CAPRIN ASSET MANAGEMENT LLC /ADV
- SEC CIK
- 0001034369
Holdings, Q4 2022
Positions as of Dec 31, 2022, filed Jan 24, 2023.SEC
- Positions
- 21
- +4 vs. Q3 2022
- Total value
- $64.08M
- −$5.5M (−7.9%) vs. Q3 2022
Compare with Q3 2022: new, added, reduced and sold out
Positions
Long positions only. Changes compare share counts with Q3 2022.
| Security | Class | Shares | Value | % of portfolio | Change in shares | Action | History |
|---|---|---|---|---|---|---|---|
| SPDR SERIES TRUST78468R739 | ST NUVE TERM ETF | 315,464 | $14.82M | 23.13% | −92,135−22.6% | Reduced | – |
| VANECK ETF TRUST92189H201 | INTRMDT MUNI ETF | 299,453 | $13.66M | 21.31% | −90,291−23.2% | Reduced | – |
| ISHARES TR464288414 | NATIONAL MUN ETF | 108,111 | $11.41M | 17.80% | −44,064−29.0% | Reduced | – |
| ISHARES CORE U.S. AGGREGATE BOND ETF464287226 | ETF | 90,741 | $8.8M | 13.73% | −21,244−19.0% | Reduced | – |
| VANGUARD MUN BD FDS922907746 | TAX EXEMPT BD | 104,064 | $5.15M | 8.04% | +75,761+267.7% | Added | – |
| J P MORGAN EXCHANGE TRADED F46641Q654 | ULTRA SHT MUNCPL | 70,407 | $3.56M | 5.55% | +70,331+92,540.8% | Added | – |
| ISHARES TR46429B655 | FLTG RATE NT ETF | 45,486 | $2.29M | 3.57% | −3,585−7.3% | Reduced | – |
| VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF92206C870 | ETF | 13,617 | $1.06M | 1.65% | +13,617 | New | – |
| ISHARES TR464288638 | ISHS 5-10YR INVT | 20,375 | $1.01M | 1.57% | −3,105−13.2% | Reduced | – |
| ISHARES TR464288323 | NEW YORK MUN ETF | 18,029 | $944.72K | 1.47% | −7,031−28.1% | Reduced | – |
| ISHARES TR464288646 | ISHS 1-5YR INVS | 6,198 | $308.78K | 0.48% | −3,731−37.6% | Reduced | – |
| ISHARES TR464288356 | CALIF MUN BD ETF | 4,938 | $277.07K | 0.43% | 00.0% | Unchanged | – |
| SPDR SERIES TRUST78468R721 | STATE STREET SPD | 4,233 | $193.11K | 0.30% | +4,029+1,975.0% | Added | – |
| ISHARES TR464287457 | 1 3 YR TREAS BD | 1,846 | $149.84K | 0.23% | +1,846 | New | – |
| VANECK ETF TRUST92189H409 | HIGH YLD MUNIETF | 2,604 | $131.63K | 0.21% | −1,058−28.9% | Reduced | – |
| INVESCO EXCH TRADED FD TR II46138G805 | TAXABLE MUN BD | 2,920 | $75.07K | 0.12% | −1,611−35.6% | Reduced | – |
| VANECK ETF TRUST92189F387 | SHRT HGH YLD MUN | 3,243 | $72.22K | 0.11% | −1,368−29.7% | Reduced | – |
| VANGUARD SCOTTSDALE FDS92206C409 | SHRT TRM CORP BD | 794 | $59.7K | 0.09% | +794 | New | – |
| ISHARES TR464287440 | 7-10 YR TRSY BD | 581 | $55.65K | 0.09% | +581 | New | – |
| INVESCO EXCH TRADED FD TR II46138E537 | NATL AMT MUNI | 1,590 | $36.48K | 0.06% | +1,590 | New | – |
| ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF464288620 | ETF | 600 | $29.47K | 0.05% | +600 | New | – |
Sold out since Q3 2022 (2)
Positions held at the end of Q3 2022 that are no longer in this filing.
| Security | Class | Shares, Q3 2022 | Value, Q3 2022 | % of portfolio, Q3 2022 |
|---|---|---|---|---|
| ISHARES TIPS BOND ETF464287176 | ETF | 168 | $17.62K | 0.03% |
| SPDR SERIES TRUST78468R408 | ST TERM HIGH ETF | 521 | $12.39K | 0.02% |
13F filings by quarter
| Quarter | Filed | Positions | Total value | Changes | Filing |
|---|---|---|---|---|---|
| Q4 2022 | Jan 24, 2023 | 21 | $64.08M | vs. Q3 2022 | SEC |
| Q3 2022 | Jan 24, 2023 | 17 | $69.58M | vs. Q2 2022 | SEC |
| Q2 2022 | Aug 15, 2022 | 17 | $97.44M | vs. Q1 2022 | SEC |
| Q1 2022 | May 2, 2022 | 17 | $116.77M | vs. Q4 2021 | SEC |
| Q4 2021 | Feb 14, 2022 | 17 | $129.04M | vs. Q3 2021 | SEC |
| Q3 2021 | Dec 15, 2021 | 17 | $129.98M | vs. Q2 2021 | SEC |
| Q2 2021 | Dec 15, 2021 | 18 | $132.75M | vs. Q1 2021 | SEC |
| Q1 2021 | May 17, 2021 | 18 | $130.83M | – | SEC |