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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,655
+39 vs. Q2 2021
Portfolio value
$27.1B
−$250.1M (−0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Manhattan Co in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF3,450$314.0K<0.1%00.0%Unchanged–
ALSumisho Air Lease CorpCL A8,000$314.0K<0.1%00.0%UnchangedHistory
ROLRollins IncCOM8,959$316.0K<0.1%00.0%UnchangedHistory
VRTXVertex Pharmaceuticals IncStock1,750$317.0K<0.1%00.0%UnchangedHistory
FHNFirst Horizon CorpCOM19,475$317.0K<0.1%00.0%UnchangedHistory
WDFCWD 40 CoCOM1,370$317.0K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM18,482$317.0K<0.1%+500+2.8%AddedHistory
iShares Tr464288109MORNINGSTAR VALU5,000$318.0K<0.1%00.0%Unchanged–
MUSAMurphy USA Inc.COM1,910$319.0K<0.1%00.0%UnchangedHistory
MGYRMagyar Bancorp, Inc.COM28,015$320.0K<0.1%+28,015NewHistory
SQMChemical & Mining Co of Chile IncSPON ADR SER B6,000$322.0K<0.1%+6,000NewHistory
PAYXPaychex IncStock2,880$323.0K<0.1%+101+3.6%AddedHistory
SBRASabra Health Care REIT, Inc.REIT22,000$323.0K<0.1%00.0%UnchangedHistory
AVAVAeroVironment IncCOM3,750$323.0K<0.1%00.0%UnchangedHistory
CACCamden National CorpCOM6,750$323.0K<0.1%00.0%UnchangedHistory
POSTPost Holdings, Inc.COM2,953$325.0K<0.1%00.0%UnchangedHistory
Schwab International Equity ETF808524805ETF8,496$328.0K<0.1%+1,921+29.2%Added–
PBCTPeople's United Financial, Inc.COM18,794$328.0K<0.1%−1,200−6.0%ReducedHistory
ETNEaton Corp plcStock2,216$330.0K<0.1%+40+1.8%AddedHistory
MKTXMarketaxess Holdings IncCOM785$330.0K<0.1%00.0%UnchangedHistory
TDGTransDigm Group INCCOM530$331.0K<0.1%00.0%UnchangedHistory
ATVIActivision Blizzard, Inc.COM4,311$333.0K<0.1%−335−7.2%ReducedHistory
XECCimarex Energy CoCOM3,825$333.0K<0.1%00.0%UnchangedHistory
iShares Inc464286608MSCI EURZONE ETF7,020$337.0K<0.1%+645+10.1%Added–
OKEONEOK IncCOM5,940$344.0K<0.1%00.0%UnchangedHistory
GBNYGenerations Bancorp NY, Inc.COM30,064$344.0K<0.1%00.0%UnchangedHistory
LHXL3HARRIS Technologies, Inc.Stock1,568$345.0K<0.1%00.0%UnchangedHistory
LBAILakeland Bancorp IncCOM19,600$345.0K<0.1%00.0%UnchangedHistory
ARMKAramarkCOM10,622$349.0K<0.1%−67−0.6%ReducedHistory
AVNSAvanos Medical, Inc.Stock11,492$358.0K<0.1%−251−2.1%ReducedHistory
EXPEExpedia Group, Inc.Stock2,232$365.0K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051879XTRACK HRVST CSI9,600$365.0K<0.1%00.0%Unchanged–
iShares Tr46435G524INTL DIV GRWTH5,600$367.0K<0.1%00.0%Unchanged–
HSBCHSBC Holdings PLCSPON ADR NEW14,187$370.0K<0.1%00.0%UnchangedHistory
JJacobs Solutions Inc.COM2,836$375.0K<0.1%00.0%UnchangedHistory
Vanguard Consumer Staples ETF92204A207ETF2,100$376.0K<0.1%00.0%Unchanged–
CERSCerus CorpCOM62,000$377.0K<0.1%00.0%UnchangedHistory
OFGOfg BancorpCOM15,000$378.0K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F767INDIA GRWTH LDR9,025$378.0K<0.1%−100−1.1%Reduced–
SPDR Index Shs FDS78463X400SP CHINA ETF3,450$381.0K<0.1%00.0%Unchanged–
Mogo Inc60800C109COM89,200$385.0K<0.1%00.0%Unchanged–
GWWW.W. Grainger, Inc.Stock985$387.0K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999915,700$392.0K<0.1%−445−2.8%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM55,750$393.0K<0.1%+35,750+178.8%AddedHistory
iShares Tr464287622RUS 1000 ETF1,638$395.0K<0.1%+1,414+631.3%Added–
IBTXIndependent Bank Group, Inc.COM8,325$404.0K<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,647$407.0K<0.1%+24+0.7%AddedHistory
Vanguard Utilities ETF92204A876ETF2,965$412.0K<0.1%00.0%Unchanged–
PXDPioneer Natural Resources CoCOM2,500$416.0K<0.1%−4−0.2%ReducedHistory
WWWWolverine World Wide IncCOM14,000$417.0K<0.1%00.0%UnchangedHistory
ZIMZIM Integrated Shipping Services Ltd.SHS8,250$418.0K<0.1%−250−2.9%ReducedHistory
PAEPAE IncCOM CL A70,000$418.0K<0.1%+70,000NewHistory
VanEck ETF Trust92189F106GOLD MINERS ETF14,334$422.0K<0.1%00.0%Unchanged–
EVBGEverbridge, Inc.COM2,800$422.0K<0.1%00.0%UnchangedHistory
Vanguard Star FDS921909768VG TL INTL STK F6,693$423.0K<0.1%+2,131+46.7%Added–
LILAKLiberty Latin America Ltd.COM CL C32,336$424.0K<0.1%−64,150−66.5%ReducedHistory
iShares Core High Dividend ETF46429B663ETF4,537$427.0K<0.1%00.0%Unchanged–
MATMattel IncCOM23,140$429.0K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,407$431.0K<0.1%+4,070+1,207.7%Added–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN25,514$437.0K<0.1%00.0%UnchangedHistory
BANCBanc of California, Inc.COM23,744$439.0K<0.1%00.0%UnchangedHistory
ELANElanco Animal Health IncCOM13,876$442.0K<0.1%−63−0.5%ReducedHistory
CWBCCommunity West BancsharesCOM33,888$442.0K<0.1%00.0%UnchangedHistory
SWBISmith & Wesson Brands, Inc.COM21,349$443.0K<0.1%00.0%UnchangedHistory
ELEstee Lauder Companies IncCL A1,480$443.0K<0.1%−138−8.5%ReducedHistory
VTRSViatris IncStock32,779$444.0K<0.1%−2,542−7.2%ReducedHistory
CNXCConcentrix CorpStock2,550$451.0K<0.1%00.0%UnchangedHistory
SPBSpectrum Brands Holdings, Inc.COM4,721$451.0K<0.1%+51+1.1%AddedHistory
SABRSabre CorpCOM38,180$452.0K<0.1%−607,850−94.1%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,525$453.0K<0.1%+2,265+871.2%Added–
CCEPCoca-Cola Europacific Partners plcSHS8,200$453.0K<0.1%00.0%UnchangedHistory
AFLAflac IncStock8,724$454.0K<0.1%00.0%UnchangedHistory
VWTRVidler Water Resources, Inc.COM40,000$455.0K<0.1%+3,000+8.1%AddedHistory
TRIThomson Reuters CorpCOM NEW4,132$456.0K<0.1%+8+0.2%AddedHistory
ESEversource EnergyStock5,625$459.0K<0.1%00.0%UnchangedHistory
OHIOmega Healthcare Investors IncCOM15,375$460.0K<0.1%00.0%UnchangedHistory
OGNOrganon & Co.Stock14,065$461.0K<0.1%−1,265−8.3%ReducedHistory
TFCTruist Financial CorpCOM7,869$461.0K<0.1%−65−0.8%ReducedHistory
ESGREnstar Group LTDSHS1,999$469.0K<0.1%+970+94.3%AddedHistory
DHIHorton D R IncCOM5,641$473.0K<0.1%00.0%UnchangedHistory
SKTTanger Inc.COM29,175$475.0K<0.1%+800+2.8%AddedHistory
TNDMTandem Diabetes Care IncCOM NEW4,000$477.0K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM7,875$479.0K<0.1%+410+5.5%AddedHistory
NUANNuance Communications, Inc.COM8,725$480.0K<0.1%−65,935−88.3%ReducedHistory
GLWCorning IncCOM13,191$481.0K<0.1%−22−0.2%ReducedHistory
AMTBAmerant Bancorp Inc.CL A19,500$482.0K<0.1%00.0%UnchangedHistory
BFSSaul Centers, Inc.COM11,025$485.0K<0.1%−950−7.9%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock5,660$487.0K<0.1%−184−3.1%ReducedHistory
iShares Tr464287515EXPANDED TECH1,225$489.0K<0.1%00.0%Unchanged–
LARKLandmark Bancorp IncCOM17,787$489.0K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN51,400$492.0K<0.1%00.0%UnchangedHistory
PNRPENTAIR plcSHS6,799$493.0K<0.1%−12−0.2%ReducedHistory
DEDeere & CoStock1,489$498.0K<0.1%+3+0.2%AddedHistory
OXYOccidental Petroleum CorpStock16,992$502.0K<0.1%00.0%UnchangedHistory
ARESAres Management CorpCL A COM STK6,800$502.0K<0.1%+6,800NewHistory
ARCCAres Capital CorpCEF24,843$505.0K<0.1%00.0%UnchangedHistory
XRAYDentsply Sirona Inc.Stock8,729$506.0K<0.1%−40−0.5%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM3,814$510.0K<0.1%00.0%UnchangedHistory
BPBP PLCADR18,707$511.0K<0.1%+10+0.1%AddedHistory
PSXPhillips 66Stock7,354$515.0K<0.1%−188−2.5%ReducedHistory

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Manhattan Co sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
HUMHumana IncStock82,780$36.6M0.1%History
GRAW R Grace & CoCOM145,340$10.0M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR69,849$9.19M<0.1%History
NWHMNew Home Co Inc.COM820,309$4.82M<0.1%History
1st Colonial Bancorp019716106COMMON395,566$3.64M<0.1%–
GPKGraphic Packaging Holding CoCOM55,000$997.0K<0.1%History
MGYRMagyar Bancorp, Inc.COM22,939$316.0K<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN16,238$307.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A6,250$276.0K<0.1%History
Paramount Global92556H107CL A5,000$242.0K<0.1%–
iShares Future AI & Tech ETF46435U556ETF4,400$197.0K<0.1%–
EAFGraftech International LtdCOM12,501$145.0K<0.1%History
TMHCTaylor Morrison Home CorpCOM4,840$127.0K<0.1%History
CVBFCVB Financial CorpCOM5,442$112.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF1,473$109.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF1,500$96.0K<0.1%–
Magal Security Sys LtdM6786D104ORD18,225$86.0K<0.1%–
GS Acquisition Hldgs Corp II36258Q204UNIT 99/99/99996,440$70.0K<0.1%–
DBOInvesco DB Oil FundOIL FD5,373$69.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF500$58.0K<0.1%–
Brookfield Ppty REIT Inc11282X103CL A2,800$52.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF575$48.0K<0.1%–
QRVOQorvo, Inc.Stock243$47.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock462$46.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM250$45.0K<0.1%History
CLFCleveland-Cliffs Inc.COM2,000$43.0K<0.1%History
LRMRLarimar Therapeutics, Inc.COM4,000$39.0K<0.1%History
DTDynatrace, Inc.Stock660$38.0K<0.1%History
USPHU S Physical Therapy IncCOM335$38.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT1,125$36.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A2,400$29.0K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF401$27.0K<0.1%–
SITMSITIME CorpCOM200$25.0K<0.1%History
Galileo Acquisition CorpG3770A102SHS2,300$23.0K<0.1%–
MITTTPG Mortgage Investment Trust, Inc.COM4,400$18.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM100$16.0K<0.1%History
DNLIDenali Therapeutics Inc.COM200$15.0K<0.1%History
SGOLabrdn Gold ETF TrustETF864$14.0K<0.1%History
ESIElement Solutions IncCOM625$14.0K<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A1,500$14.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF130$13.0K<0.1%–
PGENPrecigen, Inc.COM2,000$13.0K<0.1%History
DINDine Brands Global, Inc.COM150$13.0K<0.1%History
CAAPCorporacion America Airports S.A.COM2,000$11.0K<0.1%History
KPLTKatapult Holdings, Inc.COM1,100$11.0K<0.1%History
GNRCGenerac Holdings Inc.Stock22$9.00K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF93$9.00K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF157$9.00K<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM600$9.00K<0.1%History
SWKSSkyworks Solutions, Inc.Stock43$8.00K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF223$8.00K<0.1%–
CRLCharles River Laboratories International, Inc.COM20$7.00K<0.1%History
CVNACarvana Co.CL A25$7.00K<0.1%History
MSG Network Inc553573106CL A500$7.00K<0.1%–
FTNTFortinet, Inc.Stock29$6.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM17$6.00K<0.1%History
INTZIntrusion IncCOM NEW400$6.00K<0.1%History
DIODDiodes IncCOM67$5.00K<0.1%History
RJFRaymond James Financial IncCOM41$5.00K<0.1%History
MPWRMonolithic Power Systems, Inc.COM15$5.00K<0.1%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR500$5.00K<0.1%–
Revolution Healthcar Aq Corp76155Y207UNIT 03/18/20266500$5.00K<0.1%–
TRUETrueCar, Inc.COM1,000$5.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS54$5.00K<0.1%History
CM Life Sciences III Inc125841205UNIT 04/30/2028500$5.00K<0.1%–
WELLWelltower Inc.REIT53$4.00K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF52$4.00K<0.1%–
MASMasco CorpCOM81$4.00K<0.1%History
TTWOTake Two Interactive Software IncCOM25$4.00K<0.1%History
EHCEncompass Health CorpCOM58$4.00K<0.1%History
RMDResmed IncCOM20$4.00K<0.1%History
SUISun Communities IncCOM24$4.00K<0.1%History
BOKFBok Financial CorpCOM NEW53$4.00K<0.1%History
UHSUniversal Health Services IncCL B29$4.00K<0.1%History
ETSYEtsy IncCOM24$4.00K<0.1%History
CWCurtiss Wright CorpStock27$3.00K<0.1%History
AVAAvista CorpCOM84$3.00K<0.1%History
QLYSQualys, Inc.COM38$3.00K<0.1%History
AQMSAqua Metals, Inc.COM1,000$3.00K<0.1%History
CERNCERNER CorpCOM45$3.00K<0.1%History
CTXSCitrix Systems IncCOM32$3.00K<0.1%History
Signature BK New York N Y82669G104COM15$3.00K<0.1%–
NBIXNeurocrine Biosciences IncStock29$2.00K<0.1%History
STSensata Technologies Holding plcSHS45$2.00K<0.1%History
VALEVale S.A.SPONSORED ADS103$2.00K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY15$2.00K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS673$2.00K<0.1%History
GRDXGridAI Technologies Corp.COM2,500$2.00K<0.1%History
DXCDXC Technology CoStock34$1.00K<0.1%History
EIXEdison InternationalStock30$1.00K<0.1%History
UBSUBS Group AGStock111$1.00K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS222$1.00K<0.1%History
PEBPebblebrook Hotel TrustCOM47$1.00K<0.1%History
BDSIBiodelivery Sciences International IncCOM500$1.00K<0.1%History
CANGCango Inc.ADS250$1.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD44$00.0%–
VACMarriott Vacations Worldwide CorpCOM4$00.0%History
SPDR Index Shs FDS78463X509ST PORT MARK ETF4$00.0%–