D.A. Davidson & Co.
- SEC CIK
- 0001080107
- Latest filing
- Jul 24, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 7, 2021. Long positions only.
- Positions
- 1,150
- No 13F data for Q4 2020
- Portfolio value
- $7.82B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BlackRock Cap Invt Corp092533AC2 | NOTE 5.000% 6/1 | – | $10.0K | <0.1% | – | – | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $13.0K | <0.1% | – | – | – |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | – | $17.0K | <0.1% | – | – | – |
| Aethlon Med Inc00808Y307 | COM | 10,846 | $22.0K | <0.1% | – | – | – |
| TLPHTalphera, Inc. | COM | 13,500 | $23.0K | <0.1% | – | – | History |
| CYPHCypherpunk Technologies Inc. | COM | 13,500 | $26.0K | <0.1% | – | – | History |
| SANWS&W Seed Co | COM | 12,500 | $46.0K | <0.1% | – | – | History |
| TOONKartoon Studios, Inc. | COM | 26,398 | $51.0K | <0.1% | – | – | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 11,225 | $54.0K | <0.1% | – | – | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $57.0K | <0.1% | – | – | – |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $57.0K | <0.1% | – | – | – |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 14,241 | $58.0K | <0.1% | – | – | History |
| ARTWArts Way Manufacturing Co Inc | COM | 20,000 | $62.0K | <0.1% | – | – | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $71.0K | <0.1% | – | – | – |
| VKTXViking Therapeutics, Inc. | COM | 11,500 | $73.0K | <0.1% | – | – | History |
| CORRCorEnergy Infrastructure Trust, Inc. | COM NEW | 10,518 | $74.0K | <0.1% | – | – | History |
| QTNTQuotient Ltd | SHS | 20,000 | $74.0K | <0.1% | – | – | History |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 14,300 | $77.0K | <0.1% | – | – | History |
| GOROGoldgroup Mining Inc. | COM | 31,003 | $82.0K | <0.1% | – | – | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 26,588 | $92.0K | <0.1% | – | – | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 10,000 | $95.0K | <0.1% | – | – | History |
| Nuveen CR Opportunities 202267075U102 | COM | 11,550 | $97.0K | <0.1% | – | – | – |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 10,786 | $98.0K | <0.1% | – | – | History |
| GEVOGevo, Inc. | COM PAR | 10,382 | $102.0K | <0.1% | – | – | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 13,211 | $103.0K | <0.1% | – | – | History |
| APTSPreferred Apartment Communities Inc | COM | 10,408 | $103.0K | <0.1% | – | – | History |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $107.0K | <0.1% | – | – | – |
| SWNSouthwestern Energy Co | COM | 23,047 | $107.0K | <0.1% | – | – | History |
| OROR Royalties Inc. | COM | 10,000 | $110.0K | <0.1% | – | – | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $115.0K | <0.1% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $117.0K | <0.1% | – | – | – |
| ACBAurora Cannabis Inc | COM | 12,636 | $118.0K | <0.1% | – | – | History |
| NCANuveen California Municipal Value Fund | COM STK | 11,502 | $118.0K | <0.1% | – | – | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $119.0K | <0.1% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $125.0K | <0.1% | – | – | – |
| PCKPIMCO California Municipal Income Fund II | COM | 13,831 | $125.0K | <0.1% | – | – | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 10,123 | $134.0K | <0.1% | – | – | – |
| CWCOConsolidated Water Co. Ltd. | ORD | 10,007 | $135.0K | <0.1% | – | – | History |
| MTRXMatrix Service Co | COM | 10,268 | $135.0K | <0.1% | – | – | History |
| SPRUSpruce Power Holding Corp | COM CL A | 15,100 | $136.0K | <0.1% | – | – | History |
| ADTADT Inc. | COM | 16,400 | $138.0K | <0.1% | – | – | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 14,550 | $139.0K | <0.1% | – | – | History |
| GALTGalectin Therapeutics Inc | COM NEW | 65,310 | $142.0K | <0.1% | – | – | History |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $148.0K | <0.1% | – | – | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $152.0K | <0.1% | – | – | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $152.0K | <0.1% | – | – | – |
| First BK Williamstown New Je31931U102 | COM | 12,590 | $153.0K | <0.1% | – | – | – |
| IGRCbre Global Real Estate Income Fund | COM | 20,022 | $156.0K | <0.1% | – | – | History |
| HCI Group, Inc.40416EAD5 | NOTE 4.250% 3/0 | – | $158.0K | <0.1% | – | – | – |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 15,500 | $160.0K | <0.1% | – | – | History |
| HPEHewlett Packard Enterprise Co | COM | 10,290 | $162.0K | <0.1% | – | – | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $164.0K | <0.1% | – | – | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 12,151 | $184.0K | <0.1% | – | – | – |
| LUMNLumen Technologies, Inc. | Stock | 13,908 | $186.0K | <0.1% | – | – | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 932 | $200.0K | <0.1% | – | – | History |
| Cantel Med Corp138098108 | COM | 2,507 | $200.0K | <0.1% | – | – | – |
| NEUNewmarket Corp | COM | 534 | $203.0K | <0.1% | – | – | History |
| GPNGlobal Payments Inc | Stock | 1,012 | $204.0K | <0.1% | – | – | History |
| ICLRIcon PLC | COM | 1,038 | $204.0K | <0.1% | – | – | History |
| SESea Ltd | SPONSORD ADS | 912 | $204.0K | <0.1% | – | – | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,315 | $204.0K | <0.1% | – | – | – |
| BF.BBrown Forman Corp | Stock | 3,000 | $207.0K | <0.1% | – | – | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 2,091 | $207.0K | <0.1% | – | – | – |
| CRVLCorvel Corp | COM | 2,021 | $207.0K | <0.1% | – | – | History |
| ULTAUlta Beauty, Inc. | Stock | 673 | $208.0K | <0.1% | – | – | History |
| FTVFortive Corp | Stock | 2,950 | $208.0K | <0.1% | – | – | History |
| SNOWSnowflake Inc. | Stock | 909 | $208.0K | <0.1% | – | – | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 5,430 | $208.0K | <0.1% | – | – | History |
| RBCRBC Bearings INC | COM | 1,060 | $209.0K | <0.1% | – | – | History |
| CLRContinental Resources, Inc | COM | 8,092 | $209.0K | <0.1% | – | – | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 3,070 | $210.0K | <0.1% | – | – | – |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 2,207 | $211.0K | <0.1% | – | – | History |
| LADLithia Motors Inc | COM | 540 | $211.0K | <0.1% | – | – | History |
| CTASCintas Corp | Stock | 620 | $212.0K | <0.1% | – | – | History |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 13,691 | $212.0K | <0.1% | – | – | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 11,074 | $214.0K | <0.1% | – | – | History |
| CPZCalamos Long/Short Equity & Dynamic Income Trust | COM | 10,600 | $214.0K | <0.1% | – | – | History |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 7,419 | $214.0K | <0.1% | – | – | – |
| ZZillow Group, Inc. | CL C CAP STK | 1,648 | $214.0K | <0.1% | – | – | History |
| TRIThomson Reuters Corp | COM NEW | 2,447 | $214.0K | <0.1% | – | – | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 2,159 | $215.0K | <0.1% | – | – | – |
| NSLNuveen Senior Income Fund | COM | 38,244 | $215.0K | <0.1% | – | – | History |
| BIDUBaidu, Inc. | ADR | 998 | $217.0K | <0.1% | – | – | History |
| BLBlackline, Inc. | COM | 2,000 | $217.0K | <0.1% | – | – | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 461 | $218.0K | <0.1% | – | – | History |
| COLMColumbia Sportswear Co | COM | 2,061 | $218.0K | <0.1% | – | – | History |
| RDHLRedHill Biopharma Ltd. | SPONSORED ADS | 29,800 | $218.0K | <0.1% | – | – | History |
| iShares Tr46435G268 | RUSEL 2500 ETF | 3,485 | $219.0K | <0.1% | – | – | – |
| DGXQuest Diagnostics Inc | COM | 1,707 | $219.0K | <0.1% | – | – | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 4,115 | $220.0K | <0.1% | – | – | – |
| SIGISelective Insurance Group Inc | COM | 3,050 | $221.0K | <0.1% | – | – | History |
| Flir Sys Inc302445101 | COM | 3,914 | $221.0K | <0.1% | – | – | – |
| AVNWAviat Networks, Inc. | COM NEW | 3,137 | $223.0K | <0.1% | – | – | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 15,122 | $223.0K | <0.1% | – | – | History |
| SONYSony Group Corp | SPONSORED ADR | 2,109 | $224.0K | <0.1% | – | – | History |
| NAGENiagen Bioscience, Inc. | COM NEW | 24,000 | $224.0K | <0.1% | – | – | History |
| PLABPhotronics Inc | COM | 17,500 | $225.0K | <0.1% | – | – | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,099 | $226.0K | <0.1% | – | – | History |
| JJacobs Solutions Inc. | COM | 1,752 | $227.0K | <0.1% | – | – | History |
| EVAEnviva, LLC | COM UNIT | 4,725 | $228.0K | <0.1% | – | – | History |