Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Jul 21, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 348
- −21 vs. Q1 2023
- Portfolio value
- $2.99B
- −$1.55M (−0.1%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares S&P 500 Value ETF464287408 | ETF | 16,001 | $2.58M | 0.1% | 00.0% | Unchanged | – |
| ETNEaton Corp plc | Stock | 13,183 | $2.65M | 0.1% | −606−4.4% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 33,000 | $2.68M | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 13,621 | $2.71M | 0.1% | 00.0% | Unchanged | – |
| MDTMedtronic plc | Stock | 31,577 | $2.78M | 0.1% | −3,182−9.2% | Reduced | History |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $2.95M | 0.1% | – | – | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 125,312 | $2.96M | 0.1% | +2,520+2.1% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 65,275 | $3.01M | 0.1% | 00.0% | Unchanged | – |
| XOMExxonMobil Holdings Corp | COM | 29,301 | $3.14M | 0.1% | −3,920−11.8% | Reduced | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $3.37M | 0.1% | – | – | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $3.47M | 0.1% | – | – | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $3.53M | 0.1% | – | – | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 127,506 | $3.54M | 0.1% | −10,000−7.3% | Reduced | – |
| John Bean Technologies Corp477839AB0 | NOTE 0.250% 5/1 | – | $3.62M | 0.1% | – | New | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $3.77M | 0.1% | – | – | – |
| TSLATesla, Inc. | Stock | 15,715 | $4.11M | 0.1% | −4,803−23.4% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 14,984 | $4.12M | 0.1% | 00.0% | Unchanged | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $4.20M | 0.1% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $4.29M | 0.1% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $4.32M | 0.1% | – | – | – |
| GOOGAlphabet Inc. | Stock | 35,820 | $4.33M | 0.1% | −4,870−12.0% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 22,171 | $4.35M | 0.1% | +3,360+17.9% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 61,783 | $4.35M | 0.1% | +13,536+28.1% | Added | – |
| NWENorthWestern Energy Group, Inc. | COM NEW | 77,076 | $4.37M | 0.1% | 00.0% | Unchanged | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 39,895 | $4.38M | 0.1% | +4,424+12.5% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 45,977 | $4.44M | 0.1% | +4,552+11.0% | Added | – |
| ICEIntercontinental Exchange, Inc. | Stock | 39,465 | $4.46M | 0.1% | −4,978−11.2% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 13,131 | $4.48M | 0.1% | −1,685−11.4% | Reduced | History |
| KLACKLA Corp | COM NEW | 9,283 | $4.50M | 0.2% | −2,629−22.1% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 81,731 | $4.63M | 0.2% | +18,885+30.0% | Added | History |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $4.69M | 0.2% | – | – | – |
| Starwood Ppty Tr Inc85571BBA2 | NOTE 6.750% 7/1 | – | $4.70M | 0.2% | – | New | – |
| MRKMerck & Co., Inc. | Stock | 41,291 | $4.76M | 0.2% | −141−0.3% | Reduced | History |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $4.76M | 0.2% | – | – | – |
| LRCXLam Research Corp | COM | 7,426 | $4.77M | 0.2% | −2,121−22.2% | Reduced | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $4.82M | 0.2% | – | – | – |
| INTUIntuit Inc. | Stock | 10,638 | $4.87M | 0.2% | −1,547−12.7% | Reduced | History |
| TJXTJX Companies Inc | Stock | 57,620 | $4.89M | 0.2% | −4,988−8.0% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 17,375 | $4.99M | 0.2% | −3,517−16.8% | Reduced | History |
| DHRDanaher Corp | Stock | 20,783 | $4.99M | 0.2% | −766−3.6% | Reduced | History |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $5.00M | 0.2% | – | – | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 107,219 | $5.28M | 0.2% | 00.0% | Unchanged | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $5.32M | 0.2% | – | – | – |
| NKENIKE, Inc. | Stock | 48,272 | $5.33M | 0.2% | +1,919+4.1% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 10,249 | $5.35M | 0.2% | −471−4.4% | Reduced | History |
| WMTWalmart Inc. | Stock | 34,135 | $5.37M | 0.2% | −4,202−11.0% | Reduced | History |
| AMATApplied Materials Inc | Stock | 37,263 | $5.39M | 0.2% | −8,086−17.8% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 82,008 | $5.50M | 0.2% | −25,164−23.5% | Reduced | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 72,015 | $5.90M | 0.2% | 00.0% | Unchanged | – |
| GOOGLAlphabet Inc. | Stock | 52,586 | $6.29M | 0.2% | −6,081−10.4% | Reduced | History |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $6.59M | 0.2% | – | – | – |
| LLYEli Lilly & Co | Stock | 14,097 | $6.61M | 0.2% | +7,902+127.6% | Added | History |
| MAMastercard Inc | Stock | 16,836 | $6.62M | 0.2% | −1,384−7.6% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 89,963 | $6.74M | 0.2% | −12,721−12.4% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 14,849 | $7.14M | 0.2% | −1,529−9.3% | Reduced | History |
| VVisa Inc. | Stock | 30,218 | $7.18M | 0.2% | −2,655−8.1% | Reduced | History |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $7.62M | 0.3% | – | – | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | – | $7.76M | 0.3% | – | – | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 310,000 | $7.92M | 0.3% | 00.0% | Unchanged | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $7.96M | 0.3% | – | – | – |
| AMZNAmazon Com Inc | Stock | 62,771 | $8.18M | 0.3% | −8,220−11.6% | Reduced | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 7,185 | $8.42M | 0.3% | 00.0% | Unchanged | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $8.50M | 0.3% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 7,465 | $8.60M | 0.3% | 00.0% | Unchanged | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 119,575 | $8.69M | 0.3% | 00.0% | Unchanged | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 210,194 | $8.71M | 0.3% | 00.0% | Unchanged | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $8.75M | 0.3% | – | – | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 130,000 | $9.09M | 0.3% | +90,000+225.0% | Added | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $9.13M | 0.3% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $10.2M | 0.3% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 155,075 | $10.5M | 0.4% | 00.0% | Unchanged | – |
| Global X FDS37954Y657 | US PFD ETF | 580,200 | $11.3M | 0.4% | 00.0% | Unchanged | – |
| NVDANVIDIA Corp | Stock | 28,528 | $12.1M | 0.4% | −10,970−27.8% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 390,500 | $12.1M | 0.4% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $12.5M | 0.4% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 165,000 | $12.5M | 0.4% | +100,000+153.8% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 149,000 | $12.9M | 0.4% | 00.0% | Unchanged | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 63,981 | $14.1M | 0.5% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 214,111 | $15.6M | 0.5% | −21,290−9.0% | Reduced | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 210,000 | $15.7M | 0.5% | +140,000+200.0% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 88,720 | $16.6M | 0.6% | +11,365+14.7% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 590,000 | $17.4M | 0.6% | +200,000+51.3% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 200,000 | $18.4M | 0.6% | 00.0% | Unchanged | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 71,411 | $18.7M | 0.6% | −23,589−24.8% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 193,000 | $19.9M | 0.7% | 00.0% | Unchanged | – |
| MSFTMicrosoft Corp | Stock | 63,511 | $21.6M | 0.7% | −11,597−15.4% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 48,607 | $23.3M | 0.8% | −11,300−18.9% | Reduced | History |
| AAPLApple Inc. | Stock | 127,366 | $24.7M | 0.8% | −19,815−13.5% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 345,119 | $25.0M | 0.8% | +30,805+9.8% | Added | – |
| PMPhilip Morris International Inc. | Stock | 269,433 | $26.2M | 0.9% | +9,638+3.7% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 641,274 | $26.9M | 0.9% | 00.0% | Unchanged | – |
| Vanguard S&P 500 ETF922908363 | ETF | 66,805 | $27.2M | 0.9% | −2,550−3.7% | Reduced | – |
| CTRACoterra Energy Inc. | Stock | 1,284,379 | $32.4M | 1.1% | +1,271,706+10,034.8% | Added | History |
| MTBM&T Bank Corp | COM | 264,388 | $32.7M | 1.1% | +47,648+22.0% | Added | History |
| SBUXStarbucks Corp | Stock | 338,760 | $33.5M | 1.1% | +487+0.1% | Added | History |
| HPQHP Inc | Stock | 1,107,097 | $33.9M | 1.1% | −41,237−3.6% | Reduced | History |
| GDGeneral Dynamics Corp | Stock | 158,330 | $34.0M | 1.1% | +9,000+6.0% | Added | History |
| MSMorgan Stanley | Stock | 399,146 | $34.0M | 1.1% | +40,461+11.3% | Added | History |
| EOGEOG Resources Inc | Stock | 299,111 | $34.2M | 1.1% | −875−0.3% | Reduced | History |
| CLColgate Palmolive Co | Stock | 447,511 | $34.4M | 1.2% | −29,076−6.1% | Reduced | History |
Sold out since Q1 2023 (28)
Positions held at the end of Q1 2023 that are gone from this filing.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| TSNTyson Foods, Inc. | Stock | 594,895 | $35.2M | 1.2% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $4.29M | 0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 1,270 | $267.1K | <0.1% | History |
| NEMNEWMONT Corp | Stock | 5,422 | $265.8K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,619 | $248.6K | <0.1% | History |
| ILMNIllumina, Inc. | COM | 1,067 | $248.1K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,096 | $235.2K | <0.1% | History |
| EXCExelon Corp | Stock | 5,496 | $230.2K | <0.1% | History |
| EDConsolidated Edison Inc | Stock | 2,360 | $225.8K | <0.1% | History |
| AJGArthur J. Gallagher & Co. | COM | 1,158 | $221.5K | <0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 4,072 | $221.2K | <0.1% | History |
| EBAYeBay Inc | COM | 4,873 | $216.2K | <0.1% | History |
| NTESNetEase, Inc. | SPONSORED ADS | 2,431 | $215.0K | <0.1% | History |
| FANGDiamondback Energy, Inc. | Stock | 1,588 | $214.7K | <0.1% | History |
| AEEAmeren Corp | COM | 2,473 | $213.6K | <0.1% | History |
| DLTRDollar Tree, Inc. | COM | 1,486 | $213.3K | <0.1% | History |
| IQVIQVIA Holdings Inc. | Stock | 1,068 | $212.4K | <0.1% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 421 | $210.7K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 2,933 | $210.5K | <0.1% | History |
| BNYBank of New York Mellon Corp | Stock | 4,612 | $209.6K | <0.1% | History |
| SJMJ M SMUCKER Co | Stock | 1,313 | $206.6K | <0.1% | History |
| GLWCorning Inc | COM | 5,808 | $204.9K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 1,996 | $204.0K | <0.1% | History |
| CNCCentene Corp | Stock | 3,206 | $202.7K | <0.1% | History |
| ESEversource Energy | Stock | 2,584 | $202.2K | <0.1% | History |
| HLTHilton Worldwide Holdings Inc. | COM | 1,422 | $200.3K | <0.1% | History |
| AMCRAmcor plc | ORD | 11,703 | $133.2K | <0.1% | History |
| HBANHuntington Bancshares Inc | COM | 10,260 | $114.9K | <0.1% | History |