Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Oct 29, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 354
- +4 vs. Q2 2024
- Portfolio value
- $3.03B
- +$250.5M (+9.0%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WFCWells Fargo & Company | Stock | 30,394 | $1.72M | 0.1% | −319−1.0% | Reduced | History |
| CVXChevron Corp | Stock | 11,935 | $1.76M | 0.1% | −108−0.9% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 10,849 | $1.78M | 0.1% | −134−1.2% | Reduced | History |
| VZVerizon Communications Inc | Stock | 41,968 | $1.88M | 0.1% | −345−0.8% | Reduced | History |
| ORCLOracle Corp | Stock | 11,422 | $1.95M | 0.1% | −93−0.8% | Reduced | History |
| DDominion Energy, Inc | Stock | 34,430 | $1.99M | 0.1% | −80−0.2% | Reduced | History |
| BACBank of America Corp | Stock | 50,343 | $2.00M | 0.1% | −1,612−3.1% | Reduced | History |
| ADBEAdobe Inc. | Stock | 3,987 | $2.06M | 0.1% | +638+19.1% | Added | History |
| EVRGEvergy, Inc. | Stock | 34,292 | $2.13M | 0.1% | −105−0.3% | Reduced | History |
| NFLXNetflix Inc | Stock | 3,020 | $2.14M | 0.1% | −38−1.2% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 9,084 | $2.15M | 0.1% | 00.0% | Unchanged | – |
| PFEPfizer Inc | Stock | 77,086 | $2.23M | 0.1% | −1,823−2.3% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 10,535 | $2.78M | 0.1% | 00.0% | Unchanged | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $2.94M | 0.1% | – | – | – |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 124,080 | $3.00M | 0.1% | 00.0% | Unchanged | – |
| Ziff Davis, Inc.48123VAE2 | NOTE 1.750%11/0 | 3,600,000 | $3.33M | 0.1% | 00.0% | Unchanged | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $3.35M | 0.1% | – | – | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 65,275 | $3.45M | 0.1% | 00.0% | Unchanged | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $3.47M | 0.1% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $3.50M | 0.1% | – | – | – |
| METMetlife Inc | Stock | 43,177 | $3.56M | 0.1% | −93−0.2% | Reduced | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 138,980 | $3.62M | 0.1% | +2,663+2.0% | Added | History |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $3.65M | 0.1% | – | – | – |
| Arbor Realty Trust Inc038923BA5 | NOTE 7.500% 8/0 | – | $3.67M | 0.1% | – | – | – |
| Starwood Ppty Tr Inc85571BBA2 | NOTE 6.750% 7/1 | – | $3.87M | 0.1% | – | – | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $4.03M | 0.1% | – | – | – |
| MRKMerck & Co., Inc. | Stock | 36,473 | $4.14M | 0.1% | −212−0.6% | Reduced | History |
| On Semiconductor Corp682189AU9 | NOTE 0.500% 3/0 | – | $4.20M | 0.1% | – | – | – |
| WMWaste Management Inc | Stock | 20,870 | $4.33M | 0.1% | −218−1.0% | Reduced | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $4.37M | 0.1% | – | – | – |
| TSLATesla, Inc. | Stock | 16,754 | $4.38M | 0.1% | −209−1.2% | Reduced | History |
| John Bean Technologies Corp477839AB0 | NOTE 0.250% 5/1 | – | $4.40M | 0.1% | – | – | – |
| NWENorthWestern Energy Group, Inc. | COM NEW | 77,076 | $4.41M | 0.1% | 00.0% | Unchanged | History |
| Ventas Rlty Ltd Partnership92277GAZ0 | NOTE 3.750% 6/0 | – | $4.49M | 0.1% | – | – | – |
| Vanguard Real Estate ETF922908553 | ETF | 46,835 | $4.56M | 0.2% | +6,433+15.9% | Added | – |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 20,578 | $4.59M | 0.2% | −1,160−5.3% | Reduced | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 58,395 | $4.69M | 0.2% | 00.0% | Unchanged | – |
| Envista Holdings Corp29415FAD6 | NOTE 1.750% 8/1 | – | $4.77M | 0.2% | – | New | – |
| GOOGAlphabet Inc. | Stock | 29,765 | $4.98M | 0.2% | −421−1.4% | Reduced | History |
| ICEIntercontinental Exchange, Inc. | Stock | 31,175 | $5.01M | 0.2% | −4,961−13.7% | Reduced | History |
| ECLEcolab Inc. | Stock | 19,742 | $5.04M | 0.2% | +950+5.1% | Added | History |
| SCHWSchwab Charles Corp | Stock | 78,628 | $5.10M | 0.2% | +11,035+16.3% | Added | History |
| Tetra Tech Inc88162GAB9 | DBCV 2.250% 8/1 | – | $5.10M | 0.2% | – | New | – |
| PGRProgressive Corp | Stock | 20,292 | $5.15M | 0.2% | −2,054−9.2% | Reduced | History |
| Seagate HDD Cayman81180WBL4 | NOTE 3.500% 6/0 | – | $5.15M | 0.2% | – | New | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 54,193 | $5.19M | 0.2% | −24,492−31.1% | Reduced | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $5.25M | 0.2% | – | – | – |
| DISWalt Disney Co | Stock | 55,617 | $5.35M | 0.2% | +6,545+13.3% | Added | History |
| TJXTJX Companies Inc | Stock | 45,775 | $5.38M | 0.2% | −2,850−5.9% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 1,296 | $5.46M | 0.2% | +20+1.6% | Added | History |
| KLACKLA Corp | COM NEW | 7,064 | $5.47M | 0.2% | +445+6.7% | Added | History |
| LRCXLam Research Corp | COM | 6,793 | $5.54M | 0.2% | +1,420+26.4% | Added | History |
| NKENIKE, Inc. | Stock | 63,033 | $5.57M | 0.2% | +11,195+21.6% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 12,410 | $5.71M | 0.2% | −155−1.2% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 71,915 | $5.78M | 0.2% | 00.0% | Unchanged | – |
| INTUIntuit Inc. | Stock | 9,359 | $5.81M | 0.2% | −67−0.7% | Reduced | History |
| Alliant Energy Corp018802AC2 | NOTE 3.875% 3/1 | – | $5.90M | 0.2% | – | – | – |
| DHRDanaher Corp | Stock | 21,259 | $5.91M | 0.2% | +366+1.8% | Added | History |
| American WTR Cap Corp03040WBE4 | NOTE 3.625% 6/1 | – | $5.93M | 0.2% | – | New | – |
| CRMSalesforce, Inc. | Stock | 21,730 | $5.95M | 0.2% | −23−0.1% | Reduced | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $6.01M | 0.2% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $6.13M | 0.2% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $6.14M | 0.2% | – | – | – |
| Duke Energy CORP26441CBY0 | NOTE 4.125% 4/1 | – | $6.14M | 0.2% | – | – | – |
| TMOThermo Fisher Scientific Inc. | Stock | 10,041 | $6.21M | 0.2% | −170−1.7% | Reduced | History |
| AMATApplied Materials Inc | Stock | 30,900 | $6.24M | 0.2% | +4,801+18.4% | Added | History |
| Southern Co842587DP9 | NOTE 3.875%12/1 | – | $6.34M | 0.2% | – | – | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 144,030 | $6.47M | 0.2% | 00.0% | Unchanged | – |
| WMTWalmart Inc. | Stock | 83,038 | $6.71M | 0.2% | −8,092−8.9% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 8,111 | $7.19M | 0.2% | +468+6.1% | Added | History |
| MAMastercard Inc | Stock | 15,087 | $7.45M | 0.2% | −337−2.2% | Reduced | History |
| VVisa Inc. | Stock | 27,178 | $7.47M | 0.2% | +203+0.8% | Added | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 6,065 | $7.77M | 0.3% | 00.0% | Unchanged | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 137,998 | $7.92M | 0.3% | 00.0% | Unchanged | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 6,235 | $7.94M | 0.3% | 00.0% | Unchanged | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 60,882 | $8.05M | 0.3% | +1,755+3.0% | Added | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.11M | 0.3% | – | – | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 70,615 | $8.28M | 0.3% | +4,526+6.8% | Added | – |
| LLYEli Lilly & Co | Stock | 10,204 | $9.04M | 0.3% | −370−3.5% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 24,087 | $9.04M | 0.3% | 00.0% | Unchanged | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 118,845 | $9.28M | 0.3% | 00.0% | Unchanged | – |
| AMZNAmazon Com Inc | Stock | 59,981 | $11.2M | 0.4% | +845+1.4% | Added | History |
| GOOGLAlphabet Inc. | Stock | 70,991 | $11.8M | 0.4% | +3,560+5.3% | Added | History |
| Global X FDS37954Y657 | US PFD ETF | 580,200 | $12.1M | 0.4% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 143,035 | $12.6M | 0.4% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $13.0M | 0.4% | 00.0% | Unchanged | – |
| iShares Tr464288687 | PFD AND INCM SEC | 390,500 | $13.0M | 0.4% | 00.0% | Unchanged | – |
| METAMeta Platforms, Inc. | Stock | 23,501 | $13.5M | 0.4% | +601+2.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 49,266 | $14.0M | 0.5% | 00.0% | Unchanged | – |
| iShares Russell 2000 ETF464287655 | ETF | 64,939 | $14.3M | 0.5% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 138,659 | $14.4M | 0.5% | 00.0% | Unchanged | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 330,740 | $20.6M | 0.7% | 00.0% | Unchanged | – |
| iShares MSCI Eafe ETF464287465 | ETF | 253,895 | $21.2M | 0.7% | +1,764+0.7% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 42,527 | $22.4M | 0.7% | 00.0% | Unchanged | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 39,768 | $22.7M | 0.7% | −5,654−12.4% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 217,697 | $24.6M | 0.8% | −32,404−13.0% | Reduced | – |
| NVDANVIDIA Corp | Stock | 215,543 | $26.2M | 0.9% | +8,921+4.3% | Added | History |
| MSFTMicrosoft Corp | Stock | 60,831 | $26.2M | 0.9% | +1,103+1.8% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 641,275 | $26.8M | 0.9% | 00.0% | Unchanged | – |
| PMPhilip Morris International Inc. | Stock | 228,209 | $27.7M | 0.9% | −35,577−13.5% | Reduced | History |
Sold out since Q2 2024 (10)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| iShares Tr46434V407 | 0-5YR HI YL CP | 210,194 | $8.87M | 0.3% | – |
| VMRKVivmark Residential | SH BEN INT | 10,576 | $733.3K | <0.1% | History |
| CRHCRH Public Ltd Co | ORD | 5,661 | $424.5K | <0.1% | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 8,500 | $326.5K | <0.1% | – |
| MRNAModerna, Inc. | Stock | 2,121 | $251.9K | <0.1% | History |
| DXCMDexcom Inc | COM | 2,075 | $235.3K | <0.1% | History |
| HALHalliburton Co | Stock | 6,691 | $226.0K | <0.1% | History |
| DGDollar General Corp | COM | 1,557 | $205.9K | <0.1% | History |
| WYWeyerhaeuser Co | COM NEW | 7,231 | $205.3K | <0.1% | History |
| VRSKVerisk Analytics, Inc. | COM | 744 | $200.5K | <0.1% | History |