Skip to main content
Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
750
+14 vs. Q2 2023
Portfolio value
$1.15B
+$8.14M (+0.7%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Centaurus Financial, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Aim ETF Products Trust00888H307ALLIANZIM US EQ6,990$216.0K<0.1%−5,127−42.3%Reduced–
PSXPhillips 66Stock1,817$218.0K<0.1%−453−20.0%ReducedHistory
KMXCarMax IncCOM3,080$218.0K<0.1%+3,080NewHistory
RLRalph Lauren CorpCL A1,875$218.0K<0.1%+1,875NewHistory
SLViShares Silver TrustETF10,785$219.0K<0.1%−45,160−80.7%ReducedHistory
CCDCalamos Dynamic Convertible & Income FundCOM11,730$219.0K<0.1%+237+2.1%AddedHistory
AMTAmerican Tower CorpREIT1,337$220.0K<0.1%−268−16.7%ReducedHistory
Innovator ETFs Trust45782C276GRWT100 PWR BUF4,332$220.0K<0.1%+1,517+53.9%Added–
ETNEaton Corp plcStock1,043$222.0K<0.1%−74−6.6%ReducedHistory
LOBLive Oak Bancshares, Inc.COM7,665$222.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y632ARTIFICIAL ETF8,323$224.0K<0.1%+8,323New–
MPCMarathon Petroleum CorpStock1,487$225.0K<0.1%+1,487NewHistory
FDXFedEx CorpStock853$226.0K<0.1%−23−2.6%ReducedHistory
Pacer FDS Tr69374H436METAURUS CAP 4007,444$227.0K<0.1%+30+0.4%Added–
EXTRExtreme Networks IncCOM9,435$228.0K<0.1%+1,236+15.1%AddedHistory
BEEPMobile Infrastructure CorpCOM SHS65,243$228.0K<0.1%+65,243NewHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,011$229.0K<0.1%−343−10.2%Reduced–
CMCSAComcast CorpStock5,172$229.0K<0.1%+213+4.3%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,241$229.0K<0.1%+948+73.3%Added–
SNPSSynopsys IncCOM500$229.0K<0.1%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM2,551$229.0K<0.1%−997−28.1%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF4,243$230.0K<0.1%−2,254−34.7%Reduced–
Starboard Invt Tr85521B742ADAPTIVE ALPHA10,151$230.0K<0.1%00.0%Unchanged–
MRVLMarvell Technology, Inc.COM4,253$230.0K<0.1%+716+20.2%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM19,303$231.0K<0.1%−517−2.6%ReducedHistory
BCEBce IncCOM NEW6,064$231.0K<0.1%−332−5.2%ReducedHistory
EAElectronic Arts Inc.COM1,928$232.0K<0.1%+111+6.1%AddedHistory
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL5,847$233.0K<0.1%−200−3.3%Reduced–
DEODiageo PLCSPON ADR NEW1,563$233.0K<0.1%+89+6.0%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,195$234.0K<0.1%+212+21.6%Added–
First Tr Exchng Traded FD VI33740F631FT VEST US7,214$234.0K<0.1%−4,767−39.8%Reduced–
ALBAlbemarle CorpStock1,382$235.0K<0.1%+357+34.8%AddedHistory
First Tr Exchng Traded FD VI33740U778VEST BUFFERED11,951$235.0K<0.1%+41+0.3%Added–
WSTWest Pharmaceutical Services IncCOM625$235.0K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF4,836$238.0K<0.1%+35+0.7%Added–
RIORio Tinto PLCADR3,750$239.0K<0.1%+453+13.7%AddedHistory
KIMKimco Realty CorpCOM13,620$240.0K<0.1%−1,418−9.4%ReducedHistory
BHPBHP Group LtdADR4,303$245.0K<0.1%00.0%UnchangedHistory
OTISOtis Worldwide CorpStock3,054$245.0K<0.1%+518+20.4%AddedHistory
LRCXLam Research CorpCOM392$245.0K<0.1%+33+9.2%AddedHistory
MKCMcCormick & Co IncStock3,252$246.0K<0.1%−300−8.4%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF6,493$246.0K<0.1%−55−0.8%Reduced–
iShares Tr464287846DOW JONES US ETF2,362$247.0K<0.1%−1,253−34.7%Reduced–
NMIHNMI Holdings, Inc.COM9,120$247.0K<0.1%−39−0.4%ReducedHistory
iShares Tr464287150CORE S&P TTL STK2,619$247.0K<0.1%−84−3.1%Reduced–
Kraneshares Trust500767678GLOBAL CARB STRA6,854$248.0K<0.1%−407−5.6%Reduced–
SPDR Series Trust78464A755ST STR SP METAL4,720$248.0K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740U786FT VEST U.S7,569$249.0K<0.1%−240−3.1%Reduced–
iShares Tr464287390LATN AMER 40 ETF9,828$251.0K<0.1%+1,558+18.8%Added–
AEPAmerican Electric Power Co IncStock3,351$252.0K<0.1%−34−1.0%ReducedHistory
Flexshares Tr33939L845QLT DIV DEF IDX4,680$253.0K<0.1%+23+0.5%Added–
iShares Tr464288794US BR DEL SE ETF2,789$254.0K<0.1%−1,378−33.1%Reduced–
NWLNewell Brands Inc.Stock28,429$257.0K<0.1%+2,839+11.1%AddedHistory
ULUnilever PLCSPON ADR NEW5,221$258.0K<0.1%+431+9.0%AddedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT7,712$262.0K<0.1%+7,712New–
KNXKnight-Swift Transportation Holdings Inc.CL A5,216$262.0K<0.1%−82−1.5%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF5,496$263.0K<0.1%+1,117+25.5%Added–
KRPKimbell Royalty Partners, LPUNIT16,485$264.0K<0.1%+3,874+30.7%AddedHistory
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH5,970$264.0K<0.1%−8,700−59.3%ReducedConverted for a 3-for-1 split–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,608$267.0K<0.1%−355−4.5%Reduced–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,896$267.0K<0.1%+707+22.2%Added–
CHEChemed CorpCOM514$267.0K<0.1%−41−7.4%ReducedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF8,703$274.0K<0.1%−58−0.7%Reduced–
ARESAres Management CorpCL A COM STK2,690$277.0K<0.1%+2,690NewHistory
iShares Tr46435G425ESG AWR MSCI USA2,954$277.0K<0.1%+73+2.5%Added–
GEGeneral Electric CoStock2,533$280.0K<0.1%+39+1.6%AddedHistory
PRUPrudential Financial IncStock2,961$281.0K<0.1%−62−2.1%ReducedHistory
TFCTruist Financial CorpCOM9,806$281.0K<0.1%+241+2.5%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM22,163$281.0K<0.1%+10,420+88.7%AddedHistory
RVNCRevance Therapeutics, Inc.COM24,527$281.0K<0.1%+7,242+41.9%AddedHistory
CMCCommercial Metals CoStock5,714$282.0K<0.1%−250−4.2%ReducedHistory
MDLZMondelez International, Inc.Stock4,074$283.0K<0.1%−217−5.1%ReducedHistory
CLColgate Palmolive CoStock3,973$283.0K<0.1%+699+21.4%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM21,708$284.0K<0.1%+198+0.9%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF5,637$285.0K<0.1%+49+0.9%Added–
GPCGenuine Parts CoStock1,976$285.0K<0.1%+39+2.0%AddedHistory
Pacer FDS Tr69374H584SWAN SOS CNS DEC12,400$286.0K<0.1%−13,950−52.9%Reduced–
Starboard Invt Tr85521B783ADAPTIVE HDGD MU39,969$287.0K<0.1%00.0%Unchanged–
PWRQuanta Services, Inc.COM1,540$288.0K<0.1%−312−16.8%ReducedHistory
ARCCAres Capital CorpCEF14,838$289.0K<0.1%+1,197+8.8%AddedHistory
ENVAEnova International, Inc.COM5,737$292.0K<0.1%−48−0.8%ReducedHistory
AGNCAGNC Investment Corp.REIT31,055$293.0K<0.1%+765+2.5%AddedHistory
Vanguard Total World Stock ETF922042742ETF3,159$294.0K<0.1%+49+1.6%Added–
SAFESafehold Inc.COM16,543$294.0K<0.1%−1,997−10.8%ReducedHistory
GSKGSK plcADR8,144$295.0K<0.1%+1,127+16.1%AddedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN11,938$295.0K<0.1%−627−5.0%Reduced–
CLFCleveland-Cliffs Inc.COM19,050$298.0K<0.1%−1,150−5.7%ReducedHistory
MYDBlackRock Muniyield Fund, Inc.COM32,480$298.0K<0.1%00.0%UnchangedHistory
Bank of Amer Corp0605056827.25%CNV PFD L270$300.0K<0.1%+1+0.4%Added–
SHOPShopify Inc.Stock5,507$301.0K<0.1%+478+9.5%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS6,053$302.0K<0.1%−10.0%Reduced–
GPNGlobal Payments IncStock2,622$303.0K<0.1%−136−4.9%ReducedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF8,227$304.0K<0.1%+3,172+62.7%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF4,682$305.0K<0.1%−805−14.7%Reduced–
iShares Tr464287812US CONSM STAPLES1,634$305.0K<0.1%−224−12.1%Reduced–
iShares Tr464287770U.S. FIN SVC ETF1,971$305.0K<0.1%+52+2.7%Added–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED15,486$305.0K<0.1%+56+0.4%Added–
First Tr Exchng Traded FD VI33740U208FT VEST US EQT8,009$307.0K<0.1%+992+14.1%Added–
FERGFerguson Enterprises Inc.SHS1,874$308.0K<0.1%+1,874NewHistory
SJMJ M SMUCKER CoStock2,515$309.0K<0.1%+571+29.4%AddedHistory

Sold out since Q2 2023 (64)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
U.S. Global Jets ETF26922A842ETF80,323$1.72M0.2%–
iShares Tr46428865310-20 YR TRS ETF15,106$1.67M0.1%–
iShares Tr464287192US TRSPRTION6,419$1.60M0.1%–
iShares Inc46434G822MSCI JAPAN ETF14,960$926.0K0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF32,868$849.0K0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX15,093$759.0K0.1%–
SPDR Series Trust78464A664ST LON TREAS ETF22,953$686.0K0.1%–
iShares Tr4642874407-10 YR TRSY BD6,643$642.0K0.1%–
First Tr Exchange-Traded FD33734H106SHS15,550$623.0K0.1%–
HLTHilton Worldwide Holdings Inc.COM4,046$589.0K0.1%History
SPDR Ser Tr78464A110FACTST INV ETF3,715$491.0K<0.1%–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL5,320$413.0K<0.1%–
FTNTFortinet, Inc.Stock4,308$326.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF5,190$304.0K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,749$274.0K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE4,079$256.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF12,140$254.0K<0.1%–
VMWVmware LLCCL A COM1,552$223.0K<0.1%History
INTUIntuit Inc.Stock467$214.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF1,519$212.0K<0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,895$205.0K<0.1%–
AVKAdvent Convertible & Income FundCOM16,334$191.0K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH2,953$190.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN6,365$189.0K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY3,168$179.0K<0.1%–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD9,895$178.0K<0.1%–
iShares Tr464287796U.S. ENERGY ETF3,861$165.0K<0.1%–
Listed FD Tr53656F144TEUCRIUM AGRI ST4,667$160.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG7,975$158.0K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF1,880$156.0K<0.1%–
XYZBlock, Inc.CL A2,230$148.0K<0.1%History
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX1,645$139.0K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH4,329$138.0K<0.1%–
SPDR Series Trust78464A201ST STR SP600GRWO1,766$136.0K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS1,343$136.0K<0.1%–
TAPMolson Coors Beverage CoCL B2,058$135.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,314$130.0K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM1,255$130.0K<0.1%History
Global X FDS37960A651SUPERDVDND REIT6,074$130.0K<0.1%–
NEXNextier Oilfield Solutions Inc.COM14,435$129.0K<0.1%History
PHParker-Hannifin CorpStock328$128.0K<0.1%History
iShares Tr464288307MRGSTR MD CP GRW2,060$126.0K<0.1%–
PHMPultegroup IncCOM1,555$121.0K<0.1%History
EQTEQT CorpStock2,860$118.0K<0.1%History
ACLSAxcelis Technologies IncStock629$115.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF1,527$115.0K<0.1%–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,397$113.0K<0.1%History
GISGeneral Mills IncStock1,463$112.0K<0.1%History
CTVACorteva, Inc.Stock1,935$111.0K<0.1%History
MINAberdeen Intermediate Income FundSH BEN INT40,000$110.0K<0.1%History
First Tr Exchange Traded FD33738R118NASD TECH DIV1,852$109.0K<0.1%–
RCReady Capital CorpCOM9,289$105.0K<0.1%History
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH1,618$105.0K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF1,383$104.0K<0.1%–
MLCOMelco Resorts & Entertainment LTDADR8,512$104.0K<0.1%History
iShares Tr464287291GLOBAL TECH ETF1,660$103.0K<0.1%–
iShares Tr46435U713US INFRASTRUC2,597$102.0K<0.1%–
CMICummins IncStock412$101.0K<0.1%History
iShares Tr464287325GLOB HLTHCRE ETF1,183$101.0K<0.1%–
SPGSimon Property Group Inc.REIT864$100.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US2,470$100.0K<0.1%–
INVHInvitation Homes Inc.COM2,910$100.0K<0.1%History
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT8,471$100.0K<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A13,242$99.0K<0.1%History