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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Dec 5, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
849
+22 vs. Q2 2022
Portfolio value
$1.03B
+$11.8M (+1.2%) vs. Q2 2022
Filed
Dec 5, 2022
SEC
Holdings of Centaurus Financial, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NUENucor CorpCOM1,641$176.0K<0.1%+2+0.1%AddedHistory
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF1,734$177.0K<0.1%00.0%Unchanged–
iShares Tr464288307MRGSTR MD CP GRW3,514$177.0K<0.1%+12+0.3%Added–
SPDR Series Trust78464A201ST STR SP600GRWO2,612$178.0K<0.1%−1,028−28.2%Reduced–
METMetlife IncStock2,960$180.0K<0.1%+149+5.3%AddedHistory
DBXDropbox, Inc.CL A8,703$180.0K<0.1%+48+0.6%AddedHistory
BFKBlackRock Municipal Income TrustSH BEN INT19,145$182.0K<0.1%+19,145NewHistory
NWLNewell Brands Inc.Stock13,150$183.0K<0.1%+1,548+13.3%AddedHistory
CMICummins IncStock902$184.0K<0.1%+29+3.3%AddedHistory
BABAAlibaba Group Holding LtdADR2,311$185.0K<0.1%−10.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL5,010$185.0K<0.1%+5,010New–
HLTHilton Worldwide Holdings Inc.COM1,541$186.0K<0.1%+30+2.0%AddedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF5,486$187.0K<0.1%+76+1.4%Added–
GGenpact LTDSHS4,292$188.0K<0.1%−65−1.5%ReducedHistory
ATVIActivision Blizzard, Inc.COM2,542$189.0K<0.1%+138+5.7%AddedHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT5,763$190.0K<0.1%+1,043+22.1%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF11,433$191.0K<0.1%+616+5.7%Added–
First Tr Exchng Traded FD VI33740F615FT VEST US EQT6,660$195.0K<0.1%00.0%Unchanged–
JBLUJetBlue Airways CorpCOM29,595$196.0K<0.1%+27+0.1%AddedHistory
First Tr Exchange-Traded Alp33735J101COM SHS3,404$196.0K<0.1%+650+23.6%Added–
LOBLive Oak Bancshares, Inc.COM6,390$196.0K<0.1%+100+1.6%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF1,530$197.0K<0.1%−4−0.3%Reduced–
ABMDAbiomed IncCOM800$197.0K<0.1%00.0%UnchangedHistory
INTUIntuit Inc.Stock511$198.0K<0.1%+25+5.1%AddedHistory
PLDPrologis, Inc.REIT1,958$199.0K<0.1%+329+20.2%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,991$200.0K<0.1%00.0%Unchanged–
Pacer FDS Tr69374H436METAURUS CAP 4007,350$200.0K<0.1%00.0%Unchanged–
GEGeneral Electric CoStock3,242$201.0K<0.1%+229+7.6%AddedHistory
First Tr Exchange-Traded FD33733E807NAT GAS ETF8,792$201.0K<0.1%+8,792New–
Pacer FDS Tr69374H741DATA AND INFRAST7,019$201.0K<0.1%−298−4.1%Reduced–
MKTXMarketaxess Holdings IncCOM907$202.0K<0.1%+9+1.0%AddedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM13,579$202.0K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock4,117$203.0K<0.1%+532+14.8%AddedHistory
iShares MSCI India ETF46429B598ETF5,000$204.0K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46654Q104INFL MANA BD ETF4,486$204.0K<0.1%−120−2.6%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF2,619$205.0K<0.1%+14+0.5%Added–
Fidelity MSCI Utilities Index ETF316092865ETF4,862$205.0K<0.1%+4,862New–
OTISOtis Worldwide CorpStock3,224$206.0K<0.1%−79−2.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,597$206.0K<0.1%+3,597New–
DGXQuest Diagnostics IncCOM1,677$206.0K<0.1%−4−0.2%ReducedHistory
PMFPIMCO Municipal Income FundCOM21,198$206.0K<0.1%−6,650−23.9%ReducedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,414$208.0K<0.1%00.0%Unchanged–
State Street SPDR S&P Regional Banking ETF78464A698ETF3,556$209.0K<0.1%−2,630−42.5%Reduced–
iShares Tr464287556ISHARES BIOTECH1,793$210.0K<0.1%−129−6.7%Reduced–
iShares Tr464289867CORE 60 BALA ETF4,695$210.0K<0.1%−193−3.9%Reduced–
CTVACorteva, Inc.Stock3,699$211.0K<0.1%+174+4.9%AddedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW3,887$211.0K<0.1%−99−2.5%Reduced–
Starboard Invt Tr85521B742ADAPTIVE ALPHA10,987$211.0K<0.1%−345−3.0%Reduced–
Vanguard Total World Stock ETF922042742ETF2,685$212.0K<0.1%00.0%Unchanged–
iShares Tr464288158SHRT NAT MUN ETF2,080$214.0K<0.1%+299+16.8%Added–
EWEdwards Lifesciences CorpStock2,601$215.0K<0.1%+177+7.3%AddedHistory
NMIHNMI Holdings, Inc.COM10,569$215.0K<0.1%−78−0.7%ReducedHistory
First Tr Exchng Traded FD VI33740F748FT VEST US EQT6,457$215.0K<0.1%+1,037+19.1%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF6,886$216.0K<0.1%+709+11.5%Added–
DALDelta Air Lines, Inc.COM NEW7,710$216.0K<0.1%−958−11.1%ReducedHistory
Global X FDS37954Y343GLBL X MLP ETF5,513$217.0K<0.1%−1,697−23.5%Reduced–
WTRGEssential Utilities, Inc.COM5,246$217.0K<0.1%+376+7.7%AddedHistory
First Tr Exchange-Traded FD33733B100WTR ETF3,039$218.0K<0.1%+1,492+96.4%Added–
DINOHF Sinclair CorpCOM4,041$218.0K<0.1%−1,000−19.8%ReducedHistory
MUMicron Technology IncStock4,380$219.0K<0.1%+298+7.3%AddedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK11,250$219.0K<0.1%−22−0.2%Reduced–
BNYBank of New York Mellon CorpStock5,720$220.0K<0.1%+1,754+44.2%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,908$220.0K<0.1%−9,839−77.2%Reduced–
GXOGXO Logistics, Inc.Stock6,309$221.0K<0.1%−122−1.9%ReducedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT4,673$221.0K<0.1%+492+11.8%Added–
DEODiageo PLCSPON ADR NEW1,306$222.0K<0.1%+77+6.3%AddedHistory
ADMArcher-Daniels-Midland CoStock2,775$223.0K<0.1%−752−21.3%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF6,382$223.0K<0.1%+44+0.7%Added–
APAAPA CorpStock6,537$224.0K<0.1%+6,537NewHistory
ASOAcademy Sports & Outdoors, Inc.COM5,300$224.0K<0.1%+250+5.0%AddedHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF5,393$224.0K<0.1%−174−3.1%Reduced–
NKENIKE, Inc.Stock2,721$226.0K<0.1%+497+22.3%AddedHistory
MFICMidCap Financial Investment CorpCOM NEW22,109$226.0K<0.1%00.0%UnchangedHistory
TSCOTractor Supply CoCOM1,223$227.0K<0.1%00.0%UnchangedHistory
ENVAEnova International, Inc.COM7,804$228.0K<0.1%−56−0.7%ReducedHistory
FISFidelity National Information Services, Inc.Stock3,024$229.0K<0.1%+3,024NewHistory
AXPAmerican Express CoStock1,697$229.0K<0.1%−4,620−73.1%ReducedHistory
PNCPNC Financial Services Group, Inc.Stock1,544$231.0K<0.1%+87+6.0%AddedHistory
FTFFranklin Ltd Duration Income TrustCOM37,318$231.0K<0.1%−7,029−15.9%ReducedHistory
DGDollar General CorpCOM969$232.0K<0.1%+131+15.6%AddedHistory
First Tr Exchng Traded FD VI33740U786FT VEST U.S8,413$232.0K<0.1%+1,291+18.1%Added–
CCDCalamos Dynamic Convertible & Income FundCOM11,596$232.0K<0.1%+179+1.6%AddedHistory
FICOFair Isaac CorpCOM565$233.0K<0.1%+3+0.5%AddedHistory
First Tr Exchange-Traded Alp33735K108COM SHS2,719$233.0K<0.1%−783−22.4%Reduced–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,097$235.0K<0.1%−529−8.0%Reduced–
ENPHEnphase Energy, Inc.Stock848$235.0K<0.1%−78−8.4%ReducedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD9,284$235.0K<0.1%−4,675−33.5%Reduced–
OMCOmnicom Group Inc.COM3,744$236.0K<0.1%+767+25.8%AddedHistory
SLViShares Silver TrustETF13,625$238.0K<0.1%+1,142+9.1%AddedHistory
GNRCGenerac Holdings Inc.Stock1,355$241.0K<0.1%+1,355NewHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,348$241.0K<0.1%+466+24.8%Added–
LUVSouthwest Airlines CoCOM7,834$242.0K<0.1%+561+7.7%AddedHistory
LIILennox International IncCOM1,092$243.0K<0.1%−38−3.4%ReducedHistory
EDIVirtus Stone Harbor Emerging Markets Total Income FundCOM58,954$243.0K<0.1%−115,066−66.1%ReducedHistory
iShares Tr464288752US HOME CONS ETF4,684$244.0K<0.1%+460+10.9%Added–
Schwab Strategic Tr808524862SHT TM US TRES5,056$244.0K<0.1%+693+15.9%Added–
SPDR Series Trust78464A284ST NUVE HIGH ETF5,099$244.0K<0.1%+32+0.6%Added–
CCIFCarlyle Credit Income FundSHS BEN INT27,380$244.0K<0.1%−335−1.2%ReducedHistory
AVKAdvent Convertible & Income FundCOM23,076$245.0K<0.1%−499−2.1%ReducedHistory
TTDTrade Desk, Inc.Stock4,140$247.0K<0.1%−4,890−54.2%ReducedHistory

Sold out since Q2 2022 (65)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
AVLRAvalara, Inc.COM52,096$3.68M0.4%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD121,285$3.21M0.3%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR157,055$2.23M0.2%History
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF8,649$2.04M0.2%–
iShares Tr46435U861CORE DIVID ETF46,288$1.68M0.2%–
First Trust Cloud Computing ETF33734X192ETF23,662$1.56M0.2%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT8,534$1.26M0.1%–
DMOWestern Asset Mortgage Opportunity Fund Inc.COM84,695$989.0K0.1%History
VXXBarclays Bank PLCETF39,126$903.0K0.1%History
iShares Tr46435G441ESG ADVNCD HY BD18,327$798.0K0.1%–
BCSFBain Capital Specialty Finance, Inc.COM STK46,220$629.0K0.1%History
J P Morgan Exchange-Traded F46641Q795US DIVIDEND19,062$601.0K0.1%–
Alps ETF Tr00162Q858SECTR DIV DOGS11,845$594.0K0.1%–
GSKGSK plcSPONSORED ADR13,456$586.0K0.1%History
CGNXCognex CorpCOM11,938$508.0K0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,968$484.0K<0.1%–
FDEUFirst Trust Dynamic Europe Equity Income FundCOM SHS42,633$475.0K<0.1%History
RUNSunrun Inc.COM18,484$432.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST4,993$426.0K<0.1%–
ITGartner IncCOM1,555$376.0K<0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock2,341$363.0K<0.1%History
MROMarathon Oil CorpCOM15,870$357.0K<0.1%History
TPBTurning Point Brands, Inc.COM12,687$344.0K<0.1%History
VTRVentas, Inc.REIT6,434$331.0K<0.1%History
DASHDoorDash, Inc.Stock4,059$260.0K<0.1%History
PSFEPaysafe LtdORD122,984$240.0K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,881$221.0K<0.1%–
iShares Tr464288836U.S. PHARMA ETF1,030$197.0K<0.1%–
iShares Tr464288794US BR DEL SE ETF2,351$197.0K<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM10,714$193.0K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR10,175$193.0K<0.1%History
MTCHMatch Group, Inc.COM2,744$191.0K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF9,168$186.0K<0.1%–
GWWW.W. Grainger, Inc.Stock404$184.0K<0.1%History
UUnity Software Inc.COM4,660$172.0K<0.1%History
iShares Tr464288786U.S. INSRNCE ETF1,974$164.0K<0.1%–
New Age Alpha Tr64157X104AVDR US LRGCP LE6,345$153.0K<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV2,673$143.0K<0.1%–
SPDR Index Shs FDS78463X863ST DOW INTL ETF4,915$139.0K<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG7,320$136.0K<0.1%–
EBSEmergent BioSolutions Inc.COM4,342$135.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER2,544$134.0K<0.1%–
NLYAnnaly Capital Management IncCOM22,494$133.0K<0.1%History
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT4,123$126.0K<0.1%–
iShares Tr464288760US AER DEF ETF1,254$124.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,529$122.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM397$120.0K<0.1%History
ELANElanco Animal Health IncCOM5,900$116.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF1,919$113.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF4,249$110.0K<0.1%–
MYIBlackRock Muniyield Quality Fund III, Inc.COM9,282$108.0K<0.1%History
AAPAdvance Auto Parts IncCOM616$107.0K<0.1%History
INVHInvitation Homes Inc.COM3,009$107.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock1,147$106.0K<0.1%History
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM6,529$105.0K<0.1%History
First Tr Exchng Traded FD VI33740F854FT VEST U.S.3,205$104.0K<0.1%–
NEANuveen AMT-Free Quality Municipal Income FundCOM8,838$104.0K<0.1%History
PBFPBF Energy Inc.CL A3,509$102.0K<0.1%History
NRONeuberger Real Estate Securities Income Fund IncCOM25,000$101.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH2,259$100.0K<0.1%History
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM12,250$76.0K<0.1%History
PLBYPlayboy, Inc.COM10,232$65.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK10,426$63.0K<0.1%History
ORCOrchid Island Capital, Inc.COM17,175$49.0K<0.1%History
BFIBurgerFi International, Inc.COM13,921$45.0K<0.1%History