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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
750
+14 vs. Q2 2023
Portfolio value
$1.15B
+$8.14M (+0.7%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Centaurus Financial, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AQMSAqua Metals, Inc.COM10,000$11.0K<0.1%+10,000NewHistory
BIRDSmartbird, Inc.COM CL A12,050$13.0K<0.1%+12,050NewHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS13,000$24.0K<0.1%+13,000NewHistory
Pennymac Corp70932AAF0NOTE 5.500% 3/1–$24.0K<0.1%–New–
Groupon, Inc.399473AF4NOTE 1.125% 3/1–$31.0K<0.1%–New–
NCVVirtus Convertible & Income FundCOM11,701$36.0K<0.1%+11,701NewHistory
LendingTree, Inc.52603BAD9NOTE 0.500% 7/1–$40.0K<0.1%–New–
ETF Managers Tr26924G508ETFMG ALTR HRVST11,196$41.0K<0.1%+11,196New–
RingCentral, Inc.76680RAF4NOTE 3/0–$41.0K<0.1%–New–
WOOFPetco Health & Wellness Company, Inc.CL A COM10,350$42.0K<0.1%+10,350NewHistory
NCZVirtus Convertible & Income Fund IICOM15,350$42.0K<0.1%+15,350NewHistory
Coinbase Global, Inc.19260QAB3NOTE 0.500% 6/0–$43.0K<0.1%–New–
Pennymac Corp70932AAD5NOTE 5.500%11/0–$59.0K<0.1%–New–
SIRISirius XM Holdings Inc.COM14,600$66.0K<0.1%+1,250+9.4%AddedHistory
LAZRQLuminar Technologies, Inc.COM CL A15,822$72.0K<0.1%+1,259+8.6%AddedHistory
MCRMFS Charter Income TrustSH BEN INT12,404$73.0K<0.1%−21,099−63.0%ReducedHistory
FCOAbrdn Global Income Fund, Inc.COM12,904$77.0K<0.1%+12,904NewHistory
FTFFranklin Ltd Duration Income TrustCOM13,392$82.0K<0.1%−10,463−43.9%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT10,864$82.0K<0.1%−1,120−9.3%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM34,873$85.0K<0.1%00.0%UnchangedHistory
QSQuantumScape CorpCOM CL A12,996$87.0K<0.1%−593−4.4%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM22,103$89.0K<0.1%+22,103NewHistory
First Trust Cloud Computing ETF33734X192ETF1,322$100.0K<0.1%−1,320−50.0%Reduced–
SNOWSnowflake Inc.Stock655$100.0K<0.1%+655NewHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD2,080$100.0K<0.1%00.0%Unchanged–
IGRCbre Global Real Estate Income FundCOM22,502$101.0K<0.1%−24,319−51.9%ReducedHistory
NINisource Inc.COM4,100$101.0K<0.1%−175−4.1%ReducedHistory
Aim ETF Products Trust00888H877ALLIANZIM US EQT3,702$101.0K<0.1%00.0%Unchanged–
EBEventbrite, Inc.COM CL A10,195$101.0K<0.1%+10,195NewHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME3,575$102.0K<0.1%00.0%Unchanged–
Global X FDS37960A669SUPERDIVIDEND4,661$102.0K<0.1%−3,936−45.8%Reduced–
KMPRKEMPER CorpCOM2,420$102.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,402$103.0K<0.1%−520−17.8%ReducedConverted for a 3-for-1 split–
CHPTChargePoint Holdings, Inc.COM CL A20,785$103.0K<0.1%−271−1.3%ReducedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT28,398$104.0K<0.1%00.0%UnchangedHistory
iShares Tr464289859CORE 80 20 ETF1,636$104.0K<0.1%+1,636New–
First Tr MLP & Energy Incom33739B104COM13,303$105.0K<0.1%−500−3.6%Reduced–
CEGConstellation Energy CorpStock975$106.0K<0.1%+975NewHistory
BSTBlackRock Science & Technology TrustSHS3,368$106.0K<0.1%−11,750−77.7%ReducedHistory
New York Life Investments Et45409B800MERGE ARBIT ETF3,354$106.0K<0.1%−12−0.4%Reduced–
iShares Tr464287515EXPANDED TECH310$106.0K<0.1%00.0%Unchanged–
METMetlife IncStock1,702$107.0K<0.1%+1,702NewHistory
AWKAmerican Water Works Company, Inc.Stock875$108.0K<0.1%00.0%UnchangedHistory
AERAerCap Holdings N.V.SHS1,719$108.0K<0.1%+1,719NewHistory
AMPAmeriprise Financial IncCOM329$108.0K<0.1%00.0%UnchangedHistory
BYDBoyd Gaming CorpCOM1,770$108.0K<0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF1,579$109.0K<0.1%−59,255−97.4%Reduced–
BENFranklin Templeton IncCOM4,442$109.0K<0.1%+4,442NewHistory
iShares Core S&P U.S. Growth ETF464287671ETF1,164$110.0K<0.1%+1,164New–
Fidelity Covington Trust316092303CONSMR STAPLES2,580$110.0K<0.1%−875−25.3%Reduced–
KHCKraft Heinz CoStock3,294$111.0K<0.1%+3,294NewHistory
CMECME Group Inc.COM552$111.0K<0.1%+552NewHistory
iShares Inc464286822MSCI MEXICO ETF1,900$111.0K<0.1%−12−0.6%Reduced–
BLDRBuilders FirstSource, Inc.Stock900$112.0K<0.1%−1−0.1%ReducedHistory
PLDPrologis, Inc.REIT1,010$113.0K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock2,040$113.0K<0.1%−2−0.1%ReducedHistory
Global X FDS37954Y434GENOMIC BIOTECH11,114$113.0K<0.1%+472+4.4%Added–
NSCNorfolk Southern CorpStock584$115.0K<0.1%−96−14.1%ReducedHistory
iShares Tr464287762US HLTHCARE ETF426$115.0K<0.1%+426New–
iShares Core High Dividend ETF46429B663ETF1,170$116.0K<0.1%−211−15.3%Reduced–
PAYCPaycom Software, Inc.Stock448$116.0K<0.1%+448NewHistory
UBERUber Technologies, IncStock2,527$116.0K<0.1%+155+6.5%AddedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC4,872$116.0K<0.1%+4,872New–
UALUnited Airlines Holdings, Inc.COM2,754$116.0K<0.1%−1,240−31.0%ReducedHistory
WTSWatts Water Technologies IncCL A680$118.0K<0.1%00.0%UnchangedHistory
iShares Tr46435U135CYBERSECURITY3,101$119.0K<0.1%+3,101New–
DDDuPont de Nemours, Inc.COM1,600$119.0K<0.1%−41−2.5%ReducedHistory
iShares U.S. Treasury Bond ETF46429B267ETF5,531$122.0K<0.1%−194−3.4%Reduced–
AKAMAkamai Technologies IncCOM1,143$122.0K<0.1%−4−0.3%ReducedHistory
MCKMcKesson CorpStock282$123.0K<0.1%+28+11.0%AddedHistory
SPDR Series Trust78468R200ST STR RATE ETF3,995$123.0K<0.1%+3,995New–
TDYTeledyne Technologies IncCOM301$123.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF554$124.0K<0.1%+135+32.2%Added–
Innovator ETFs Trust45782C680US EQTY PWR BF4,000$124.0K<0.1%+4,000New–
iShares Tr464287630RUS 2000 VAL ETF912$124.0K<0.1%−89−8.9%Reduced–
NLYAnnaly Capital Management IncREIT6,655$125.0K<0.1%−456−6.4%ReducedHistory
PEGPublic Service Enterprise Group IncCOM2,197$125.0K<0.1%00.0%UnchangedHistory
GWWW.W. Grainger, Inc.Stock184$127.0K<0.1%+184NewHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL2,515$127.0K<0.1%−334−11.7%Reduced–
Innovator ETFs Trust45782C409US EQTY BUFR JAN3,486$128.0K<0.1%00.0%Unchanged–
First Tr Exchng Traded FD VI33740F557FT VEST NAS5,870$128.0K<0.1%+5,870New–
Fidelity MSCI Health Care Index ETF316092600ETF2,122$129.0K<0.1%+300+16.5%Added–
ORLYO Reilly Automotive IncStock143$130.0K<0.1%+23+19.2%AddedHistory
BLKBlackRock, Inc.COM203$131.0K<0.1%+203NewHistory
URIUnited Rentals, Inc.COM298$132.0K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock1,109$133.0K<0.1%+222+25.0%AddedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF1,966$133.0K<0.1%−58−2.9%Reduced–
iShares Tr46435U853BROAD USD HIGH3,822$133.0K<0.1%+3,822New–
SUISun Communities IncCOM1,129$134.0K<0.1%+101+9.8%AddedHistory
Starboard Invt Tr85521B775RH TACTICAL ROT11,022$134.0K<0.1%00.0%Unchanged–
Pgim ETF Tr69344A107PGIM ULTRA SH BD2,735$135.0K<0.1%+2,735New–
REGNRegeneron Pharmaceuticals, Inc.COM165$136.0K<0.1%+165NewHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX1,900$136.0K<0.1%00.0%Unchanged–
iShares Tr464289883CORE 30 70 ETF4,004$136.0K<0.1%+523+15.0%Added–
TDToronto Dominion BankStock2,273$137.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C565US EQTY ULTRA BU4,525$137.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C573US EQTY PWR BUF4,150$137.0K<0.1%00.0%Unchanged–
SCIService Corp InternationalCOM2,408$138.0K<0.1%+2,408NewHistory
iShares Tr464288414NATIONAL MUN ETF1,358$139.0K<0.1%+373+37.9%Added–
INSPInspire Medical Systems, Inc.COM699$139.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (64)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
U.S. Global Jets ETF26922A842ETF80,323$1.72M0.2%–
iShares Tr46428865310-20 YR TRS ETF15,106$1.67M0.1%–
iShares Tr464287192US TRSPRTION6,419$1.60M0.1%–
iShares Inc46434G822MSCI JAPAN ETF14,960$926.0K0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF32,868$849.0K0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX15,093$759.0K0.1%–
SPDR Series Trust78464A664ST LON TREAS ETF22,953$686.0K0.1%–
iShares Tr4642874407-10 YR TRSY BD6,643$642.0K0.1%–
First Tr Exchange-Traded FD33734H106SHS15,550$623.0K0.1%–
HLTHilton Worldwide Holdings Inc.COM4,046$589.0K0.1%History
SPDR Ser Tr78464A110FACTST INV ETF3,715$491.0K<0.1%–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL5,320$413.0K<0.1%–
FTNTFortinet, Inc.Stock4,308$326.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF5,190$304.0K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF1,749$274.0K<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE4,079$256.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF12,140$254.0K<0.1%–
VMWVmware LLCCL A COM1,552$223.0K<0.1%History
INTUIntuit Inc.Stock467$214.0K<0.1%History
State Street SPDR NYSE Technology ETF78464A102ETF1,519$212.0K<0.1%–
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,895$205.0K<0.1%–
AVKAdvent Convertible & Income FundCOM16,334$191.0K<0.1%History
First Tr Exchange-Traded FD33734X168MATERIALS ALPH2,953$190.0K<0.1%–
First Tr Exchange Traded FD33738R795NASDAQ TRANSN6,365$189.0K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY3,168$179.0K<0.1%–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD9,895$178.0K<0.1%–
iShares Tr464287796U.S. ENERGY ETF3,861$165.0K<0.1%–
Listed FD Tr53656F144TEUCRIUM AGRI ST4,667$160.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG7,975$158.0K<0.1%–
State Street SPDR S&P Biotech ETF78464A870ETF1,880$156.0K<0.1%–
XYZBlock, Inc.CL A2,230$148.0K<0.1%History
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX1,645$139.0K<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH4,329$138.0K<0.1%–
SPDR Series Trust78464A201ST STR SP600GRWO1,766$136.0K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS1,343$136.0K<0.1%–
TAPMolson Coors Beverage CoCL B2,058$135.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,314$130.0K<0.1%–
RCLRoyal Caribbean Cruises LtdCOM1,255$130.0K<0.1%History
Global X FDS37960A651SUPERDVDND REIT6,074$130.0K<0.1%–
NEXNextier Oilfield Solutions Inc.COM14,435$129.0K<0.1%History
PHParker-Hannifin CorpStock328$128.0K<0.1%History
iShares Tr464288307MRGSTR MD CP GRW2,060$126.0K<0.1%–
PHMPultegroup IncCOM1,555$121.0K<0.1%History
EQTEQT CorpStock2,860$118.0K<0.1%History
ACLSAxcelis Technologies IncStock629$115.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF1,527$115.0K<0.1%–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,397$113.0K<0.1%History
GISGeneral Mills IncStock1,463$112.0K<0.1%History
CTVACorteva, Inc.Stock1,935$111.0K<0.1%History
MINAberdeen Intermediate Income FundSH BEN INT40,000$110.0K<0.1%History
First Tr Exchange Traded FD33738R118NASD TECH DIV1,852$109.0K<0.1%–
RCReady Capital CorpCOM9,289$105.0K<0.1%History
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH1,618$105.0K<0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF1,383$104.0K<0.1%–
MLCOMelco Resorts & Entertainment LTDADR8,512$104.0K<0.1%History
iShares Tr464287291GLOBAL TECH ETF1,660$103.0K<0.1%–
iShares Tr46435U713US INFRASTRUC2,597$102.0K<0.1%–
CMICummins IncStock412$101.0K<0.1%History
iShares Tr464287325GLOB HLTHCRE ETF1,183$101.0K<0.1%–
SPGSimon Property Group Inc.REIT864$100.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US2,470$100.0K<0.1%–
INVHInvitation Homes Inc.COM2,910$100.0K<0.1%History
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT8,471$100.0K<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A13,242$99.0K<0.1%History