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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
835
−14 vs. Q3 2022
Portfolio value
$1.06B
+$37.7M (+3.7%) vs. Q3 2022
Filed
Feb 13, 2023
SEC
Holdings of Centaurus Financial, Inc. in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ALZNAlzamend Neuro, Inc.COM NEW12,000$7.00K<0.1%+12,000NewHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS11,500$19.0K<0.1%+11,500NewHistory
Pennymac Corp70932AAF0NOTE 5.500% 3/1–$22.0K<0.1%–New–
GALTGalectin Therapeutics IncCOM NEW20,732$23.0K<0.1%00.0%UnchangedHistory
OUSTOuster, Inc.COM27,981$24.0K<0.1%00.0%UnchangedHistory
TGBTrekor Metals LtdCOM17,739$26.0K<0.1%00.0%UnchangedHistory
CANOCano Health, Inc.COM CL A20,000$27.0K<0.1%+20,000NewHistory
BIRDSmartbird, Inc.COM CL A12,050$29.0K<0.1%+1,950+19.3%AddedHistory
Coinbase Global, Inc.19260QAB3NOTE 0.500% 6/0–$32.0K<0.1%–New–
Groupon, Inc.399473AF4NOTE 1.125% 3/1–$32.0K<0.1%–––
SRNESorrento Therapeutics, Inc.COM NEW40,255$36.0K<0.1%00.0%UnchangedHistory
RingCentral, Inc.76680RAF4NOTE 3/0–$39.0K<0.1%–New–
TDAYUSA TODAY Co., Inc.COM21,958$45.0K<0.1%00.0%UnchangedHistory
Adamas Trust, Inc.649604501COM PAR $.0218,317$47.0K<0.1%00.0%Unchanged–
Pennymac Corp70932AAD5NOTE 5.500%11/0–$54.0K<0.1%–New–
FRBKRepublic First Bancorp IncCOM28,000$60.0K<0.1%+256+0.9%AddedHistory
FCOAbrdn Global Income Fund, Inc.COM12,904$62.0K<0.1%−900−6.5%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A12,705$63.0K<0.1%+2,151+20.4%AddedHistory
KRROKorro Bio, Inc.COM17,400$67.0K<0.1%+5,200+42.6%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST16,164$69.0K<0.1%+806+5.2%Added–
OIAInvesco Municipal Income Opportunities TrustCOM11,150$70.0K<0.1%00.0%UnchangedHistory
QSQuantumScape CorpCOM CL A12,585$71.0K<0.1%+12,585NewHistory
JPCNuveen Preferred & Income Opportunities FundCOM10,130$74.0K<0.1%+40.0%AddedHistory
NCVVirtus Convertible & Income FundCOM22,018$75.0K<0.1%−641−2.8%ReducedHistory
JBLUJetBlue Airways CorpCOM12,012$78.0K<0.1%−17,583−59.4%ReducedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A11,023$85.0K<0.1%+1,000+10.0%AddedHistory
DMFBNY Mellon Municipal Income, Inc.COM13,500$85.0K<0.1%−1,000−6.9%ReducedHistory
DMTKDermTech, Inc.COM52,756$93.0K<0.1%+9,940+23.2%AddedHistory
EODAllspring Global Dividend Opportunity FundCOM22,103$97.0K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999912,056$97.0K<0.1%−3,922−24.5%ReducedHistory
CIMChimera Investment CorpCOM NEW18,088$99.0K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F854FT VEST U.S.3,205$100.0K<0.1%+3,205New–
BYDBoyd Gaming CorpCOM1,833$100.0K<0.1%+1,833NewHistory
WTSWatts Water Technologies IncCL A680$100.0K<0.1%+680NewHistory
HLNHaleon plcADR12,636$101.0K<0.1%−174−1.4%ReducedHistory
ACLSAxcelis Technologies IncStock1,270$101.0K<0.1%+1,270NewHistory
Fidelity Covington Trust316092303CONSMR STAPLES2,255$101.0K<0.1%−247−9.9%Reduced–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV1,180$101.0K<0.1%+1,180New–
ProShares Tr74348A145PET CARE ETF2,136$101.0K<0.1%−397−15.7%Reduced–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF4,249$102.0K<0.1%+4,249New–
JPMorgan Chase & Co46625H365ALERIAN ML ETN4,688$102.0K<0.1%+4,688New–
APAAPA CorpStock2,200$103.0K<0.1%−4,337−66.3%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF9,218$103.0K<0.1%−1,362−12.9%Reduced–
UALUnited Airlines Holdings, Inc.COM2,728$103.0K<0.1%+2,728NewHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,277$104.0K<0.1%+15+0.2%Added–
iShares U.S. Regional Banks ETF464288778ETF2,186$104.0K<0.1%+10.0%Added–
BLDRBuilders FirstSource, Inc.Stock1,600$104.0K<0.1%+1,600NewHistory
PAYCPaycom Software, Inc.Stock336$104.0K<0.1%−8−2.3%ReducedHistory
CEGConstellation Energy CorpStock1,207$104.0K<0.1%−223−15.6%ReducedHistory
FOURShift4 Payments, Inc.CL A1,861$104.0K<0.1%+1,861NewHistory
iShares Tr464288158SHRT NAT MUN ETF1,000$104.0K<0.1%−1,080−51.9%Reduced–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX599$104.0K<0.1%+599New–
MYIBlackRock Muniyield Quality Fund III, Inc.COM9,282$104.0K<0.1%+9,282NewHistory
MLMMartin Marietta Materials IncCOM307$104.0K<0.1%+307NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM39,623$104.0K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock513$105.0K<0.1%−1,714−77.0%ReducedHistory
BKTBlackRock Income Trust, Inc.COM NEW8,529$105.0K<0.1%00.0%UnchangedConverted for a 1-for-3 splitHistory
First Tr Exchange Traded FD33738R704RBA INDL ETF2,370$105.0K<0.1%+2,370New–
New York Life Investments Et45409B800MERGE ARBIT ETF3,354$106.0K<0.1%−1,477−30.6%Reduced–
Pacer FDS Tr69374H709GLOBL CASH ETF3,350$106.0K<0.1%+3,350New–
iShares Global Clean Energy ETF464288224ETF5,372$107.0K<0.1%00.0%Unchanged–
UBERUber Technologies, IncStock4,325$107.0K<0.1%−1,936−30.9%ReducedHistory
OHIOmega Healthcare Investors IncCOM3,835$107.0K<0.1%+6+0.2%AddedHistory
SPDR Series Trust78468R861STATE STRET SPDR5,780$107.0K<0.1%+5,780New–
URIUnited Rentals, Inc.COM302$107.0K<0.1%+302NewHistory
SMTCSemtech CorpStock3,768$108.0K<0.1%−11−0.3%ReducedHistory
AXONAxon Enterprise, Inc.COM648$108.0K<0.1%+648NewHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF2,153$108.0K<0.1%−14−0.6%Reduced–
First Tr MLP & Energy Incom33739B104COM13,788$108.0K<0.1%+10+0.1%Added–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT13,998$109.0K<0.1%−2,307−14.1%ReducedHistory
Global X FDS37954Y434GENOMIC BIOTECH8,599$109.0K<0.1%+8,599New–
DKNGDraftKings Inc.Stock9,615$110.0K<0.1%+544+6.0%AddedHistory
SHOPShopify Inc.Stock3,180$110.0K<0.1%−10,061−76.0%ReducedHistory
DLRDigital Realty Trust, Inc.COM1,097$110.0K<0.1%−172−13.6%ReducedHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,334$111.0K<0.1%−1,679−14.0%ReducedHistory
ESEversource EnergyStock1,329$111.0K<0.1%−23−1.7%ReducedHistory
MPCMarathon Petroleum CorpStock957$111.0K<0.1%−154−13.9%ReducedHistory
AKAMAkamai Technologies IncCOM1,320$111.0K<0.1%+34+2.6%AddedHistory
iShares Tr464289859CORE 80 20 ETF1,899$113.0K<0.1%−125−6.2%Reduced–
SWKSSkyworks Solutions, Inc.Stock1,250$114.0K<0.1%+1,250NewHistory
First Tr Exchange-Traded FD33733B100WTR ETF1,440$114.0K<0.1%−1,599−52.6%Reduced–
iShares Inc464286822MSCI MEXICO ETF2,315$114.0K<0.1%−6−0.3%Reduced–
LANDGladstone Land CorpCOM6,200$114.0K<0.1%00.0%UnchangedHistory
ASGLiberty All Star Growth Fund Inc.COM23,077$114.0K<0.1%−1,346−5.5%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF1,143$115.0K<0.1%+27+2.4%Added–
iShares Tr46434V860TRS FLT RT BD2,291$115.0K<0.1%−6−0.3%Reduced–
TXRHTexas Roadhouse, Inc.COM1,276$116.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE2,668$116.0K<0.1%+2,668New–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.3,800$116.0K<0.1%00.0%Unchanged–
TJXTJX Companies IncStock1,475$117.0K<0.1%−15,333−91.2%ReducedHistory
First Tr Exchange-Traded FD33734G108COM4,898$117.0K<0.1%−9,882−66.9%Reduced–
HMCHonda Motor Co LtdADR ECH CNV IN 35,100$117.0K<0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock408$118.0K<0.1%−48−10.5%ReducedHistory
FSLRFirst Solar, Inc.Stock790$118.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V274INTL EQTY FACTOR4,815$118.0K<0.1%−95−1.9%Reduced–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1004,920$118.0K<0.1%+4,920New–
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT9,131$118.0K<0.1%−94−1.0%ReducedHistory
KMPRKEMPER CorpCOM2,420$119.0K<0.1%00.0%UnchangedHistory
Listed FD Tr53656F847CORE ALT FD3,782$119.0K<0.1%00.0%Unchanged–
SIRISirius XM Holdings Inc.COM20,350$119.0K<0.1%00.0%UnchangedHistory

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
iShares Tr46434V647GLOBAL REIT ETF149,111$3.17M0.3%–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF83,127$2.48M0.2%–
Schwab US Aggregate Bond ETF808524839ETF36,578$1.66M0.2%–
iShares Tr46434V613CORE UNIVRSL USD36,937$1.64M0.2%–
REGNRegeneron Pharmaceuticals, Inc.COM2,112$1.46M0.1%History
MOSMosaic CoCOM23,739$1.15M0.1%History
iShares Tr464288638ISHS 5-10YR INVT22,790$1.10M0.1%–
WLKWestlake CorpCOM9,731$845.0K0.1%History
TMHCTaylor Morrison Home CorpCOM32,094$748.0K0.1%History
WRKWestRock CoCOM21,155$653.0K0.1%History
BLDQXO Insulation, LLCStock3,918$646.0K0.1%History
SNOWSnowflake Inc.Stock3,548$603.0K0.1%History
iShares Tr46435G474FALN ANGLS USD24,126$577.0K0.1%–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST8,140$555.0K0.1%–
iShares Tr46435U135CYBERSECURITY15,319$520.0K0.1%–
iShares Tr46429B655FLTG RATE NT ETF9,736$489.0K<0.1%–
iShares Tips Bond ETF464287176ETF4,506$473.0K<0.1%–
iShares Tr46435G433MSCI USA SMCP MN14,505$463.0K<0.1%–
iShares Tr464287192US TRSPRTION2,262$445.0K<0.1%–
iShares Tr46428865310-20 YR TRS ETF3,685$401.0K<0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF8,877$400.0K<0.1%–
SYYSysco CorpStock5,617$397.0K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF5,585$374.0K<0.1%–
iShares S&P Small-Cap 600 Value ETF464287879ETF4,404$363.0K<0.1%–
CORCencora, Inc.Stock2,493$337.0K<0.1%History
NBHNeuberger Municipal Fund Inc.COM32,256$326.0K<0.1%History
SCHWSchwab Charles CorpStock4,480$322.0K<0.1%History
iShares Inc464286533MSCI EMERG MRKT6,350$322.0K<0.1%–
FTNTFortinet, Inc.Stock6,360$312.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV40,471$305.0K<0.1%–
ELVElevance Health, Inc.Stock661$300.0K<0.1%History
Amplify Blockchain Technology ETF032108607ETF16,205$300.0K<0.1%–
BKNGBooking Holdings Inc.Stock180$296.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A10,563$283.0K<0.1%History
iShares Tr46435U713US INFRASTRUC8,693$280.0K<0.1%–
KMXCarMax IncCOM4,038$267.0K<0.1%History
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,740$264.0K<0.1%–
First Trust Financials Alphadex Fund33734X135ETF7,007$258.0K<0.1%–
XPOXPO, Inc.COM5,783$257.0K<0.1%History
PIMCO ETF Tr72201R874SHTRM MUN BD ACT5,237$256.0K<0.1%–
TEKKTekkorp Digital Acquisition Corp.CL A25,000$250.0K<0.1%History
Schwab Strategic Tr808524862SHT TM US TRES5,056$244.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF5,099$244.0K<0.1%–
FISFidelity National Information Services, Inc.Stock3,024$229.0K<0.1%History
GXOGXO Logistics, Inc.Stock6,309$221.0K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,597$206.0K<0.1%–
Fidelity MSCI Utilities Index ETF316092865ETF4,862$205.0K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF8,792$201.0K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST7,019$201.0K<0.1%–
ABMDAbiomed IncCOM800$197.0K<0.1%History
NUENucor CorpCOM1,641$176.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF17,300$171.0K<0.1%–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF6,479$167.0K<0.1%–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI7,261$160.0K<0.1%–
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS14,000$160.0K<0.1%History
AOSSmith A O CorpCOM3,208$156.0K<0.1%History
First Trust Dow Jones Internet Index Fund33733E302ETF1,173$148.0K<0.1%–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX1,702$148.0K<0.1%–
EXRExtra Space Storage Inc.COM851$147.0K<0.1%History
CFCF Industries Holdings, Inc.COM1,521$146.0K<0.1%History
PKGPackaging Corp of AmericaStock1,279$144.0K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM5,151$143.0K<0.1%–
HRBH&R Block IncCOM3,362$143.0K<0.1%History
BDXBecton Dickinson & CoStock611$136.0K<0.1%History
PODDInsulet CorpStock585$134.0K<0.1%History
SPDR Series Trust78464A581ST STR SP HCEQ1,562$133.0K<0.1%–
WBDWarner Bros. Discovery, Inc.Stock11,233$129.0K<0.1%History
iShares Tr464287291GLOBAL TECH ETF2,980$126.0K<0.1%–
Flexshares Tr33939L753CR SCORED LONG3,065$124.0K<0.1%–
WisdomTree Tr97717W430HEDGED HI YLD BD6,070$122.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE2,826$122.0K<0.1%–
EXCExelon CorpStock3,154$118.0K<0.1%History
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT10,695$117.0K<0.1%History
iShares Tr464288166AGENCY BOND ETF1,090$116.0K<0.1%–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH6,130$116.0K<0.1%–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV6,253$116.0K<0.1%–
BBDCBarings BDC, Inc.COM13,882$115.0K<0.1%History
CMECME Group Inc.COM641$114.0K<0.1%History
Global X FDS37954Y384CYBRSCURTY ETF4,673$112.0K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS4,655$112.0K<0.1%–
Global X FDS37950E127REIT ETF15,725$108.0K<0.1%–
DDominion Energy, IncStock1,531$106.0K<0.1%History
GEFGreif, IncCL A1,785$106.0K<0.1%History
KRKroger CoStock2,368$104.0K<0.1%History
ADIAnalog Devices IncStock746$104.0K<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF4,742$103.0K<0.1%–
First Tr Exchange Traded FD33738R118NASD TECH DIV2,358$103.0K<0.1%–
BAXBaxter International IncStock1,886$102.0K<0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW1,699$101.0K<0.1%–
Pacer Trendpilot US Large Cap ETF69374H105ETF2,643$100.0K<0.1%–
First Tr Exch Traded FD III33739P855INSTL PFD SECS5,827$100.0K<0.1%–
EBEventbrite, Inc.COM CL A10,645$65.0K<0.1%History
ACBAurora Cannabis IncCOM20,053$24.0K<0.1%History
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/20212,500$00.0%–
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022228,830$00.0%–