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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
750
+14 vs. Q2 2023
Portfolio value
$1.15B
+$8.14M (+0.7%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Centaurus Financial, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TLRYTilray Brands, Inc.COM CL 2130,373$312.0K<0.1%+470+0.4%AddedHistory
AXONAxon Enterprise, Inc.COM1,579$314.0K<0.1%−34−2.1%ReducedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD6,980$319.0K<0.1%+3,789+118.7%Added–
iShares Tr464289867CORE 60 BALA ETF6,452$319.0K<0.1%+2,380+58.4%Added–
First Tr Exchng Traded FD VI33740F748FT VEST US EQT8,316$319.0K<0.1%−159−1.9%Reduced–
DALDelta Air Lines, Inc.COM NEW8,703$322.0K<0.1%−991−10.2%ReducedHistory
ADPAutomatic Data Processing IncStock1,346$324.0K<0.1%00.0%UnchangedHistory
AMGNAmgen IncStock1,218$327.0K<0.1%+142+13.2%AddedHistory
CEVACeva IncCOM17,100$332.0K<0.1%−50−0.3%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF8,082$333.0K<0.1%−324−3.9%Reduced–
Global X Lithium & Battery Tech ETF37954Y855ETF6,064$335.0K<0.1%−1,020−14.4%Reduced–
Invesco Actively Managed Exc46090A804TOTAL RETURN7,509$335.0K<0.1%+16+0.2%Added–
CLXClorox CoStock2,578$338.0K<0.1%−181−6.6%ReducedHistory
LULUlululemon athletica inc.Stock880$339.0K<0.1%+26+3.0%AddedHistory
TXNTexas Instruments IncStock2,131$339.0K<0.1%+37+1.8%AddedHistory
DOCUDocuSign, Inc.Stock8,072$339.0K<0.1%+398+5.2%AddedHistory
First Tr Exchange Traded FD33738R845NASDQ OIL GAS11,282$339.0K<0.1%−1,337−10.6%Reduced–
EMOClearBridge Energy Midstream Opportunity Fund Inc.COM10,680$339.0K<0.1%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF3,646$343.0K<0.1%+10.0%Added–
FOURShift4 Payments, Inc.CL A6,196$343.0K<0.1%+2,789+81.9%AddedHistory
Vanguard World FD921910873MEGA CAP INDEX2,260$343.0K<0.1%+250+12.4%Added–
GOFGuggenheim Strategic Opportunities FundCOM SBI23,278$344.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI21,024$351.0K<0.1%−7,029−25.1%Reduced–
PLTRPalantir Technologies Inc.Stock22,066$353.0K<0.1%+6,188+39.0%AddedHistory
XYLXylem Inc.COM3,873$353.0K<0.1%00.0%UnchangedHistory
Vanguard World FD921910709EXTENDED DUR5,043$353.0K<0.1%−5,401−51.7%Reduced–
MMM3M CoStock3,794$355.0K<0.1%+74+2.0%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,834$356.0K<0.1%−343−4.2%Reduced–
MEDPMedpace Holdings, Inc.COM1,474$357.0K<0.1%+156+11.8%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS6,190$357.0K<0.1%−444−6.7%Reduced–
MDTMedtronic plcStock4,567$358.0K<0.1%+472+11.5%AddedHistory
OCSLOaktree Specialty Lending CorpCOM17,809$358.0K<0.1%−6,958−28.1%ReducedHistory
PDIPIMCO Dynamic Income FundSHS20,909$361.0K<0.1%−2,356−10.1%ReducedHistory
ABTAbbott LaboratoriesStock3,783$366.0K<0.1%−112−2.9%ReducedHistory
LIILennox International IncCOM977$366.0K<0.1%−35−3.5%ReducedHistory
First Tr Exchng Traded FD VI33740U885FT VEST US EQT11,479$370.0K<0.1%−188−1.6%Reduced–
SHELShell plcADR5,831$375.0K<0.1%+5,831NewHistory
SPDR Series Trust78468R747ST STR MSCI GEN4,417$375.0K<0.1%+4,417New–
VanEck ETF Trust92189F411BDC INCOME ETF23,505$377.0K<0.1%+3,618+18.2%Added–
GMGeneral Motors CoCOM11,441$377.0K<0.1%+1,027+9.9%AddedHistory
FNGSBank of MontrealNT LKD 3811,801$377.0K<0.1%+3,944+50.2%AddedHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF1,937$380.0K<0.1%+462+31.3%Added–
ARK Innovation ETF00214Q104ETF9,618$382.0K<0.1%−880−8.4%Reduced–
VanEck Semiconductor ETF92189F676ETF2,667$387.0K<0.1%+1,221+84.4%Added–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK29,243$387.0K<0.1%+8,384+40.2%AddedHistory
NVSNovartis AGADR3,826$390.0K<0.1%+319+9.1%AddedHistory
LINLinde PLCStock1,056$393.0K<0.1%+1,056NewHistory
First Tr Exchange-Traded FD336917109SHS11,866$397.0K<0.1%−983−7.7%Reduced–
ORealty Income CorpREIT7,988$399.0K<0.1%−357−4.3%ReducedHistory
Fidelity Covington Trust316092535INTL MULTIFACTOR16,113$399.0K<0.1%+636+4.1%Added–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF2,059$401.0K<0.1%−1,561−43.1%Reduced–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM52,315$402.0K<0.1%−809−1.5%ReducedHistory
IRMIron Mountain IncCOM6,790$404.0K<0.1%+327+5.1%AddedHistory
FICOFair Isaac CorpCOM465$404.0K<0.1%−100−17.7%ReducedHistory
Aim ETF Products Trust00888H711ALLIA US AUG ETF16,688$405.0K<0.1%+16,688New–
PINSPinterest, Inc.CL A15,011$406.0K<0.1%−457−3.0%ReducedHistory
FSVFirstService CorpCOM2,804$408.0K<0.1%−2−0.1%ReducedHistory
KLACKLA CorpCOM NEW892$409.0K<0.1%−13−1.4%ReducedHistory
DKNGDraftKings Inc.Stock14,202$418.0K<0.1%+2,770+24.2%AddedHistory
THWabrdn World Healthcare FundBEN INT SHS35,626$418.0K<0.1%−34,799−49.4%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF3,226$422.0K<0.1%+8+0.2%Added–
iShares Tr464288752US HOME CONS ETF5,405$424.0K<0.1%+813+17.7%Added–
ENBEnbridge IncStock12,815$425.0K<0.1%+8,715+212.6%AddedHistory
iShares S&P 500 Value ETF464287408ETF2,766$426.0K<0.1%−13,355−82.8%Reduced–
ORANYOrangeSPONSORED ADR37,463$430.0K<0.1%+912+2.5%AddedHistory
TRVTravelers Companies, Inc.Stock2,653$433.0K<0.1%−10−0.4%ReducedHistory
First Tr Exchng Traded FD VI33740F623FT VEST US EQT11,971$437.0K<0.1%−167−1.4%Reduced–
Victory Portfolios II92647N667VICSHS DV AC ETF10,144$440.0K<0.1%−2,862−22.0%Reduced–
Vanguard Financials ETF92204A405ETF5,492$441.0K<0.1%+1,216+28.4%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF2,787$444.0K<0.1%+55+2.0%Added–
ABNBAirbnb, Inc.Stock3,239$444.0K<0.1%+90+2.9%AddedHistory
EDConsolidated Edison IncStock5,242$448.0K<0.1%+152+3.0%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,658$451.0K<0.1%+2,135+47.2%Added–
WisdomTree Tr97717W422INDIA ERNGS FD12,283$452.0K<0.1%−38,782−75.9%Reduced–
DUKDuke Energy CORPStock5,139$454.0K<0.1%+458+9.8%AddedHistory
WMBWilliams Companies, Inc.COM13,537$456.0K<0.1%−250−1.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS20,288$456.0K<0.1%−4,377−17.7%Reduced–
SPDR Series Trust78464A490ST STR FTSE ETF11,761$458.0K<0.1%−398−3.3%Reduced–
Fidelity Covington Trust316092204MSCI CONSM DIS6,606$461.0K<0.1%+2,665+67.6%Added–
DOWDow Inc.Stock8,969$462.0K<0.1%−180−2.0%ReducedHistory
EXPEagle Materials IncCOM2,780$463.0K<0.1%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock6,215$466.0K<0.1%+1,155+22.8%AddedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF2,929$467.0K<0.1%+2,929New–
PMPhilip Morris International Inc.Stock5,064$469.0K<0.1%+376+8.0%AddedHistory
DSLDoubleLine Income Solutions FundCOM40,068$470.0K<0.1%−18,002−31.0%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF10,280$472.0K<0.1%−1,053−9.3%Reduced–
SPDR Series Trust78464A763ST STR SP DIV4,100$472.0K<0.1%+706+20.8%Added–
WPCW. P. Carey Inc.COM8,749$473.0K<0.1%−743−7.8%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD31,747$475.0K<0.1%−3,110−8.9%Reduced–
UTGReaves Utility Income FundCOM SH BEN INT19,265$475.0K<0.1%−215−1.1%ReducedHistory
ZTSZoetis Inc.Stock2,742$477.0K<0.1%+182+7.1%AddedHistory
IBMInternational Business Machines CorpStock3,424$480.0K<0.1%+208+6.5%AddedHistory
SRESempraStock7,058$480.0K<0.1%+304+4.5%AddedConverted for a 2-for-1 splitHistory
Aim ETF Products Trust00888H703ALLIANZIM US EQT17,257$485.0K<0.1%−143−0.8%Reduced–
BPBP PLCADR12,541$486.0K<0.1%+373+3.1%AddedHistory
ROPRoper Technologies IncStock1,003$486.0K<0.1%−1,302−56.5%ReducedHistory
Fidelity Covington Trust316092709MSCI INDL INDX9,021$488.0K<0.1%+3,417+61.0%Added–
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncSHS29,139$489.0K<0.1%−6,673−18.6%ReducedHistory
TGTTarget CorpStock4,451$492.0K<0.1%−845−16.0%ReducedHistory
GLOClough Global Opportunities FundSH BEN INT111,863$496.0K<0.1%−60,242−35.0%ReducedHistory

Sold out since Q2 2023 (64)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
U.S. Global Jets ETF26922A842ETF80,323$1.72M0.2%–
iShares Tr46428865310-20 YR TRS ETF15,106$1.67M0.1%–
iShares Tr464287192US TRSPRTION6,419$1.60M0.1%–
iShares Inc46434G822MSCI JAPAN ETF14,960$926.0K0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF32,868$849.0K0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX15,093$759.0K0.1%–
SPDR Series Trust78464A664ST LON TREAS ETF22,953$686.0K0.1%–
iShares Tr4642874407-10 YR TRSY BD6,643$642.0K0.1%–
First Tr Exchange-Traded FD33734H106SHS15,550$623.0K0.1%–
HLTHilton Worldwide Holdings Inc.COM4,046$589.0K0.1%History
SPDR Ser Tr78464A110FACTST INV ETF3,715$491.0K<0.1%–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL5,320$413.0K<0.1%–
FTNTFortinet, Inc.Stock4,308$326.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF5,190$304.0K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,749$274.0K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE4,079$256.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF12,140$254.0K<0.1%–
VMWVmware LLCCL A COM1,552$223.0K<0.1%History
INTUIntuit Inc.Stock467$214.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF1,519$212.0K<0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,895$205.0K<0.1%–
AVKAdvent Convertible & Income FundCOM16,334$191.0K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH2,953$190.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN6,365$189.0K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY3,168$179.0K<0.1%–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD9,895$178.0K<0.1%–
iShares Tr464287796U.S. ENERGY ETF3,861$165.0K<0.1%–
Listed FD Tr53656F144TEUCRIUM AGRI ST4,667$160.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG7,975$158.0K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF1,880$156.0K<0.1%–
XYZBlock, Inc.CL A2,230$148.0K<0.1%History
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX1,645$139.0K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH4,329$138.0K<0.1%–
SPDR Series Trust78464A201ST STR SP600GRWO1,766$136.0K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS1,343$136.0K<0.1%–
TAPMolson Coors Beverage CoCL B2,058$135.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,314$130.0K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM1,255$130.0K<0.1%History
Global X FDS37960A651SUPERDVDND REIT6,074$130.0K<0.1%–
NEXNextier Oilfield Solutions Inc.COM14,435$129.0K<0.1%History
PHParker-Hannifin CorpStock328$128.0K<0.1%History
iShares Tr464288307MRGSTR MD CP GRW2,060$126.0K<0.1%–
PHMPultegroup IncCOM1,555$121.0K<0.1%History
EQTEQT CorpStock2,860$118.0K<0.1%History
ACLSAxcelis Technologies IncStock629$115.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF1,527$115.0K<0.1%–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,397$113.0K<0.1%History
GISGeneral Mills IncStock1,463$112.0K<0.1%History
CTVACorteva, Inc.Stock1,935$111.0K<0.1%History
MINAberdeen Intermediate Income FundSH BEN INT40,000$110.0K<0.1%History
First Tr Exchange Traded FD33738R118NASD TECH DIV1,852$109.0K<0.1%–
RCReady Capital CorpCOM9,289$105.0K<0.1%History
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH1,618$105.0K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF1,383$104.0K<0.1%–
MLCOMelco Resorts & Entertainment LTDADR8,512$104.0K<0.1%History
iShares Tr464287291GLOBAL TECH ETF1,660$103.0K<0.1%–
iShares Tr46435U713US INFRASTRUC2,597$102.0K<0.1%–
CMICummins IncStock412$101.0K<0.1%History
iShares Tr464287325GLOB HLTHCRE ETF1,183$101.0K<0.1%–
SPGSimon Property Group Inc.REIT864$100.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US2,470$100.0K<0.1%–
INVHInvitation Homes Inc.COM2,910$100.0K<0.1%History
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT8,471$100.0K<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A13,242$99.0K<0.1%History