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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,648
−7 vs. Q3 2021
Portfolio value
$30.3B
+$3.20B (+11.8%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of First Manhattan Co in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
APGAPi Group CorpCOM STK500$12.0K<0.1%00.0%UnchangedHistory
HAPNHappen, Inc.COM NEW526$12.0K<0.1%00.0%UnchangedHistory
NOMDNomad Foods LtdUSD ORD SHS499$12.0K<0.1%00.0%UnchangedHistory
LOOPLoop Industries, Inc.COM1,000$12.0K<0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q593MED BREAKTHGH300$12.0K<0.1%−100−25.0%Reduced–
AUAngloGold Ashanti PLCSPONSORED ADR600$12.0K<0.1%00.0%UnchangedHistory
Vanguard Health Care ETF92204A504ETF51$13.0K<0.1%+51New–
AMGAffiliated Managers Group, Inc.Stock80$13.0K<0.1%00.0%UnchangedHistory
HTGCHercules Capital, Inc.COM825$13.0K<0.1%00.0%UnchangedHistory
FCPTFour Corners Property Trust, Inc.COM452$13.0K<0.1%00.0%UnchangedHistory
CHHChoice Hotels International IncCOM86$13.0K<0.1%00.0%UnchangedHistory
EXASExact Sciences CorpCOM174$13.0K<0.1%+52+42.6%AddedHistory
OSHOak Street Health, Inc.COM400$13.0K<0.1%+200+100.0%AddedHistory
REEDReed's, Inc.COM37,000$13.0K<0.1%00.0%UnchangedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF209$14.0K<0.1%00.0%Unchanged–
BIDUBaidu, Inc.ADR100$14.0K<0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock150$14.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF232$14.0K<0.1%00.0%Unchanged–
ICLRIcon PLCCOM46$14.0K<0.1%00.0%UnchangedHistory
JLLJones Lang Lasalle IncCOM52$14.0K<0.1%00.0%UnchangedHistory
UALUnited Airlines Holdings, Inc.COM330$14.0K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM1,346$14.0K<0.1%00.0%UnchangedHistory
ERICEricsson LM Telephone CoADR B SEK 101,371$14.0K<0.1%+10+0.7%AddedHistory
ADArray Digital Infrastructure, Inc.COM458$14.0K<0.1%00.0%UnchangedHistory
FSLYFastly, Inc.CL A419$14.0K<0.1%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW7,127$14.0K<0.1%00.0%UnchangedHistory
CPECallon Petroleum CoCOM300$14.0K<0.1%00.0%UnchangedHistory
SICPSilvergate Capital CorpCL A100$14.0K<0.1%00.0%UnchangedHistory
PPGPPG Industries IncStock89$15.0K<0.1%00.0%UnchangedHistory
BROBrown & Brown, Inc.Stock218$15.0K<0.1%00.0%UnchangedHistory
ROKRockwell Automation, IncStock44$15.0K<0.1%00.0%UnchangedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF171$15.0K<0.1%00.0%Unchanged–
SNNSmith & Nephew PLCSPDN ADR NEW459$15.0K<0.1%+4+0.9%AddedHistory
LGNDLigand Pharmaceuticals IncCOM NEW100$15.0K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM3,028$15.0K<0.1%00.0%UnchangedHistory
BMBLBumble Inc.COM CL A450$15.0K<0.1%−3,325−88.1%ReducedHistory
ENDPEndo International plcSHS4,000$15.0K<0.1%00.0%UnchangedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF318$16.0K<0.1%00.0%Unchanged–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF218$16.0K<0.1%−600−73.3%Reduced–
HMYHarmony Gold Mining Co LtdADR4,000$16.0K<0.1%−4,000−50.0%ReducedHistory
SAMBoston Beer Co IncCL A33$16.0K<0.1%00.0%UnchangedHistory
CINFCincinnati Financial CorpCOM142$16.0K<0.1%−132−48.2%ReducedHistory
AVTRAvantor, Inc.COM400$16.0K<0.1%00.0%UnchangedHistory
RACEFerrari N.V.COM64$16.0K<0.1%00.0%UnchangedHistory
iShares Inc464286871MSCI HONG KG ETF718$16.0K<0.1%00.0%Unchanged–
VICIVici Properties Inc.COM543$16.0K<0.1%00.0%UnchangedHistory
NVSTEnvista Holdings CorpCOM370$16.0K<0.1%00.0%UnchangedHistory
TRGPTarga Resources Corp.COM310$16.0K<0.1%00.0%UnchangedHistory
DSLDoubleLine Income Solutions FundCOM1,000$16.0K<0.1%00.0%UnchangedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS800$16.0K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G102PRIME JUNIR SLVR1,300$16.0K<0.1%00.0%Unchanged–
Schwab U.S. Small-Cap ETF808524607ETF171$17.0K<0.1%+171New–
Global X FDS37954Y715RBTCS ARTFL INTE480$17.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W507SHOR DURA BD ETF350$17.0K<0.1%00.0%Unchanged–
JBHTHunt J B Transport Services IncCOM86$17.0K<0.1%00.0%UnchangedHistory
EAElectronic Arts Inc.COM129$17.0K<0.1%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM94$17.0K<0.1%00.0%UnchangedHistory
CHKPCheck Point Software Technologies LtdORD150$17.0K<0.1%00.0%UnchangedHistory
Alexco Resource Corp01535P106COM10,000$17.0K<0.1%00.0%Unchanged–
ACCAmerican Campus Communities IncCOM300$17.0K<0.1%00.0%UnchangedHistory
Cyberark Software LtdM2682V108SHS100$17.0K<0.1%00.0%Unchanged–
HUNHuntsman CORPCOM525$18.0K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR7,179$18.0K<0.1%+4,100+133.2%AddedHistory
PKPark Hotels & Resorts Inc.COM1,000$18.0K<0.1%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS900$18.0K<0.1%00.0%UnchangedHistory
FVRRFiverr International Ltd.ORD SHS160$18.0K<0.1%00.0%UnchangedHistory
CNRCore Natural Resources, Inc.COM803$18.0K<0.1%00.0%UnchangedHistory
IMPLIPI Legacy Liquidation CoCOM2,100$18.0K<0.1%−4,600−68.7%ReducedHistory
IBKRInteractive Brokers Group, Inc.Stock250$19.0K<0.1%00.0%UnchangedHistory
DGXQuest Diagnostics IncCOM112$19.0K<0.1%00.0%UnchangedHistory
ANIXAnixa Biosciences IncCOM6,500$19.0K<0.1%00.0%UnchangedHistory
DMLPDorchester Minerals, L.P.COM UNIT1,000$19.0K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM2,000$19.0K<0.1%00.0%UnchangedHistory
USAPUniversal Stainless & Alloy Products IncCOM2,405$19.0K<0.1%00.0%UnchangedHistory
UBPUrstadt Biddle Properties IncCOM1,000$19.0K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock256$20.0K<0.1%00.0%UnchangedHistory
LNTAlliant Energy CorpStock332$20.0K<0.1%00.0%UnchangedHistory
NTLAIntellia Therapeutics, Inc.COM171$20.0K<0.1%00.0%UnchangedHistory
MIDDMIDDLEBY CorpCOM106$20.0K<0.1%00.0%UnchangedHistory
SBRSabine Royalty TrustUNIT BEN INT500$20.0K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM1,274$20.0K<0.1%+374+41.6%AddedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD460$20.0K<0.1%+460New–
NTIPNetwork-1 Technologies, Inc.COM7,100$20.0K<0.1%−3,500−33.0%ReducedHistory
SPTSprout Social, Inc.COM CL A227$20.0K<0.1%−200−46.8%ReducedHistory
PCHPotlatchdeltic CorpCOM338$20.0K<0.1%00.0%UnchangedHistory
KTBKontoor Brands, Inc.Stock423$21.0K<0.1%00.0%UnchangedHistory
CCJCameco CorpStock1,000$21.0K<0.1%00.0%UnchangedHistory
KLACKLA CorpCOM NEW50$21.0K<0.1%00.0%UnchangedHistory
PDIPIMCO Dynamic Income FundSHS818$21.0K<0.1%+818NewHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM800$21.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F429PREFERRED SECURT1,000$21.0K<0.1%00.0%Unchanged–
ADCAgree Realty CorpCOM300$21.0K<0.1%00.0%UnchangedHistory
Abrdn ETFs003261104BBRG ALL COMD K1935$21.0K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM500$21.0K<0.1%00.0%UnchangedHistory
OIO-I Glass, Inc.COM1,800$21.0K<0.1%00.0%UnchangedHistory
ChemoCentryx, Inc.16383L106COM600$21.0K<0.1%00.0%Unchanged–
State Street SPDR S&P Biotech ETF78464A870ETF200$22.0K<0.1%00.0%Unchanged–
ETREntergy CorpCOM200$22.0K<0.1%00.0%UnchangedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A750$22.0K<0.1%00.0%UnchangedHistory
iShares Tr464288356CALIF MUN BD ETF361$22.0K<0.1%00.0%Unchanged–

Sold out since Q3 2021 (122)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 122 by value last quarter.

Positions of First Manhattan Co sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Pacific Mercantile Bancorp694552100COM279,278$2.57M<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A210,806$2.35M<0.1%History
IMUXImmunic, Inc.COM250,000$2.21M<0.1%History
MRSNMersana Therapeutics, Inc.COM218,070$2.06M<0.1%History
LEVLLevel One Bancorp IncCOM63,214$1.86M<0.1%History
FLEXFlex Ltd.Stock102,830$1.82M<0.1%History
CNBKACentury Bancorp IncCL A NON VTG11,600$1.34M<0.1%History
AFGAmerican Financial Group IncCOM10,260$1.29M<0.1%History
BOCHBank of Commerce HoldingsCOM79,650$1.21M<0.1%History
KSUKansas City SouthernCOM NEW3,325$899.0K<0.1%History
APRNBlue Apron Holdings, Inc.CL A NEW101,500$746.0K<0.1%History
RAVNRaven Industries IncCOM11,150$642.0K<0.1%History
ACVAACV Auctions Inc.COM CL A35,150$628.0K<0.1%History
VRSBillerud Americas CorpCL A25,000$518.0K<0.1%History
EVBGEverbridge, Inc.COM2,800$422.0K<0.1%History
PAEPAE IncCOM CL A70,000$418.0K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF3,450$381.0K<0.1%–
XECCimarex Energy CoCOM3,825$333.0K<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B6,000$322.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A29,640$302.0K<0.1%–
KLXEKLX Energy Services Holdings, Inc.COM NEW43,200$205.0K<0.1%History
PATHUiPath, Inc.Stock3,796$199.0K<0.1%History
iShares Tr464288760US AER DEF ETF1,700$177.0K<0.1%–
SNDASonida Senior Living, Inc.COM4,333$152.0K<0.1%History
BCELAtreca, Inc.CL A COM17,151$106.0K<0.1%History
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/999910,000$100.0K<0.1%–
INSGInseego Corp.COM13,700$91.0K<0.1%History
Bakkt, Inc.G9441E100SHS CL A3,800$38.0K<0.1%–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX300$36.0K<0.1%–
Vanguard Materials ETF92204A801ETF200$34.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF510$33.0K<0.1%–
CHNGChange Healthcare Inc.COM1,500$31.0K<0.1%History
LVSLas Vegas Sands CorpCOM750$27.0K<0.1%History
OMEROmeros CorpCOM2,000$27.0K<0.1%History
IBIOiBio, Inc.COM NEW20,790$22.0K<0.1%History
VERVEREIT, Inc.COM500$22.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF673$21.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS1,000$21.0K<0.1%History
CORTCorcept Therapeutics IncCOM1,000$19.0K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF425$18.0K<0.1%–
BBIOBridgeBio Pharma, Inc.COM400$18.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM1,885$15.0K<0.1%History
STNGScorpio Tankers Inc.SHS775$14.0K<0.1%History
ORAOrmat Technologies, Inc.COM200$13.0K<0.1%History
SPDR Series Trust78464A805ST STR PR SP1500249$13.0K<0.1%–
SEDGSolaredge Technologies, Inc.COM50$13.0K<0.1%History
GHGuardant Health, Inc.COM100$12.0K<0.1%History
HBPHuttig Building Products IncCOM2,400$12.0K<0.1%History
MNPWestern Asset Municipal Partners Fund Inc.COM777$12.0K<0.1%History
TEXTerex CorpStock282$11.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW2,000$11.0K<0.1%History
WYWeyerhaeuser CoCOM NEW268$9.00K<0.1%History
iShares Inc464286806MSCI GERMANY ETF300$9.00K<0.1%–
CRSCarpenter Technology CorpCOM300$9.00K<0.1%History
GVAGranite Construction IncCOM250$9.00K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM536$9.00K<0.1%History
CVETCovetrus, Inc.COM500$9.00K<0.1%History
PLXPPLx Pharma Winddown Corp.COM500$9.00K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/2026800$8.00K<0.1%–
AMBAAmbarella IncSHS50$7.00K<0.1%History
FLRFluor CorpStock387$6.00K<0.1%History
ONTOnterris, Inc.COM100$6.00K<0.1%History
HRIHerc Holdings IncCOM40$6.00K<0.1%History
MDLAMedallia, Inc.COM200$6.00K<0.1%History
STRLSterling Infrastructure, Inc.COM225$5.00K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF186$5.00K<0.1%–
BMIBadger Meter IncCOM50$5.00K<0.1%History
ORNOrion Group Holdings IncCOM950$5.00K<0.1%History
LXRXLexicon Pharmaceuticals, Inc.COM NEW1,079$5.00K<0.1%History
OCCOptical Cable CorpCOM NEW1,450$5.00K<0.1%History
RFILR F Industries LtdCOM PAR $0.01625$5.00K<0.1%History
Atlas Technical Consultants, Inc.049430101COM CLS A500$5.00K<0.1%–
HEESH&E Equipment Services, Inc.COM150$5.00K<0.1%History
PTRAQProterra IncCOM500$5.00K<0.1%History
PRIMPrimoris Services CorpStock200$4.00K<0.1%History
SCCOSouthern Copper CorpStock75$4.00K<0.1%History
AALAmerican Airlines Group Inc.Stock200$4.00K<0.1%History
TPCTutor Perini CorpCOM350$4.00K<0.1%History
MYRGMyr Group Inc.COM50$4.00K<0.1%History
MTZMastec IncCOM55$4.00K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL66$4.00K<0.1%–
ACMAecomCOM75$4.00K<0.1%History
FLSFlowserve CorpCOM125$4.00K<0.1%History
DYDycom Industries IncCOM65$4.00K<0.1%History
EXPEagle Materials IncCOM33$4.00K<0.1%History
STLDSteel Dynamics IncCOM70$4.00K<0.1%History
ALTGAlta Equipment Group Inc.COMMON STOCK350$4.00K<0.1%History
GENCGencor Industries IncCOM425$4.00K<0.1%History
LNNLindsay CorpCOM30$4.00K<0.1%History
AQUAEvoqua Water Technologies Corp.COM130$4.00K<0.1%History
MSBMesabi TrustCTF BEN INT150$4.00K<0.1%History
NVEENV5 Global, Inc.COM50$4.00K<0.1%History
SFTGQShift Technologies, Inc.CL A600$4.00K<0.1%History
SUMSummit Materials, Inc.CL A140$4.00K<0.1%History
Altimar Acquisition Corp IIG03709105SHS CL A440$4.00K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF20$3.00K<0.1%–
YEXTYext, Inc.COM300$3.00K<0.1%History
ADTNADTRAN Holdings, Inc.COM210$3.00K<0.1%History
GS Acquisition Hldgs Corp II36258Q113*W EXP 06/30/2021,610$3.00K<0.1%–
JNPRJuniper Networks IncCOM116$3.00K<0.1%History