Oaktree Capital
SuperinvestorOaktree Capital Management LP
- SEC CIK
- 0000949509
- Manager
- Howard Marks
- Style
- Value
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Dec 14, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 237
- +47 vs. Q2 2021
- Portfolio value
- $6.83B
- −$579.4M (−7.8%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| OCSLOaktree Specialty Lending Corp | COM | 4,490,368 | $31.7M | 0.5% | +4,214,368+1,526.9% | Added | History |
| AFYAAfya Ltd | CL A COM | 1,651,812 | $32.6M | 0.5% | +19,132+1.2% | Added | History |
| PARRPar Pacific Holdings, Inc. | COM NEW | 2,210,000 | $34.7M | 0.5% | +910,000+70.0% | Added | History |
| MTGMgic Investment Corp | COM | 2,358,000 | $35.3M | 0.5% | −662,000−21.9% | Reduced | History |
| MXMagnachip Semiconductor Corp | COM | 2,006,537 | $35.6M | 0.5% | 00.0% | Unchanged | History |
| VALValaris Ltd | CL A | 1,080,184 | $37.7M | 0.6% | 00.0% | Unchanged | History |
| UNITUniti Group Inc. | COM | 3,397,592 | $42.0M | 0.6% | 00.0% | Unchanged | History |
| Azul S A05501U106 | SPONSR ADR PFD | 2,099,524 | $42.1M | 0.6% | +242,185+13.0% | Added | – |
| FTAIFTAI Aviation Ltd. | COM REP LTD LIAB | 2,033,110 | $51.6M | 0.8% | +190,000+10.3% | Added | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $54.2M | 0.8% | – | – | – |
| LBTYKLiberty Global Ltd. | SHS CL C | 1,875,000 | $55.2M | 0.8% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 1,833,550 | $59.6M | 0.9% | +1,833,550 | New | History |
| Eagle Bulk Shipping Inc.269442AB5 | CONVERTIBLE BOND | – | $60.5M | 0.9% | – | – | – |
| COOPMaverick Merger Sub 2, LLC | COM | 1,507,286 | $62.1M | 0.9% | 00.0% | Unchanged | History |
| XOGExtraction Oil & Gas, Inc. | COM | 1,113,995 | $62.9M | 0.9% | 00.0% | Unchanged | History |
| AUAngloGold Ashanti PLC | SPONSORED ADR | 4,129,408 | $66.0M | 1.0% | +822,601+24.9% | Added | History |
| BBDBank Bradesco | SP ADR PFD NEW | 20,328,340 | $77.9M | 1.1% | +3,264,276+19.1% | Added | History |
| SMCISuper Micro Computer, Inc. | COM | 2,135,000 | $78.1M | 1.1% | −128,610−5.7% | Reduced | History |
| VALEVale S.A. | SPONSORED ADS | 5,982,790 | $83.5M | 1.2% | −262,786−4.2% | Reduced | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 8,800,432 | $91.0M | 1.3% | +326,265+3.9% | Added | History |
| BRYBerry Corp (bry) | COM | 12,913,313 | $93.1M | 1.4% | 00.0% | Unchanged | History |
| IBNIcici Bank Ltd | ADR | 5,266,217 | $99.4M | 1.5% | +195,908+3.9% | Added | History |
| KRCKilroy Realty Corp | COM | 1,535,011 | $101.6M | 1.5% | +625,000+68.7% | Added | History |
| FYBRFrontier Communications Parent, Inc. | COM | 3,982,849 | $111.0M | 1.6% | 00.0% | Unchanged | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 21,299,528 | $112.2M | 1.6% | +495,736+2.4% | Added | History |
| NMIHNMI Holdings, Inc. | COM | 5,320,000 | $120.3M | 1.8% | +455,000+9.4% | Added | History |
| WFRDWeatherford International plc | ORD SHS | – | $123.2M | 1.8% | – | New | History |
| CXCemex SAB de CV | SPON ADR NEW | 24,468,125 | $175.4M | 2.6% | +594,367+2.5% | Added | History |
| STKLSunOpta Inc. | COM | 20,726,126 | $185.1M | 2.7% | 00.0% | Unchanged | History |
| EGLEEagle Bulk Shipping Inc. | COM | 3,781,561 | $190.7M | 2.8% | 00.0% | Unchanged | History |
| INFNInfinera Corp | COM | 25,175,384 | $209.5M | 3.1% | 00.0% | Unchanged | History |
| PCGPG&E Corp | Stock | 30,000,000 | $288.0M | 4.2% | 00.0% | Unchanged | History |
| ALLYAlly Financial Inc. | Stock | 6,874,687 | $351.0M | 5.1% | 00.0% | Unchanged | History |
| TRMDTORM plc | SHS CL A | 53,812,988 | $413.8M | 6.1% | 00.0% | Unchanged | History |
| VSTVistra Corp. | Stock | 29,941,385 | $512.0M | 7.5% | +4,7830.0% | Added | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 25,993,242 | $624.9M | 9.1% | 00.0% | Unchanged | History |
| EXEExpand Energy Corp | COM | 11,939,117 | $735.3M | 10.8% | 00.0% | Unchanged | History |
Options (25)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $136.0M | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | – | $76.7M |
| COOPMaverick Merger Sub 2, LLC | COM | – | $41.2M |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | – | $28.3M |
| CFLTConfluent, Inc. | CLASS A COM | $21.5M | – |
| Williams Rowland Acquisition Corp.96951B110 | *W EXP 12/11/202 | – | $8.48M |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | – | $2.77M |
| CHW Acquisition CorporationG2254A125 | *W EXP 09/01/202 | – | $1.95M |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | – | $1.72M |
| Macondray Cap Acquisitn CorpG5853A115 | *W EXP 05/31/202 | – | $1.24M |
| Gladstone Acquisition Corp37653T116 | *W EXP 04/01/202 | – | $1.23M |
| Springwater SPL Situations C85205U115 | WARRANT | – | $1.22M |
| Agrico Acquisition CorpG41089114 | *W EXP 03/31/202 | – | $1.00M |
| Roth CH Acquisition IV Co77867P112 | *W EXP 07/01/202 | – | $983.0K |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | – | $981.0K |
| Amci Acquisition Corp II00166R118 | *W EXP 08/06/202 | – | $968.0K |
| Belong Acquisition Corp.08069M110 | *W EXP 03/23/202 | – | $968.0K |
| Avista Pub Acquisition CorpG07247128 | *W EXP 04/06/202 | – | $813.0K |
| Jatt Acquisition CorpG50752123 | *W EXP 07/19/202 | – | $737.0K |
| Xpac Acquisition CorpG9831X122 | *W EXP 99/99/999 | – | $647.0K |
| Metals Acquisition CorpG60405126 | *W EXP 99/99/999 | – | $579.0K |
| Alpha Healthcare Acqu Corp I02073F112 | *W EXP 04/01/202 | – | $473.0K |
| Coliseum Acquisition Corp.G2263T107 | *W EXP 08/22/202 | – | $300.0K |
| Corsair Partnering CorpG2540H116 | *W EXP 07/06/202 | – | $246.0K |
| TDGMWTidewater Inc | WARRANT | – | $178.0K |
Sold out since Q2 2021 (53)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| COLDAmericold Realty Trust | COM | 11,771,646 | $445.6M | 6.0% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 4,977,751 | $176.7M | 2.4% | History |
| XECCimarex Energy Co | COM | 312,000 | $22.6M | 0.3% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $16.5M | 0.2% | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $14.8M | 0.2% | – |
| Dycom Inds Inc267475AB7 | NOTE 0.750% 9/1 | – | $14.5M | 0.2% | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | 690,931 | $14.4M | 0.2% | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $13.0M | 0.2% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $11.6M | 0.2% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $11.2M | 0.2% | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $9.39M | 0.1% | – |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $9.31M | 0.1% | – |
| Qiagen NVN72482AT4 | CONVERTIBLE BOND | – | $8.52M | 0.1% | – |
| PDC Energy, Inc.69327RAD3 | NOTE 1.125% 9/1 | – | $8.28M | 0.1% | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $8.02M | 0.1% | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $6.96M | 0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $6.92M | 0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $6.70M | 0.1% | – |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $6.64M | 0.1% | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $6.10M | 0.1% | – |
| Theravance Biopharma, Inc.88339KAA0 | NOTE 3.250%11/0 | – | $5.95M | 0.1% | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $5.42M | 0.1% | – |
| REREATRenew Inc. | SPONSORED ADS | 357,722 | $5.35M | 0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $5.01M | 0.1% | – |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $4.80M | 0.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $4.48M | 0.1% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $4.12M | 0.1% | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $3.98M | 0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $3.96M | 0.1% | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $3.84M | 0.1% | – |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 150,000 | $3.67M | <0.1% | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $3.16M | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $3.06M | <0.1% | – |
| Heritage Ins Hldgs Inc42727JAB8 | CONVERTIBLE BOND | – | $2.99M | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $2.90M | <0.1% | – |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $2.72M | <0.1% | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $2.69M | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $2.37M | <0.1% | – |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | 75,810 | $2.04M | <0.1% | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $2.01M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 200,000 | $1.98M | <0.1% | – |
| MITAUColiseum Acquisition Corp. | UNIT 04/02/2028 | 200,000 | $1.98M | <0.1% | History |
| AMPYAmplify Energy Corp. | COM | 410,041 | $1.66M | <0.1% | History |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 150,000 | $1.50M | <0.1% | – |
| Thunder Bridge Capital Partners IV, Inc.88605L206 | UNIT 06/30/2026 | 150,000 | $1.49M | <0.1% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $1.36M | <0.1% | – |
| Fintech Acquisition Corp VI31811H205 | UNIT 06/24/2026 | 100,000 | $1.01M | <0.1% | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $938.0K | <0.1% | – |
| Scorpio Tankers Inc.80918TAB5 | NOTE 3.000% 5/1 | – | $547.0K | <0.1% | – |
| US Well Services Inc91274U119 | WARRANT | 1,500,000 | $272.0K | <0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $225.0K | <0.1% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $143.0K | <0.1% | – |