | $543.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr MLP & Energy Incom33739B104 | COM | 69,050 | $546.0K | <0.1% | +5,611+8.8% | Added | – |
| BGBunge Global SA | COM | 7,000 | $547.0K | <0.1% | 00.0% | Unchanged | History |
| MASMasco Corp | COM | 9,317 | $549.0K | <0.1% | +35+0.4% | Added | History |
| LECOLincoln Electric Holdings Inc | COM | 4,177 | $550.0K | <0.1% | −175−4.0% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 11,026 | $555.0K | <0.1% | +2,445+28.5% | Added | – |
| NARIInari Medical, Inc. | Stock | 5,975 | $557.0K | <0.1% | +295+5.2% | Added | History |
| KRKroger Co | Stock | 14,532 | $557.0K | <0.1% | +4,545+45.5% | Added | History |
| PAYCPaycom Software, Inc. | Stock | 1,542 | $560.0K | <0.1% | +136+9.7% | Added | History |
| GHGuardant Health, Inc. | COM | 4,512 | $560.0K | <0.1% | +240+5.6% | Added | History |
| RYAMRayonier Advanced Materials Inc. | COM | 83,771 | $560.0K | <0.1% | −725−0.9% | Reduced | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 17,137 | $563.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 21,309 | $567.0K | <0.1% | +657+3.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E388 | S&P 500 EX RAT | 12,129 | $567.0K | <0.1% | 00.0% | Unchanged | – |
| QSQuantumScape Corp | COM CL A | 19,402 | $568.0K | <0.1% | +7,868+68.2% | Added | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 6,522 | $572.0K | <0.1% | +828+14.5% | Added | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 7,354 | $577.0K | <0.1% | −100−1.3% | Reduced | – |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 20,106 | $580.0K | <0.1% | 00.0% | Unchanged | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 15,600 | $581.0K | <0.1% | +1,500+10.6% | Added | – |
| WYNNWynn Resorts Ltd | COM | 4,755 | $582.0K | <0.1% | +1,725+56.9% | Added | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 3,120 | $583.0K | <0.1% | −12−0.4% | Reduced | – |
| BMOBank of Montreal | COM | 5,734 | $588.0K | <0.1% | 00.0% | Unchanged | History |
| NEWTNewtekOne, Inc. | COM NEW | 16,855 | $589.0K | <0.1% | +1,795+11.9% | Added | History |
| MCHPMicrochip Technology Inc | Stock | 3,949 | $591.0K | <0.1% | +650+19.7% | Added | History |
Sold out since Q1 2021 (43)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464288604 | MRGSTR SM CP GR | 8,206 | $2.46M | <0.1% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 6,155 | $2.33M | <0.1% | – |
| AHCOAdaptHealth Corp. | COMMON STOCK | 40,293 | $1.48M | <0.1% | History |
| Macquarie Infrastructure Cor55608B105 | COM | 42,812 | $1.36M | <0.1% | – |
| DLYDoubleLine Yield Opportunities Fund | COM | 55,000 | $1.05M | <0.1% | History |
| FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | COM | 41,000 | $961.0K | <0.1% | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 38,643 | $891.0K | <0.1% | – |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 76,035 | $747.0K | <0.1% | – |
| CMPCompass Minerals International Inc | Stock | 10,471 | $657.0K | <0.1% | History |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 12,750 | $625.0K | <0.1% | – |
| PLXProtalix BioTherapeutics, Inc. | COM | 130,700 | $583.0K | <0.1% | History |
| OMEROmeros Corp | COM | 29,750 | $530.0K | <0.1% | History |
| TCF Finl Corp872307103 | COM | 10,358 | $481.0K | <0.1% | – |
| PETSPetmed Express Inc | COM | 13,480 | $474.0K | <0.1% | History |
| U.S. Global Jets ETF26922A842 | ETF | 17,288 | $465.0K | <0.1% | – |
| HRLHormel Foods Corp | COM | 9,678 | $462.0K | <0.1% | History |
| KDPKeurig Dr Pepper Inc. | COM | 13,143 | $452.0K | <0.1% | History |
| KPTIKaryopharm Therapeutics Inc. | COM | 41,000 | $431.0K | <0.1% | History |
| DRIDarden Restaurants Inc | COM | 2,800 | $398.0K | <0.1% | History |
| iShares Tr46435G755 | IBONDS DEC2022 | 14,879 | $392.0K | <0.1% | – |
| iShares Tr46435U697 | IBONDS DEC | 10,763 | $291.0K | <0.1% | – |
| CHYCalamos Convertible & High Income Fund | COM SHS | 17,250 | $257.0K | <0.1% | History |
| Navios Maritime Containers LY62151108 | COM UNIT RP LP | 27,000 | $249.0K | <0.1% | – |
| JJacobs Solutions Inc. | COM | 1,752 | $227.0K | <0.1% | History |
| SONYSony Group Corp | SPONSORED ADR | 2,109 | $224.0K | <0.1% | History |
| AVNWAviat Networks, Inc. | COM NEW | 3,137 | $223.0K | <0.1% | History |
| Flir Sys Inc302445101 | COM | 3,914 | $221.0K | <0.1% | – |
| iShares Tr46435G268 | RUSEL 2500 ETF | 3,485 | $219.0K | <0.1% | – |
| COLMColumbia Sportswear Co | COM | 2,061 | $218.0K | <0.1% | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 10,600 | $214.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 540 | $211.0K | <0.1% | History |
| FTVFortive Corp | Stock | 2,950 | $208.0K | <0.1% | History |
| GPNGlobal Payments Inc | Stock | 1,012 | $204.0K | <0.1% | History |
| NEUNewmarket Corp | COM | 534 | $203.0K | <0.1% | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 932 | $200.0K | <0.1% | History |
| Cantel Med Corp138098108 | COM | 2,507 | $200.0K | <0.1% | – |
| HPEHewlett Packard Enterprise Co | COM | 10,290 | $162.0K | <0.1% | History |
| ACBAurora Cannabis Inc | COM | 12,636 | $118.0K | <0.1% | History |
| NCANuveen California Municipal Value Fund | COM STK | 11,502 | $118.0K | <0.1% | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 13,211 | $103.0K | <0.1% | History |
| GOROGoldgroup Mining Inc. | COM | 31,003 | $82.0K | <0.1% | History |
| CORRCorEnergy Infrastructure Trust, Inc. | COM NEW | 10,518 | $74.0K | <0.1% | History |
| Aethlon Med Inc00808Y307 | COM | 10,846 | $22.0K | <0.1% | – |