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Livermore
Livermore
ZHEN

Centaurus Financial, Inc.

SEC CIK
0000891943
Latest filing
Aug 17, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Dec 5, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
849
+22 vs. Q2 2022
Portfolio value
$1.03B
+$11.8M (+1.2%) vs. Q2 2022
Filed
Dec 5, 2022
SEC
Holdings of Centaurus Financial, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/20212,500$00.0%00.0%Unchanged–
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022228,830$00.0%+228,830New–
TGBTrekor Metals LtdCOM17,739$20.0K<0.1%00.0%UnchangedHistory
KRROKorro Bio, Inc.COM12,200$22.0K<0.1%−9,900−44.8%ReducedHistory
ACBAurora Cannabis IncCOM20,053$24.0K<0.1%−43,280−68.3%ReducedHistory
OUSTOuster, Inc.COM27,981$27.0K<0.1%−672−2.3%ReducedHistory
BIRDSmartbird, Inc.COM CL A10,100$31.0K<0.1%+10,100NewHistory
GALTGalectin Therapeutics IncCOM NEW20,732$34.0K<0.1%−215−1.0%ReducedHistory
TDAYUSA TODAY Co., Inc.COM21,958$34.0K<0.1%00.0%UnchangedHistory
Groupon, Inc.399473AF4NOTE 1.125% 3/1–$35.0K<0.1%–New–
Adamas Trust, Inc.649604501COM PAR $.0218,317$43.0K<0.1%+227+1.3%Added–
SRNESorrento Therapeutics, Inc.COM NEW40,255$63.0K<0.1%00.0%UnchangedHistory
OIAInvesco Municipal Income Opportunities TrustCOM11,150$65.0K<0.1%00.0%UnchangedHistory
EBEventbrite, Inc.COM CL A10,645$65.0K<0.1%00.0%UnchangedHistory
FCOAbrdn Global Income Fund, Inc.COM13,804$66.0K<0.1%00.0%UnchangedHistory
JPCNuveen Preferred & Income Opportunities FundCOM10,126$70.0K<0.1%+30.0%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST15,358$70.0K<0.1%−565−3.5%Reduced–
NCVVirtus Convertible & Income FundCOM22,659$73.0K<0.1%+938+4.3%AddedHistory
LAZRQLuminar Technologies, Inc.COM CL A10,554$77.0K<0.1%+10,554NewHistory
HLNHaleon plcADR12,810$78.0K<0.1%+12,810NewHistory
FRBKRepublic First Bancorp IncCOM27,744$79.0K<0.1%00.0%UnchangedHistory
DMFBNY Mellon Municipal Income, Inc.COM14,500$87.0K<0.1%−5,000−25.6%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM22,103$92.0K<0.1%00.0%UnchangedHistory
CIMChimera Investment CorpCOM NEW18,088$94.0K<0.1%00.0%UnchangedHistory
First Tr MLP & Energy Incom33739B104COM13,778$99.0K<0.1%+508+3.8%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF1,116$100.0K<0.1%+1,116New–
Pacer Trendpilot US Large Cap ETF69374H105ETF2,643$100.0K<0.1%+2,643New–
Fidelity Covington Trust316092303CONSMR STAPLES2,502$100.0K<0.1%+2,502New–
First Tr Exch Traded FD III33739P855INSTL PFD SECS5,827$100.0K<0.1%+5,827New–
KMPRKEMPER CorpCOM2,420$100.0K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM39,623$100.0K<0.1%00.0%UnchangedHistory
BOXBox IncCL A4,148$101.0K<0.1%+4,148NewHistory
GEOGeo Group IncCOM13,150$101.0K<0.1%+13,150NewHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW1,699$101.0K<0.1%+1,699New–
BAXBaxter International IncStock1,886$102.0K<0.1%+1,886NewHistory
TDYTeledyne Technologies IncCOM301$102.0K<0.1%00.0%UnchangedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM8,621$102.0K<0.1%+8,621NewHistory
iShares Global Clean Energy ETF464288224ETF5,372$103.0K<0.1%−10,285−65.7%Reduced–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF4,742$103.0K<0.1%00.0%Unchanged–
AKAMAkamai Technologies IncCOM1,286$103.0K<0.1%−4−0.3%ReducedHistory
iShares Tr46434V274INTL EQTY FACTOR4,910$103.0K<0.1%00.0%Unchanged–
iShares Inc464286822MSCI MEXICO ETF2,321$103.0K<0.1%−24−1.0%Reduced–
First Tr Exchange Traded FD33738R118NASD TECH DIV2,358$103.0K<0.1%+2,358New–
iShares U.S. Regional Banks ETF464288778ETF2,185$104.0K<0.1%+10.0%Added–
FSLRFirst Solar, Inc.Stock790$104.0K<0.1%+790NewHistory
KRKroger CoStock2,368$104.0K<0.1%+2,368NewHistory
ADIAnalog Devices IncStock746$104.0K<0.1%+746NewHistory
KHCKraft Heinz CoStock3,115$104.0K<0.1%−694−18.2%ReducedHistory
ESEversource EnergyStock1,352$105.0K<0.1%+28+2.1%AddedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF1,911$105.0K<0.1%−57−2.9%Reduced–
DDominion Energy, IncStock1,531$106.0K<0.1%+1,531NewHistory
GEFGreif, IncCL A1,785$106.0K<0.1%+1,785NewHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF2,167$106.0K<0.1%+5+0.2%Added–
BKTBlackRock Income Trust, Inc.COM25,546$106.0K<0.1%+160+0.6%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF2,515$107.0K<0.1%−1,077−30.0%Reduced–
RXRXRecursion Pharmaceuticals, Inc.CL A10,023$107.0K<0.1%00.0%UnchangedHistory
TSEOQTrinseo PLCCOM5,825$107.0K<0.1%−100−1.7%ReducedHistory
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX1,540$108.0K<0.1%+1,540New–
Global X FDS37950E127REIT ETF15,725$108.0K<0.1%+314+2.0%Added–
iShares MSCI Eafe ETF464287465ETF1,950$109.0K<0.1%+1,950New–
iShares Tr464287762US HLTHCARE ETF430$109.0K<0.1%−1,870−81.3%Reduced–
MPCMarathon Petroleum CorpStock1,111$110.0K<0.1%+1,111NewHistory
State Street SPDR S&P Bank ETF78464A797ETF2,489$110.0K<0.1%−2,297−48.0%Reduced–
HMCHonda Motor Co LtdADR ECH CNV IN 35,100$110.0K<0.1%+5,100NewHistory
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG4,424$110.0K<0.1%+4,424New–
SMTCSemtech CorpStock3,779$111.0K<0.1%−32−0.8%ReducedHistory
VFCV F CorpStock3,702$111.0K<0.1%+251+7.3%AddedHistory
TXRHTexas Roadhouse, Inc.COM1,276$111.0K<0.1%+1,276NewHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,262$112.0K<0.1%+490+7.2%Added–
BMRNBiomarin Pharmaceutical IncCOM1,327$112.0K<0.1%+1,327NewHistory
Global X FDS37954Y384CYBRSCURTY ETF4,673$112.0K<0.1%−25−0.5%Reduced–
Capital Group Growth ETF14020G101SHS CREAT UNIT5,751$112.0K<0.1%00.0%Unchanged–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT33,996$112.0K<0.1%−6,694−16.5%ReducedHistory
iShares Tr464289859CORE 80 20 ETF2,024$112.0K<0.1%−114−5.3%Reduced–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS4,655$112.0K<0.1%+4,655New–
LANDGladstone Land CorpCOM6,200$112.0K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999915,978$112.0K<0.1%+15,978NewHistory
Listed FD Tr53656F847CORE ALT FD3,782$112.0K<0.1%+3,782New–
ProShares Tr74348A145PET CARE ETF2,533$112.0K<0.1%+526+26.2%Added–
OHIOmega Healthcare Investors IncCOM3,829$113.0K<0.1%−927−19.5%ReducedHistory
PAYCPaycom Software, Inc.Stock344$114.0K<0.1%+344NewHistory
CMECME Group Inc.COM641$114.0K<0.1%+102+18.9%AddedHistory
First Tr Exchng Traded FD VI33740U406FT VEST U.S.3,800$114.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE1,532$115.0K<0.1%+159+11.6%Added–
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF2,024$115.0K<0.1%00.0%Unchanged–
IIPRInnovative Industrial Properties IncCOM1,300$115.0K<0.1%+1,300NewHistory
LENLennar CorpCL A1,544$115.0K<0.1%+10+0.7%AddedHistory
CRSRCorsair Gaming, Inc.COM10,122$115.0K<0.1%+704+7.5%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR2,105$115.0K<0.1%−971−31.6%ReducedHistory
BBDCBarings BDC, Inc.COM13,882$115.0K<0.1%−3,379−19.6%ReducedHistory
iShares Tr464288166AGENCY BOND ETF1,090$116.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH6,130$116.0K<0.1%−55,114−90.0%Reduced–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV6,253$116.0K<0.1%+6,253New–
iShares Tr46434V860TRS FLT RT BD2,297$116.0K<0.1%+2,297New–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT16,305$116.0K<0.1%−968−5.6%ReducedHistory
SIRISirius XM Holdings Inc.COM20,350$116.0K<0.1%00.0%UnchangedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT10,695$117.0K<0.1%−6,540−37.9%ReducedHistory
SHELShell plcADR2,366$118.0K<0.1%00.0%UnchangedHistory
EXCExelon CorpStock3,154$118.0K<0.1%+934+42.1%AddedHistory
STESTERIS plcSHS USD707$118.0K<0.1%+55+8.4%AddedHistory

Sold out since Q2 2022 (65)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Centaurus Financial, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
AVLRAvalara, Inc.COM52,096$3.68M0.4%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD121,285$3.21M0.3%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR157,055$2.23M0.2%History
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF8,649$2.04M0.2%–
iShares Tr46435U861CORE DIVID ETF46,288$1.68M0.2%–
First Trust Cloud Computing ETF33734X192ETF23,662$1.56M0.2%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT8,534$1.26M0.1%–
DMOWestern Asset Mortgage Opportunity Fund Inc.COM84,695$989.0K0.1%History
VXXBarclays Bank PLCETF39,126$903.0K0.1%History
iShares Tr46435G441ESG ADVNCD HY BD18,327$798.0K0.1%–
BCSFBain Capital Specialty Finance, Inc.COM STK46,220$629.0K0.1%History
J P Morgan Exchange-Traded F46641Q795US DIVIDEND19,062$601.0K0.1%–
Alps ETF Tr00162Q858SECTR DIV DOGS11,845$594.0K0.1%–
GSKGSK plcSPONSORED ADR13,456$586.0K0.1%History
CGNXCognex CorpCOM11,938$508.0K0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,968$484.0K<0.1%–
FDEUFirst Trust Dynamic Europe Equity Income FundCOM SHS42,633$475.0K<0.1%History
RUNSunrun Inc.COM18,484$432.0K<0.1%History
ProShares Tr74348A467S&P 500 DV ARIST4,993$426.0K<0.1%–
ITGartner IncCOM1,555$376.0K<0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock2,341$363.0K<0.1%History
MROMarathon Oil CorpCOM15,870$357.0K<0.1%History
TPBTurning Point Brands, Inc.COM12,687$344.0K<0.1%History
VTRVentas, Inc.REIT6,434$331.0K<0.1%History
DASHDoorDash, Inc.Stock4,059$260.0K<0.1%History
PSFEPaysafe LtdORD122,984$240.0K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,881$221.0K<0.1%–
iShares Tr464288836U.S. PHARMA ETF1,030$197.0K<0.1%–
iShares Tr464288794US BR DEL SE ETF2,351$197.0K<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM10,714$193.0K<0.1%History
UNGUnited States Natural Gas Fund, LPUNIT PAR10,175$193.0K<0.1%History
MTCHMatch Group, Inc.COM2,744$191.0K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF9,168$186.0K<0.1%–
GWWW.W. Grainger, Inc.Stock404$184.0K<0.1%History
UUnity Software Inc.COM4,660$172.0K<0.1%History
iShares Tr464288786U.S. INSRNCE ETF1,974$164.0K<0.1%–
New Age Alpha Tr64157X104AVDR US LRGCP LE6,345$153.0K<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV2,673$143.0K<0.1%–
SPDR Index Shs FDS78463X863ST DOW INTL ETF4,915$139.0K<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG7,320$136.0K<0.1%–
EBSEmergent BioSolutions Inc.COM4,342$135.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER2,544$134.0K<0.1%–
NLYAnnaly Capital Management IncCOM22,494$133.0K<0.1%History
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT4,123$126.0K<0.1%–
iShares Tr464288760US AER DEF ETF1,254$124.0K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS1,529$122.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM397$120.0K<0.1%History
ELANElanco Animal Health IncCOM5,900$116.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF1,919$113.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF4,249$110.0K<0.1%–
MYIBlackRock Muniyield Quality Fund III, Inc.COM9,282$108.0K<0.1%History
AAPAdvance Auto Parts IncCOM616$107.0K<0.1%History
INVHInvitation Homes Inc.COM3,009$107.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock1,147$106.0K<0.1%History
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM6,529$105.0K<0.1%History
First Tr Exchng Traded FD VI33740F854FT VEST U.S.3,205$104.0K<0.1%–
NEANuveen AMT-Free Quality Municipal Income FundCOM8,838$104.0K<0.1%History
PBFPBF Energy Inc.CL A3,509$102.0K<0.1%History
NRONeuberger Real Estate Securities Income Fund IncCOM25,000$101.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH2,259$100.0K<0.1%History
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM12,250$76.0K<0.1%History
PLBYPlayboy, Inc.COM10,232$65.0K<0.1%History
VMEOVimeo, Inc.COMMON STOCK10,426$63.0K<0.1%History
ORCOrchid Island Capital, Inc.COM17,175$49.0K<0.1%History
BFIBurgerFi International, Inc.COM13,921$45.0K<0.1%History