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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,655
+39 vs. Q2 2021
Portfolio value
$27.1B
−$250.1M (−0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Manhattan Co in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMGAffiliated Managers Group, Inc.Stock80$12.0K<0.1%00.0%UnchangedHistory
AMSCAmerican Superconductor CorpStock850$12.0K<0.1%−6,000−87.6%ReducedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF232$12.0K<0.1%+1+0.4%Added–
ICLRIcon PLCCOM46$12.0K<0.1%+46NewHistory
HPEHewlett Packard Enterprise CoCOM900$12.0K<0.1%−740−45.1%ReducedHistory
JLLJones Lang Lasalle IncCOM52$12.0K<0.1%00.0%UnchangedHistory
FCPTFour Corners Property Trust, Inc.COM452$12.0K<0.1%00.0%UnchangedHistory
iShares Tr464288877EAFE VALUE ETF238$12.0K<0.1%+58+32.2%Added–
GHGuardant Health, Inc.COM100$12.0K<0.1%+100NewHistory
iShares Tr464288646ISHS 1-5YR INVS220$12.0K<0.1%00.0%Unchanged–
HBPHuttig Building Products IncCOM2,400$12.0K<0.1%00.0%UnchangedHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A4,113$12.0K<0.1%00.0%UnchangedHistory
Renaissance Cap Greenwich FD759937204IPO ETF200$12.0K<0.1%+200New–
VMWVmware LLCCL A COM82$12.0K<0.1%00.0%UnchangedHistory
MNPWestern Asset Municipal Partners Fund Inc.COM777$12.0K<0.1%+777NewHistory
ENDPEndo International plcSHS4,000$12.0K<0.1%00.0%UnchangedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF171$13.0K<0.1%+45+35.7%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF209$13.0K<0.1%−60−22.3%Reduced–
WECWec Energy Group, Inc.Stock150$13.0K<0.1%−12−7.4%ReducedHistory
ORAOrmat Technologies, Inc.COM200$13.0K<0.1%00.0%UnchangedHistory
RACEFerrari N.V.COM64$13.0K<0.1%00.0%UnchangedHistory
LGNDLigand Pharmaceuticals IncCOM NEW100$13.0K<0.1%00.0%UnchangedHistory
HTGCHercules Capital, Inc.COM825$13.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A805ST STR PR SP1500249$13.0K<0.1%−167−40.1%Reduced–
iShares Tr4642874571 3 YR TREAS BD155$13.0K<0.1%+155New–
NOMDNomad Foods LtdUSD ORD SHS499$13.0K<0.1%00.0%UnchangedHistory
DDD3D Systems CorpCOM NEW500$13.0K<0.1%00.0%UnchangedHistory
SEDGSolaredge Technologies, Inc.COM50$13.0K<0.1%00.0%UnchangedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF318$14.0K<0.1%+90+39.5%Added–
JBHTHunt J B Transport Services IncCOM86$14.0K<0.1%00.0%UnchangedHistory
FTDRFrontdoor, Inc.COM357$14.0K<0.1%00.0%UnchangedHistory
SPHRSphere Entertainment Co.CL A206$14.0K<0.1%+86+71.7%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM3,028$14.0K<0.1%00.0%UnchangedHistory
HAPNHappen, Inc.COM NEW526$14.0K<0.1%+500+1,923.1%AddedHistory
DNPDNP Select Income Fund IncCOM1,346$14.0K<0.1%00.0%UnchangedHistory
ADArray Digital Infrastructure, Inc.COM458$14.0K<0.1%−422−48.0%ReducedHistory
STNGScorpio Tankers Inc.SHS775$14.0K<0.1%00.0%UnchangedHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS800$14.0K<0.1%00.0%UnchangedHistory
ACCAmerican Campus Communities IncCOM300$14.0K<0.1%−87−22.5%ReducedHistory
CPECallon Petroleum CoCOM300$14.0K<0.1%+300NewHistory
BIDUBaidu, Inc.ADR100$15.0K<0.1%00.0%UnchangedHistory
IBKRInteractive Brokers Group, Inc.Stock250$15.0K<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW455$15.0K<0.1%00.0%UnchangedHistory
HUNHuntsman CORPCOM525$15.0K<0.1%00.0%UnchangedHistory
UALUnited Airlines Holdings, Inc.COM330$15.0K<0.1%00.0%UnchangedHistory
VICIVici Properties Inc.COM543$15.0K<0.1%00.0%UnchangedHistory
NVSTEnvista Holdings CorpCOM370$15.0K<0.1%00.0%UnchangedHistory
TRGPTarga Resources Corp.COM310$15.0K<0.1%00.0%UnchangedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM1,885$15.0K<0.1%00.0%UnchangedHistory
ERICEricsson LM Telephone CoADR B SEK 101,361$15.0K<0.1%−218−13.8%ReducedHistory
Alexco Resource Corp01535P106COM10,000$15.0K<0.1%00.0%Unchanged–
ETF Managers Tr26924G102PRIME JUNIR SLVR1,300$15.0K<0.1%00.0%Unchanged–
VHCVirnetX Holding CorpCOM4,000$15.0K<0.1%00.0%UnchangedHistory
Cyberark Software LtdM2682V108SHS100$15.0K<0.1%00.0%Unchanged–
SAMBoston Beer Co IncCL A33$16.0K<0.1%00.0%UnchangedHistory
KLACKLA CorpCOM NEW50$16.0K<0.1%−34−40.5%ReducedHistory
AVTRAvantor, Inc.COM400$16.0K<0.1%00.0%UnchangedHistory
CHKPCheck Point Software Technologies LtdORD150$16.0K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C649VNG RUS2000VAL115$16.0K<0.1%00.0%Unchanged–
DGXQuest Diagnostics IncCOM112$16.0K<0.1%00.0%UnchangedHistory
FSLYFastly, Inc.CL A419$16.0K<0.1%00.0%UnchangedHistory
URGNUroGen Pharma Ltd.COM1,000$16.0K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock256$17.0K<0.1%−116−31.2%ReducedHistory
Global X FDS37954Y715RBTCS ARTFL INTE480$17.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W507SHOR DURA BD ETF350$17.0K<0.1%00.0%Unchanged–
CBTCabot CorpCOM350$17.0K<0.1%00.0%UnchangedHistory
iShares Inc464286871MSCI HONG KG ETF718$17.0K<0.1%00.0%Unchanged–
DSLDoubleLine Income Solutions FundCOM1,000$17.0K<0.1%00.0%UnchangedHistory
PCHPotlatchdeltic CorpCOM338$17.0K<0.1%00.0%UnchangedHistory
UBPUrstadt Biddle Properties IncCOM1,000$17.0K<0.1%00.0%UnchangedHistory
SHPWShapeways Holdings, Inc.COMMON STOCK2,300$17.0K<0.1%+2,300NewHistory
First Trust Financials Alphadex Fund33734X135ETF425$18.0K<0.1%+425New–
LNTAlliant Energy CorpStock332$18.0K<0.1%00.0%UnchangedHistory
MIDDMIDDLEBY CorpCOM106$18.0K<0.1%00.0%UnchangedHistory
EAElectronic Arts Inc.COM129$18.0K<0.1%00.0%UnchangedHistory
BBIOBridgeBio Pharma, Inc.COM400$18.0K<0.1%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM94$18.0K<0.1%−17−15.3%ReducedHistory
Alps ETF Tr00162Q593MED BREAKTHGH400$18.0K<0.1%00.0%Unchanged–
ETREntergy CorpCOM200$19.0K<0.1%00.0%UnchangedHistory
ADCAgree Realty CorpCOM300$19.0K<0.1%00.0%UnchangedHistory
PKPark Hotels & Resorts Inc.COM1,000$19.0K<0.1%00.0%UnchangedHistory
CORTCorcept Therapeutics IncCOM1,000$19.0K<0.1%00.0%UnchangedHistory
DMLPDorchester Minerals, L.P.COM UNIT1,000$19.0K<0.1%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM4,500$20.0K<0.1%00.0%UnchangedHistory
FLGTFulgent Genetics, Inc.COM225$20.0K<0.1%00.0%UnchangedHistory
CNRCore Natural Resources, Inc.COM803$20.0K<0.1%00.0%UnchangedHistory
IRNTIronNet, Inc.COM1,200$20.0K<0.1%+1,200NewHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF673$21.0K<0.1%−350−34.2%Reduced–
Global X Lithium & Battery Tech ETF37954Y855ETF260$21.0K<0.1%00.0%Unchanged–
KTBKontoor Brands, Inc.Stock423$21.0K<0.1%00.0%UnchangedHistory
PHParker-Hannifin CorpStock77$21.0K<0.1%+4+5.5%AddedHistory
CCJCameco CorpStock1,000$21.0K<0.1%00.0%UnchangedHistory
SBRSabine Royalty TrustUNIT BEN INT500$21.0K<0.1%00.0%UnchangedHistory
CSLCarlisle Companies IncCOM106$21.0K<0.1%−19−15.2%ReducedHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM800$21.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F429PREFERRED SECURT1,000$21.0K<0.1%00.0%Unchanged–
UDRUDR, Inc.COM400$21.0K<0.1%00.0%UnchangedHistory
GCPGCP Applied Technologies Inc.COM1,000$21.0K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM2,000$21.0K<0.1%00.0%UnchangedHistory
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS1,000$21.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Manhattan Co sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
HUMHumana IncStock82,780$36.6M0.1%History
GRAW R Grace & CoCOM145,340$10.0M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR69,849$9.19M<0.1%History
NWHMNew Home Co Inc.COM820,309$4.82M<0.1%History
1st Colonial Bancorp019716106COMMON395,566$3.64M<0.1%–
GPKGraphic Packaging Holding CoCOM55,000$997.0K<0.1%History
MGYRMagyar Bancorp, Inc.COM22,939$316.0K<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN16,238$307.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A6,250$276.0K<0.1%History
Paramount Global92556H107CL A5,000$242.0K<0.1%–
iShares Future AI & Tech ETF46435U556ETF4,400$197.0K<0.1%–
EAFGraftech International LtdCOM12,501$145.0K<0.1%History
TMHCTaylor Morrison Home CorpCOM4,840$127.0K<0.1%History
CVBFCVB Financial CorpCOM5,442$112.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF1,473$109.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF1,500$96.0K<0.1%–
Magal Security Sys LtdM6786D104ORD18,225$86.0K<0.1%–
GS Acquisition Hldgs Corp II36258Q204UNIT 99/99/99996,440$70.0K<0.1%–
DBOInvesco DB Oil FundOIL FD5,373$69.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF500$58.0K<0.1%–
Brookfield Ppty REIT Inc11282X103CL A2,800$52.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF575$48.0K<0.1%–
QRVOQorvo, Inc.Stock243$47.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock462$46.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM250$45.0K<0.1%History
CLFCleveland-Cliffs Inc.COM2,000$43.0K<0.1%History
LRMRLarimar Therapeutics, Inc.COM4,000$39.0K<0.1%History
DTDynatrace, Inc.Stock660$38.0K<0.1%History
USPHU S Physical Therapy IncCOM335$38.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT1,125$36.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A2,400$29.0K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF401$27.0K<0.1%–
SITMSITIME CorpCOM200$25.0K<0.1%History
Galileo Acquisition CorpG3770A102SHS2,300$23.0K<0.1%–
MITTTPG Mortgage Investment Trust, Inc.COM4,400$18.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM100$16.0K<0.1%History
DNLIDenali Therapeutics Inc.COM200$15.0K<0.1%History
SGOLabrdn Gold ETF TrustETF864$14.0K<0.1%History
ESIElement Solutions IncCOM625$14.0K<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A1,500$14.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF130$13.0K<0.1%–
PGENPrecigen, Inc.COM2,000$13.0K<0.1%History
DINDine Brands Global, Inc.COM150$13.0K<0.1%History
CAAPCorporacion America Airports S.A.COM2,000$11.0K<0.1%History
KPLTKatapult Holdings, Inc.COM1,100$11.0K<0.1%History
GNRCGenerac Holdings Inc.Stock22$9.00K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF93$9.00K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF157$9.00K<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM600$9.00K<0.1%History
SWKSSkyworks Solutions, Inc.Stock43$8.00K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF223$8.00K<0.1%–
CRLCharles River Laboratories International, Inc.COM20$7.00K<0.1%History
CVNACarvana Co.CL A25$7.00K<0.1%History
MSG Network Inc553573106CL A500$7.00K<0.1%–
FTNTFortinet, Inc.Stock29$6.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM17$6.00K<0.1%History
INTZIntrusion IncCOM NEW400$6.00K<0.1%History
DIODDiodes IncCOM67$5.00K<0.1%History
RJFRaymond James Financial IncCOM41$5.00K<0.1%History
MPWRMonolithic Power Systems, Inc.COM15$5.00K<0.1%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR500$5.00K<0.1%–
Revolution Healthcar Aq Corp76155Y207UNIT 03/18/20266500$5.00K<0.1%–
TRUETrueCar, Inc.COM1,000$5.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS54$5.00K<0.1%History
CM Life Sciences III Inc125841205UNIT 04/30/2028500$5.00K<0.1%–
WELLWelltower Inc.REIT53$4.00K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF52$4.00K<0.1%–
MASMasco CorpCOM81$4.00K<0.1%History
TTWOTake Two Interactive Software IncCOM25$4.00K<0.1%History
EHCEncompass Health CorpCOM58$4.00K<0.1%History
RMDResmed IncCOM20$4.00K<0.1%History
SUISun Communities IncCOM24$4.00K<0.1%History
BOKFBok Financial CorpCOM NEW53$4.00K<0.1%History
UHSUniversal Health Services IncCL B29$4.00K<0.1%History
ETSYEtsy IncCOM24$4.00K<0.1%History
CWCurtiss Wright CorpStock27$3.00K<0.1%History
AVAAvista CorpCOM84$3.00K<0.1%History
QLYSQualys, Inc.COM38$3.00K<0.1%History
AQMSAqua Metals, Inc.COM1,000$3.00K<0.1%History
CERNCERNER CorpCOM45$3.00K<0.1%History
CTXSCitrix Systems IncCOM32$3.00K<0.1%History
Signature BK New York N Y82669G104COM15$3.00K<0.1%–
NBIXNeurocrine Biosciences IncStock29$2.00K<0.1%History
STSensata Technologies Holding plcSHS45$2.00K<0.1%History
VALEVale S.A.SPONSORED ADS103$2.00K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY15$2.00K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS673$2.00K<0.1%History
GRDXGridAI Technologies Corp.COM2,500$2.00K<0.1%History
DXCDXC Technology CoStock34$1.00K<0.1%History
EIXEdison InternationalStock30$1.00K<0.1%History
UBSUBS Group AGStock111$1.00K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS222$1.00K<0.1%History
PEBPebblebrook Hotel TrustCOM47$1.00K<0.1%History
BDSIBiodelivery Sciences International IncCOM500$1.00K<0.1%History
CANGCango Inc.ADS250$1.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD44$00.0%–
VACMarriott Vacations Worldwide CorpCOM4$00.0%History
SPDR Index Shs FDS78463X509ST PORT MARK ETF4$00.0%–