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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,655
+39 vs. Q2 2021
Portfolio value
$27.1B
−$250.1M (−0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Manhattan Co in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NTLAIntellia Therapeutics, Inc.COM171$22.0K<0.1%+66+62.9%AddedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A750$22.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y483NASDAQ 100 COVER1,000$22.0K<0.1%00.0%Unchanged–
iShares Tr464288356CALIF MUN BD ETF361$22.0K<0.1%00.0%Unchanged–
iShares Tr464288448INTL SEL DIV ETF731$22.0K<0.1%00.0%Unchanged–
IBIOiBio, Inc.COM NEW20,790$22.0K<0.1%00.0%UnchangedHistory
MCRMFS Charter Income TrustSH BEN INT2,636$22.0K<0.1%+52+2.0%AddedHistory
REEDReed's, Inc.COM37,000$22.0K<0.1%00.0%UnchangedHistory
VERVEREIT, Inc.COM500$22.0K<0.1%00.0%UnchangedHistory
VTRVentas, Inc.REIT425$23.0K<0.1%−89−17.3%ReducedHistory
SLViShares Silver TrustETF1,150$23.0K<0.1%00.0%UnchangedHistory
REZIResideo Technologies, Inc.Stock958$23.0K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock1,983$23.0K<0.1%00.0%Unchanged–
WRBBerkley W R CorpCOM324$23.0K<0.1%00.0%UnchangedHistory
iShares Tr46432F388MSCI USA VALUE229$23.0K<0.1%+229New–
IIPRInnovative Industrial Properties IncCOM100$23.0K<0.1%00.0%UnchangedHistory
DOCNDigitalOcean Holdings, Inc.COM300$23.0K<0.1%00.0%UnchangedHistory
PAGPenske Automotive Group, Inc.COM236$23.0K<0.1%00.0%UnchangedHistory
ABRArbor Realty Trust IncCOM1,255$23.0K<0.1%00.0%UnchangedHistory
HPQHP IncStock900$24.0K<0.1%−740−45.1%ReducedHistory
NBBNuveen Taxable Municipal Income FundCOM1,079$24.0K<0.1%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS900$24.0K<0.1%00.0%UnchangedHistory
USAPUniversal Stainless & Alloy Products IncCOM2,405$24.0K<0.1%00.0%UnchangedHistory
HIMSHims & Hers Health, Inc.Stock3,400$25.0K<0.1%+400+13.3%AddedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF564$25.0K<0.1%00.0%Unchanged–
State Street SPDR S&P Biotech ETF78464A870ETF200$25.0K<0.1%00.0%Unchanged–
HMYHarmony Gold Mining Co LtdADR8,000$25.0K<0.1%00.0%UnchangedHistory
MOSMosaic CoCOM704$25.0K<0.1%−200−22.1%ReducedHistory
NXSTNexstar Media Group, Inc.COMMON STOCK167$25.0K<0.1%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM500$25.0K<0.1%−7,760−93.9%ReducedHistory
OIO-I Glass, Inc.COM1,800$25.0K<0.1%00.0%UnchangedHistory
BHPBHP Group LtdADR500$26.0K<0.1%00.0%UnchangedHistory
CCChemours CoStock903$26.0K<0.1%−32−3.4%ReducedHistory
iShares Tr464287390LATN AMER 40 ETF1,000$26.0K<0.1%00.0%Unchanged–
Vanguard Index FDS922908652EXTEND MKT ETF146$26.0K<0.1%00.0%Unchanged–
Abrdn ETFs003261104BBRG ALL COMD K1935$26.0K<0.1%+935New–
PACKRanpak Holdings Corp.COM CL A1,000$26.0K<0.1%00.0%UnchangedHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT523$26.0K<0.1%+19+3.8%AddedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP275$26.0K<0.1%00.0%Unchanged–
DVADavita Inc.COM238$27.0K<0.1%00.0%UnchangedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM1,000$27.0K<0.1%00.0%UnchangedHistory
LVSLas Vegas Sands CorpCOM750$27.0K<0.1%−14−1.8%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX519$27.0K<0.1%+519New–
ENREnergizer Holdings, Inc.COM700$27.0K<0.1%00.0%UnchangedHistory
OMEROmeros CorpCOM2,000$27.0K<0.1%00.0%UnchangedHistory
AMRSAmyris, Inc.COM NEW2,000$27.0K<0.1%00.0%UnchangedHistory
HZNHorizon Global CorpCOM3,842$27.0K<0.1%00.0%UnchangedHistory
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP1,015$27.0K<0.1%−14,362−93.4%ReducedHistory
WRKWestRock CoCOM553$27.0K<0.1%00.0%UnchangedHistory
PFSProvident Financial Services IncCOM1,218$28.0K<0.1%−252−17.1%ReducedHistory
NICENICE Ltd.SPONSORED ADR100$28.0K<0.1%00.0%UnchangedHistory
BCOVBrightcove IncCOM2,500$28.0K<0.1%+2,000+400.0%AddedHistory
DMDesktop Metal, Inc.COM CL A4,000$28.0K<0.1%00.0%UnchangedHistory
Vanguard Energy ETF92204A306ETF400$29.0K<0.1%00.0%Unchanged–
Fidelity MSCI Financials Index ETF316092501ETF550$29.0K<0.1%00.0%Unchanged–
CNPCenterpoint Energy IncCOM1,185$29.0K<0.1%00.0%UnchangedHistory
FVRRFiverr International Ltd.ORD SHS160$29.0K<0.1%00.0%UnchangedHistory
KEPKorea Electric Power CorpSPONSORED ADR3,000$29.0K<0.1%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW7,127$29.0K<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM152$29.0K<0.1%−33−17.8%Reduced–
JPMorgan Chase & Co46625H365ALERIAN ML ETN1,600$29.0K<0.1%00.0%Unchanged–
TTETotalEnergies SESPONSORED ADS624$29.0K<0.1%−40−6.0%ReducedHistory
CTASCintas CorpStock79$30.0K<0.1%−14−15.1%ReducedHistory
ALKSAlkermes plc.SHS1,000$30.0K<0.1%00.0%UnchangedHistory
iShares Tr464289867CORE 60 BALA ETF550$30.0K<0.1%+550New–
FSRFisker Inc.CL A COM STK2,050$30.0K<0.1%+2,050NewHistory
Royal Dutch Shell PLC780259107SPON ADR B698$30.0K<0.1%+39+5.9%Added–
STZConstellation Brands, Inc.Stock150$31.0K<0.1%00.0%UnchangedHistory
CINFCincinnati Financial CorpCOM274$31.0K<0.1%00.0%UnchangedHistory
DNOWDNOW Inc.COM4,121$31.0K<0.1%+10.0%AddedHistory
VOYAVoya Financial, Inc.COM510$31.0K<0.1%+510NewHistory
SSPE.W. Scripps CoCL A NEW1,731$31.0K<0.1%00.0%UnchangedHistory
VREXVarex Imaging CorpCOM1,130$31.0K<0.1%00.0%UnchangedHistory
COLMColumbia Sportswear CoCOM332$31.0K<0.1%+250+304.9%AddedHistory
ANIXAnixa Biosciences IncCOM6,500$31.0K<0.1%00.0%UnchangedHistory
NTIPNetwork-1 Technologies, Inc.COM10,600$31.0K<0.1%−2,000−15.9%ReducedHistory
CHNGChange Healthcare Inc.COM1,500$31.0K<0.1%00.0%UnchangedHistory
BASECouchbase, Inc.COM1,000$31.0K<0.1%+1,000NewHistory
SPGSimon Property Group Inc.REIT250$32.0K<0.1%−250−50.0%ReducedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF500$32.0K<0.1%00.0%Unchanged–
HQHabrdn Healthcare InvestorsSH BEN INT1,275$32.0K<0.1%+1,275NewHistory
iShares Tr464287572GLOBAL 100 ETF450$32.0K<0.1%00.0%Unchanged–
Vonage Holdings Corp92886T201COM2,000$32.0K<0.1%+2,000New–
BOACBluescape Opportunities Acquisition Corp.SHS3,275$32.0K<0.1%+3,275NewHistory
Alps Clean Energy ETF00162Q460ETF510$33.0K<0.1%+210+70.0%Added–
AMDAdvanced Micro Devices IncStock325$33.0K<0.1%00.0%UnchangedHistory
iShares Tr464288281JPMORGAN USD EMG305$33.0K<0.1%00.0%Unchanged–
iShares Tr464288513IBOXX HI YD ETF382$33.0K<0.1%00.0%Unchanged–
BIIBBiogen Inc.COM120$33.0K<0.1%−940−88.7%ReducedHistory
iShares Tr464287325GLOB HLTHCRE ETF400$33.0K<0.1%00.0%Unchanged–
AXTIAxt IncCOM4,000$33.0K<0.1%00.0%UnchangedHistory
GDSGDS Holdings LtdSPONSORED ADS600$33.0K<0.1%−49,800−98.8%ReducedHistory
Vanguard Materials ETF92204A801ETF200$34.0K<0.1%+75+60.0%Added–
SPOTSpotify Technology S.A.Stock152$34.0K<0.1%+14+10.1%AddedHistory
NWSANews CorpCL A1,486$34.0K<0.1%00.0%UnchangedHistory
BEAMBeam Therapeutics Inc.COM400$34.0K<0.1%00.0%UnchangedHistory
ATRCAtriCure, Inc.COM500$34.0K<0.1%00.0%UnchangedHistory
CVGICommercial Vehicle Group, Inc.COM3,600$34.0K<0.1%+200+5.9%AddedHistory
Vanguard Industrials ETF92204A603ETF190$35.0K<0.1%+190New–
SNYSanofiSPONSORED ADR734$35.0K<0.1%+1+0.1%AddedHistory

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Manhattan Co sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
HUMHumana IncStock82,780$36.6M0.1%History
GRAW R Grace & CoCOM145,340$10.0M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR69,849$9.19M<0.1%History
NWHMNew Home Co Inc.COM820,309$4.82M<0.1%History
1st Colonial Bancorp019716106COMMON395,566$3.64M<0.1%–
GPKGraphic Packaging Holding CoCOM55,000$997.0K<0.1%History
MGYRMagyar Bancorp, Inc.COM22,939$316.0K<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN16,238$307.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A6,250$276.0K<0.1%History
Paramount Global92556H107CL A5,000$242.0K<0.1%–
iShares Future AI & Tech ETF46435U556ETF4,400$197.0K<0.1%–
EAFGraftech International LtdCOM12,501$145.0K<0.1%History
TMHCTaylor Morrison Home CorpCOM4,840$127.0K<0.1%History
CVBFCVB Financial CorpCOM5,442$112.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF1,473$109.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF1,500$96.0K<0.1%–
Magal Security Sys LtdM6786D104ORD18,225$86.0K<0.1%–
GS Acquisition Hldgs Corp II36258Q204UNIT 99/99/99996,440$70.0K<0.1%–
DBOInvesco DB Oil FundOIL FD5,373$69.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF500$58.0K<0.1%–
Brookfield Ppty REIT Inc11282X103CL A2,800$52.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF575$48.0K<0.1%–
QRVOQorvo, Inc.Stock243$47.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock462$46.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM250$45.0K<0.1%History
CLFCleveland-Cliffs Inc.COM2,000$43.0K<0.1%History
LRMRLarimar Therapeutics, Inc.COM4,000$39.0K<0.1%History
DTDynatrace, Inc.Stock660$38.0K<0.1%History
USPHU S Physical Therapy IncCOM335$38.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT1,125$36.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A2,400$29.0K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF401$27.0K<0.1%–
SITMSITIME CorpCOM200$25.0K<0.1%History
Galileo Acquisition CorpG3770A102SHS2,300$23.0K<0.1%–
MITTTPG Mortgage Investment Trust, Inc.COM4,400$18.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM100$16.0K<0.1%History
DNLIDenali Therapeutics Inc.COM200$15.0K<0.1%History
SGOLabrdn Gold ETF TrustETF864$14.0K<0.1%History
ESIElement Solutions IncCOM625$14.0K<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A1,500$14.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF130$13.0K<0.1%–
PGENPrecigen, Inc.COM2,000$13.0K<0.1%History
DINDine Brands Global, Inc.COM150$13.0K<0.1%History
CAAPCorporacion America Airports S.A.COM2,000$11.0K<0.1%History
KPLTKatapult Holdings, Inc.COM1,100$11.0K<0.1%History
GNRCGenerac Holdings Inc.Stock22$9.00K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF93$9.00K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF157$9.00K<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM600$9.00K<0.1%History
SWKSSkyworks Solutions, Inc.Stock43$8.00K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF223$8.00K<0.1%–
CRLCharles River Laboratories International, Inc.COM20$7.00K<0.1%History
CVNACarvana Co.CL A25$7.00K<0.1%History
MSG Network Inc553573106CL A500$7.00K<0.1%–
FTNTFortinet, Inc.Stock29$6.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM17$6.00K<0.1%History
INTZIntrusion IncCOM NEW400$6.00K<0.1%History
DIODDiodes IncCOM67$5.00K<0.1%History
RJFRaymond James Financial IncCOM41$5.00K<0.1%History
MPWRMonolithic Power Systems, Inc.COM15$5.00K<0.1%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR500$5.00K<0.1%–
Revolution Healthcar Aq Corp76155Y207UNIT 03/18/20266500$5.00K<0.1%–
TRUETrueCar, Inc.COM1,000$5.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS54$5.00K<0.1%History
CM Life Sciences III Inc125841205UNIT 04/30/2028500$5.00K<0.1%–
WELLWelltower Inc.REIT53$4.00K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF52$4.00K<0.1%–
MASMasco CorpCOM81$4.00K<0.1%History
TTWOTake Two Interactive Software IncCOM25$4.00K<0.1%History
EHCEncompass Health CorpCOM58$4.00K<0.1%History
RMDResmed IncCOM20$4.00K<0.1%History
SUISun Communities IncCOM24$4.00K<0.1%History
BOKFBok Financial CorpCOM NEW53$4.00K<0.1%History
UHSUniversal Health Services IncCL B29$4.00K<0.1%History
ETSYEtsy IncCOM24$4.00K<0.1%History
CWCurtiss Wright CorpStock27$3.00K<0.1%History
AVAAvista CorpCOM84$3.00K<0.1%History
QLYSQualys, Inc.COM38$3.00K<0.1%History
AQMSAqua Metals, Inc.COM1,000$3.00K<0.1%History
CERNCERNER CorpCOM45$3.00K<0.1%History
CTXSCitrix Systems IncCOM32$3.00K<0.1%History
Signature BK New York N Y82669G104COM15$3.00K<0.1%–
NBIXNeurocrine Biosciences IncStock29$2.00K<0.1%History
STSensata Technologies Holding plcSHS45$2.00K<0.1%History
VALEVale S.A.SPONSORED ADS103$2.00K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY15$2.00K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS673$2.00K<0.1%History
GRDXGridAI Technologies Corp.COM2,500$2.00K<0.1%History
DXCDXC Technology CoStock34$1.00K<0.1%History
EIXEdison InternationalStock30$1.00K<0.1%History
UBSUBS Group AGStock111$1.00K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS222$1.00K<0.1%History
PEBPebblebrook Hotel TrustCOM47$1.00K<0.1%History
BDSIBiodelivery Sciences International IncCOM500$1.00K<0.1%History
CANGCango Inc.ADS250$1.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD44$00.0%–
VACMarriott Vacations Worldwide CorpCOM4$00.0%History
SPDR Index Shs FDS78463X509ST PORT MARK ETF4$00.0%–