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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,655
+39 vs. Q2 2021
Portfolio value
$27.1B
−$250.1M (−0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Manhattan Co in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr4642874407-10 YR TRSY BD1,612$185.0K<0.1%−30−1.8%Reduced–
BIOBio-Rad Laboratories, Inc.CL A250$186.0K<0.1%00.0%UnchangedHistory
iShares Tr46435U713US INFRASTRUC5,510$187.0K<0.1%+385+7.5%Added–
TRIPTripAdvisor, Inc.COM5,530$187.0K<0.1%00.0%UnchangedHistory
USCBUscb Financial Holdings, Inc.CLASS A COM15,400$187.0K<0.1%+15,400NewHistory
EXRExtra Space Storage Inc.COM1,125$188.0K<0.1%00.0%UnchangedHistory
BMBLBumble Inc.COM CL A3,775$188.0K<0.1%+3,475+1,158.3%AddedHistory
Professional Hldg Corp743139107CL A COM10,000$188.0K<0.1%00.0%Unchanged–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,400$189.0K<0.1%00.0%UnchangedHistory
MNDOMind Cti LtdORD60,000$189.0K<0.1%00.0%UnchangedHistory
MURMurphy Oil CorpCOM7,640$190.0K<0.1%00.0%UnchangedHistory
TFXTeleflex IncCOM510$192.0K<0.1%00.0%UnchangedHistory
XELXcel Energy IncStock3,114$194.0K<0.1%+14+0.5%AddedHistory
Mag Silver Corp55903Q104COM12,000$194.0K<0.1%00.0%Unchanged–
IRWDIronwood Pharmaceuticals IncCOM CL A14,925$194.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y673US INFR DEV ETF7,660$194.0K<0.1%+485+6.8%Added–
Vanguard Total Bond Market ETF921937835ETF2,283$195.0K<0.1%+1,031+82.3%Added–
NUENucor CorpCOM1,980$195.0K<0.1%+41+2.1%AddedHistory
BBBLACKBERRY LtdCOM20,100$195.0K<0.1%00.0%UnchangedHistory
PATHUiPath, Inc.Stock3,796$199.0K<0.1%+3,796NewHistory
DOVDOVER CorpCOM1,285$199.0K<0.1%+11+0.9%AddedHistory
NECBNorthEast Community Bancorp, Inc.COM18,313$199.0K<0.1%+18,313NewHistory
VRNSVaronis Systems IncCOM3,300$200.0K<0.1%00.0%UnchangedHistory
DRIDarden Restaurants IncCOM1,329$201.0K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM1,917$201.0K<0.1%−1,125−37.0%ReducedHistory
NOVNOV Inc.COM15,437$202.0K<0.1%00.0%UnchangedHistory
PINSPinterest, Inc.CL A4,000$203.0K<0.1%−11,000−73.3%ReducedHistory
KLXEKLX Energy Services Holdings, Inc.COM NEW43,200$205.0K<0.1%−35,000−44.8%ReducedHistory
iShares Tr464287184CHINA LG-CAP ETF5,335$207.0K<0.1%00.0%Unchanged–
ABNBAirbnb, Inc.Stock1,250$209.0K<0.1%00.0%UnchangedHistory
CDZICadiz IncCOM NEW30,000$211.0K<0.1%00.0%UnchangedHistory
CMICummins IncStock957$214.0K<0.1%00.0%UnchangedHistory
FPHFive Point Holdings, LLCCOM CL A27,500$215.0K<0.1%−17,000−38.2%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF2,655$217.0K<0.1%00.0%Unchanged–
KEYKeycorpCOM10,078$217.0K<0.1%00.0%UnchangedHistory
MROMarathon Oil CorpCOM16,164$220.0K<0.1%+164+1.0%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,593$222.0K<0.1%+175+12.3%Added–
KMIKinder Morgan, Inc.Stock13,395$224.0K<0.1%−5,000−27.2%ReducedHistory
EEXEmerald Holding, Inc.COM51,900$225.0K<0.1%00.0%UnchangedHistory
EDConsolidated Edison IncStock3,138$227.0K<0.1%−50−1.6%ReducedHistory
CDNSCadence Design Systems IncStock1,500$227.0K<0.1%−655−30.4%ReducedHistory
CPBCAMPBELL'S CoCOM5,431$227.0K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM649$227.0K<0.1%−3,000−82.2%ReducedHistory
VFCV F CorpStock3,410$228.0K<0.1%00.0%UnchangedHistory
AVBAvalonbay Communities IncCOM1,031$228.0K<0.1%00.0%UnchangedHistory
OPBKOP BancorpCOM22,500$231.0K<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM61,400$233.0K<0.1%00.0%UnchangedHistory
WMBWilliams Companies, Inc.COM9,000$233.0K<0.1%−122−1.3%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR3,900$234.0K<0.1%−1,200−23.5%ReducedHistory
OKTAOkta, Inc.CL A991$235.0K<0.1%00.0%UnchangedHistory
NVONovo Nordisk A SADR2,481$238.0K<0.1%+13+0.5%AddedHistory
BOTJBank of the James Financial Group IncCOM16,711$240.0K<0.1%00.0%UnchangedHistory
CULLCullman Bancorp, Inc.COM18,744$240.0K<0.1%+18,744NewHistory
FSBWFS Bancorp, Inc.COM7,000$242.0K<0.1%00.0%UnchangedConverted for a 2-for-1 splitHistory
UGUnited Guardian IncCOM17,062$242.0K<0.1%00.0%UnchangedHistory
FFord Motor CoStock17,305$245.0K<0.1%+1,500+9.5%AddedHistory
SIRISirius XM Holdings Inc.COM40,244$245.0K<0.1%00.0%UnchangedHistory
ZMZoom Communications, Inc.Stock941$246.0K<0.1%+7+0.7%AddedHistory
BNSBank of Nova ScotiaCOM4,000$246.0K<0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF12,000$246.0K<0.1%00.0%Unchanged–
XOMAXOMA Royalty CorpCOM NEW10,000$247.0K<0.1%00.0%UnchangedHistory
WMWaste Management IncStock1,663$248.0K<0.1%−105−5.9%ReducedHistory
Principal Exchange Traded FD74255Y888SPECTRUM PFD12,000$248.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V571GLOBAL DRGN CN5,916$249.0K<0.1%00.0%Unchanged–
EXCExelon CorpStock5,180$250.0K<0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM3,060$252.0K<0.1%−49−1.6%ReducedHistory
Northeast BK Portland Me66405S100COM7,500$252.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV7,050$253.0K<0.1%00.0%Unchanged–
WDCWestern Digital CorpCOM4,508$254.0K<0.1%00.0%UnchangedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM16,067$256.0K<0.1%+320+2.0%AddedHistory
MORNMorningstar, Inc.COM993$257.0K<0.1%00.0%UnchangedHistory
BECNQxo Building Products, Inc.COM5,400$257.0K<0.1%00.0%UnchangedHistory
DNBDun & Bradstreet Holdings, Inc.COM15,300$257.0K<0.1%00.0%UnchangedHistory
SSNCSS&C Technologies Holdings IncCOM3,726$258.0K<0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock675$259.0K<0.1%00.0%UnchangedHistory
CMAComerica IncCOM3,225$259.0K<0.1%00.0%UnchangedHistory
BRBroadridge Financial Solutions, Inc.Stock1,572$261.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV2,900$261.0K<0.1%00.0%Unchanged–
VBFCVillage Bank & Trust Financial Corp.COM NEW5,059$261.0K<0.1%00.0%UnchangedHistory
AEPAmerican Electric Power Co IncStock3,243$263.0K<0.1%−1,144−26.1%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1800$270.0K<0.1%00.0%UnchangedHistory
FLWS1 800 Flowers Com IncCL A8,892$271.0K<0.1%00.0%UnchangedHistory
RGAReinsurance Group of America IncCOM NEW2,450$272.0K<0.1%00.0%UnchangedHistory
LSBKLake Shore Bancorp, Inc.COM18,507$276.0K<0.1%00.0%UnchangedHistory
SOSouthern CoStock4,470$277.0K<0.1%+71+1.6%AddedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT2,484$278.0K<0.1%+2,434+4,868.0%AddedHistory
TTTrane Technologies plcSHS1,620$279.0K<0.1%00.0%UnchangedHistory
TGBTrekor Metals LtdCOM150,000$283.0K<0.1%00.0%UnchangedHistory
AMTXAemetis, IncCOM NEW15,600$285.0K<0.1%+15,600NewHistory
AMCRAmcor plcORD25,468$295.0K<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock9,135$297.0K<0.1%00.0%UnchangedHistory
DOCUDocuSign, Inc.Stock1,175$302.0K<0.1%+150+14.6%AddedHistory
GS Acquisition Hldgs Corp II36258Q105COM CL A29,640$302.0K<0.1%+29,640New–
iShares Tr46429B671MSCI CHINA ETF4,500$303.0K<0.1%00.0%Unchanged–
CRWSCrown Crafts IncCOM40,995$303.0K<0.1%00.0%UnchangedHistory
ALDXAldeyra Therapeutics, Inc.COM34,745$305.0K<0.1%−1,001−2.8%ReducedHistory
VMRKVivmark ResidentialSH BEN INT3,800$307.0K<0.1%00.0%UnchangedHistory
COOCooper Companies, Inc.COM NEW750$309.0K<0.1%−12−1.6%ReducedHistory
EMNEastman Chemical CoStock3,079$310.0K<0.1%−10.0%ReducedHistory
SNXTD Synnex CorpCOM3,000$312.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Manhattan Co sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
HUMHumana IncStock82,780$36.6M0.1%History
GRAW R Grace & CoCOM145,340$10.0M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR69,849$9.19M<0.1%History
NWHMNew Home Co Inc.COM820,309$4.82M<0.1%History
1st Colonial Bancorp019716106COMMON395,566$3.64M<0.1%–
GPKGraphic Packaging Holding CoCOM55,000$997.0K<0.1%History
MGYRMagyar Bancorp, Inc.COM22,939$316.0K<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN16,238$307.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A6,250$276.0K<0.1%History
Paramount Global92556H107CL A5,000$242.0K<0.1%–
iShares Future AI & Tech ETF46435U556ETF4,400$197.0K<0.1%–
EAFGraftech International LtdCOM12,501$145.0K<0.1%History
TMHCTaylor Morrison Home CorpCOM4,840$127.0K<0.1%History
CVBFCVB Financial CorpCOM5,442$112.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF1,473$109.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF1,500$96.0K<0.1%–
Magal Security Sys LtdM6786D104ORD18,225$86.0K<0.1%–
GS Acquisition Hldgs Corp II36258Q204UNIT 99/99/99996,440$70.0K<0.1%–
DBOInvesco DB Oil FundOIL FD5,373$69.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF500$58.0K<0.1%–
Brookfield Ppty REIT Inc11282X103CL A2,800$52.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF575$48.0K<0.1%–
QRVOQorvo, Inc.Stock243$47.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock462$46.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM250$45.0K<0.1%History
CLFCleveland-Cliffs Inc.COM2,000$43.0K<0.1%History
LRMRLarimar Therapeutics, Inc.COM4,000$39.0K<0.1%History
DTDynatrace, Inc.Stock660$38.0K<0.1%History
USPHU S Physical Therapy IncCOM335$38.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT1,125$36.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A2,400$29.0K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF401$27.0K<0.1%–
SITMSITIME CorpCOM200$25.0K<0.1%History
Galileo Acquisition CorpG3770A102SHS2,300$23.0K<0.1%–
MITTTPG Mortgage Investment Trust, Inc.COM4,400$18.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM100$16.0K<0.1%History
DNLIDenali Therapeutics Inc.COM200$15.0K<0.1%History
SGOLabrdn Gold ETF TrustETF864$14.0K<0.1%History
ESIElement Solutions IncCOM625$14.0K<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A1,500$14.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF130$13.0K<0.1%–
PGENPrecigen, Inc.COM2,000$13.0K<0.1%History
DINDine Brands Global, Inc.COM150$13.0K<0.1%History
CAAPCorporacion America Airports S.A.COM2,000$11.0K<0.1%History
KPLTKatapult Holdings, Inc.COM1,100$11.0K<0.1%History
GNRCGenerac Holdings Inc.Stock22$9.00K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF93$9.00K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF157$9.00K<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM600$9.00K<0.1%History
SWKSSkyworks Solutions, Inc.Stock43$8.00K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF223$8.00K<0.1%–
CRLCharles River Laboratories International, Inc.COM20$7.00K<0.1%History
CVNACarvana Co.CL A25$7.00K<0.1%History
MSG Network Inc553573106CL A500$7.00K<0.1%–
FTNTFortinet, Inc.Stock29$6.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM17$6.00K<0.1%History
INTZIntrusion IncCOM NEW400$6.00K<0.1%History
DIODDiodes IncCOM67$5.00K<0.1%History
RJFRaymond James Financial IncCOM41$5.00K<0.1%History
MPWRMonolithic Power Systems, Inc.COM15$5.00K<0.1%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR500$5.00K<0.1%–
Revolution Healthcar Aq Corp76155Y207UNIT 03/18/20266500$5.00K<0.1%–
TRUETrueCar, Inc.COM1,000$5.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS54$5.00K<0.1%History
CM Life Sciences III Inc125841205UNIT 04/30/2028500$5.00K<0.1%–
WELLWelltower Inc.REIT53$4.00K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF52$4.00K<0.1%–
MASMasco CorpCOM81$4.00K<0.1%History
TTWOTake Two Interactive Software IncCOM25$4.00K<0.1%History
EHCEncompass Health CorpCOM58$4.00K<0.1%History
RMDResmed IncCOM20$4.00K<0.1%History
SUISun Communities IncCOM24$4.00K<0.1%History
BOKFBok Financial CorpCOM NEW53$4.00K<0.1%History
UHSUniversal Health Services IncCL B29$4.00K<0.1%History
ETSYEtsy IncCOM24$4.00K<0.1%History
CWCurtiss Wright CorpStock27$3.00K<0.1%History
AVAAvista CorpCOM84$3.00K<0.1%History
QLYSQualys, Inc.COM38$3.00K<0.1%History
AQMSAqua Metals, Inc.COM1,000$3.00K<0.1%History
CERNCERNER CorpCOM45$3.00K<0.1%History
CTXSCitrix Systems IncCOM32$3.00K<0.1%History
Signature BK New York N Y82669G104COM15$3.00K<0.1%–
NBIXNeurocrine Biosciences IncStock29$2.00K<0.1%History
STSensata Technologies Holding plcSHS45$2.00K<0.1%History
VALEVale S.A.SPONSORED ADS103$2.00K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY15$2.00K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS673$2.00K<0.1%History
GRDXGridAI Technologies Corp.COM2,500$2.00K<0.1%History
DXCDXC Technology CoStock34$1.00K<0.1%History
EIXEdison InternationalStock30$1.00K<0.1%History
UBSUBS Group AGStock111$1.00K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS222$1.00K<0.1%History
PEBPebblebrook Hotel TrustCOM47$1.00K<0.1%History
BDSIBiodelivery Sciences International IncCOM500$1.00K<0.1%History
CANGCango Inc.ADS250$1.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD44$00.0%–
VACMarriott Vacations Worldwide CorpCOM4$00.0%History
SPDR Index Shs FDS78463X509ST PORT MARK ETF4$00.0%–