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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Jul 29, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
4,415
+116 vs. Q1 2026
Portfolio value
$79.5B
+$7.93B (+11.1%) vs. Q1 2026
Filed
Jul 29, 2026
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
GEVOGevo, Inc.COM PAR30,281$45.4K<0.1%00.0%UnchangedHistory
WTIW&T Offshore IncCOM14,556$45.9K<0.1%+3,656+33.5%AddedHistory
SNDLSNDL Inc.COM34,363$46.4K<0.1%+273+0.8%AddedHistory
Advanced Energy Inds007973AE0NOTE 2.500% 9/117,000$46.4K<0.1%+17,000New–
NEUPNeuphoria Therapeutics Inc.COM11,222$49.0K<0.1%00.0%UnchangedHistory
MIRAMira Pharmaceuticals, Inc.COM53,189$50.3K<0.1%+18,122+51.7%AddedHistory
LXEOLexeo Therapeutics, Inc.COM11,123$51.8K<0.1%−2,497−18.3%ReducedHistory
BGSB&G Foods, Inc.COM13,020$51.8K<0.1%−2,157−14.2%ReducedHistory
BHCBausch Health Companies Inc.Stock10,592$52.2K<0.1%+10,592NewHistory
CMRCCommerce.com, Inc.COM SER 117,661$52.3K<0.1%00.0%UnchangedHistory
IXHLIncannex Healthcare Inc.COM14,029$52.8K<0.1%+1,917+15.8%AddedHistory
BWENBroadwind, Inc.COM NEW10,994$53.1K<0.1%+10,994NewHistory
CVMCel Sci CorpCOM NEW51,434$53.5K<0.1%+33,812+191.9%AddedHistory
SOCSable Offshore Corp.COM SHS17,475$53.8K<0.1%+17,475NewHistory
CCLDCareCloud, Inc.COM25,410$53.9K<0.1%−1,467−5.5%ReducedHistory
RWTRedwood Trust IncCOM11,662$55.3K<0.1%+11,662NewHistory
BURBurford Capital LtdORD SHS13,741$56.3K<0.1%+13,741NewHistory
ALVOAlvotechORDINARY SHARES15,300$56.5K<0.1%−1,976−11.4%ReducedHistory
SIGASiga Technologies IncCOM15,534$56.5K<0.1%+1,801+13.1%AddedHistory
ARECAmerican Resources CorpCL A27,538$59.2K<0.1%+27,538NewHistory
DNNDenison Mines Corp.COM19,527$59.8K<0.1%−71,298−78.5%ReducedHistory
EGYVaalco Energy IncCOM NEW11,946$60.7K<0.1%+11,946NewHistory
CGCCanopy Growth CorpCOM NEW64,133$60.9K<0.1%−6,379−9.0%ReducedHistory
CREXCreative Realities, Inc.COM15,000$62.0K<0.1%00.0%UnchangedHistory
TCPCBlackRock TCP Capital Corp.COM18,864$63.4K<0.1%−47,932−71.8%ReducedHistory
VZLAVizsla Silver Corp.COM NEW19,274$63.6K<0.1%+2,500+14.9%AddedHistory
TLRYTilray Brands, Inc.COM14,466$65.0K<0.1%+388+2.8%AddedHistory
ELDNEledon Pharmaceuticals, Inc.COM16,556$65.2K<0.1%+16,556NewHistory
GENIGenius Sports LtdSHARES CL A10,991$66.6K<0.1%+10,991NewHistory
ACBAurora Cannabis IncCOM23,915$66.7K<0.1%+128+0.5%AddedHistory
MKS Inc55306NAB0NOTE 1.250% 6/023,000$67.7K<0.1%+23,000New–
NGENNervgen Pharma Corp.COM33,000$68.0K<0.1%−350−1.0%ReducedHistory
PDYNPalladyne AI Corp.COM NEW11,320$68.8K<0.1%−669−5.6%ReducedHistory
LRMRLarimar Therapeutics, Inc.COM23,067$70.3K<0.1%−1,715−6.9%ReducedHistory
VFFVillage Farms International, Inc.COM35,261$70.5K<0.1%−2,055−5.5%ReducedHistory
TGENTecogen Inc.COM NEW13,624$71.1K<0.1%−2,500−15.5%ReducedHistory
CANCanaan Inc.SPONSORED ADS254,561$73.1K<0.1%+801+0.3%AddedHistory
EDITEditas Medicine, Inc.COM22,954$74.4K<0.1%+8,356+57.2%AddedHistory
SRFMSurf Air Mobility Inc.COM NEW65,900$76.4K<0.1%−2,418−3.5%ReducedHistory
HPKHighPeak Energy, Inc.COM11,013$77.0K<0.1%+11,013NewHistory
ABATAmerican Battery Technology CoCOM NEW27,311$77.3K<0.1%−1,156−4.1%ReducedHistory
DNUTKrispy Kreme, Inc.COM22,400$79.1K<0.1%−2,994−11.8%ReducedHistory
ARRYArray Technologies, Inc.COM SHS10,798$80.0K<0.1%−77,427−87.8%ReducedHistory
CDXSCodexis, Inc.COM36,204$81.8K<0.1%+4,704+14.9%AddedHistory
PDSBPDS Biotechnology CorpCOM92,997$81.9K<0.1%+2,200+2.4%AddedHistory
BDNBrandywine Realty TrustSH BEN INT NEW25,917$82.2K<0.1%+3,591+16.1%AddedHistory
GRNTGranite Ridge Resources, Inc.COM18,679$82.4K<0.1%+2,120+12.8%AddedHistory
CRBUCaribou Biosciences, Inc.COM47,908$84.3K<0.1%+3,000+6.7%AddedHistory
GSOLGrayscale Solana Staking ETFCOM15,862$87.7K<0.1%+15,862NewHistory
BTCSBTCS Inc.COM NEW79,149$87.9K<0.1%−5,245−6.2%ReducedHistory
USASAmericas Gold & Silver CorpCOM NEW18,914$89.3K<0.1%00.0%UnchangedHistory
MTAMetalla Royalty & Streaming Ltd.COM NEW11,789$89.7K<0.1%00.0%UnchangedHistory
NMFCNew Mountain Finance CorpCOM12,521$89.8K<0.1%−52,976−80.9%ReducedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME12,689$90.5K<0.1%+163+1.3%AddedHistory
CXMSprinklr, Inc.CL A17,812$91.9K<0.1%−1,993−10.1%ReducedHistory
VUZIVuzix CorpCOM NEW32,150$93.2K<0.1%−2,101−6.1%ReducedHistory
DGXXDigi Power X Inc.COM SUB VTG17,116$93.3K<0.1%+5,450+46.7%AddedHistory
EGANEGAIN CorpCOM NEW15,000$94.5K<0.1%−16,774−52.8%ReducedHistory
MQMarqeta, Inc.CLASS A COM23,451$95.2K<0.1%00.0%UnchangedHistory
CLNEClean Energy Fuels Corp.COM46,507$95.3K<0.1%+3,235+7.5%AddedHistory
AHRTAH Realty Trust, Inc.COM13,754$97.4K<0.1%−5,281−27.7%ReducedHistory
PCMPCM Fund, Inc.COM18,075$100.9K<0.1%+496+2.8%AddedHistory
RCKTRocket Pharmaceuticals, Inc.COM29,520$101.0K<0.1%+29,520NewHistory
LWLGLightwave Logic, Inc.COM10,741$101.6K<0.1%+10,741NewHistory
ADTADT Inc.COM15,911$103.4K<0.1%−180−1.1%ReducedHistory
EHIWestern Asset Global High Income Fund Inc.COM17,574$104.7K<0.1%+170+1.0%AddedHistory
DDD3D Systems CorpCOM NEW34,857$105.3K<0.1%−3,970−10.2%ReducedHistory
KYTXKyverna Therapeutics, Inc.COM11,850$105.6K<0.1%+11,850NewHistory
LPLLG Display Co., Ltd.SPONS ADR REP27,191$105.8K<0.1%−607−2.2%ReducedHistory
TGBTrekor Metals LtdCOM15,394$105.9K<0.1%+4,869+46.3%AddedHistory
HIXWestern Asset High Income Fund II Inc.COM27,012$107.0K<0.1%+14+0.1%AddedHistory
IRWDIronwood Pharmaceuticals IncCOM CL A25,478$107.3K<0.1%−1,000−3.8%ReducedHistory
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR30,326$108.3K<0.1%00.0%UnchangedHistory
COTYCoty Inc.COM CL A50,313$108.7K<0.1%+4,536+9.9%AddedHistory
CRONCronos Group Inc.COM39,716$110.4K<0.1%−4,508−10.2%ReducedHistory
RPDRapid7, Inc.COM13,644$110.5K<0.1%+13,644NewHistory
Orla MNG Ltd New68634K106COM11,333$111.0K<0.1%+11,333New–
MHFWestern Asset Municipal High Income Fund Inc.COM15,904$111.3K<0.1%−5,893−27.0%ReducedHistory
INVInnventure, Inc.COM22,020$111.6K<0.1%+22,020NewHistory
PRTAProthena Corp Public Ltd CoSHS11,410$111.7K<0.1%−520−4.4%ReducedHistory
HUNHuntsman CORPCOM10,558$112.1K<0.1%+10,558NewHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM11,755$116.4K<0.1%−5,716−32.7%ReducedHistory
INVZInnoviz Technologies Ltd.SHS153,304$116.7K<0.1%−80,926−34.5%ReducedHistory
PURRHyperliquid Strategies IncCOM14,870$117.0K<0.1%+14,870NewHistory
CODACoda Octopus Group, Inc.COM NEW12,000$117.2K<0.1%00.0%UnchangedHistory
SABRSabre CorpCOM56,645$118.4K<0.1%−12,000−17.5%ReducedHistory
GANXGain Therapeutics, Inc.COM58,456$118.7K<0.1%+28,753+96.8%AddedHistory
ARCTArcturus Therapeutics Holdings Inc.COM17,741$119.2K<0.1%−426−2.3%ReducedHistory
RZLVRezolve AI PLCORD SHS37,913$119.4K<0.1%−396−1.0%ReducedHistory
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM15,842$122.3K<0.1%−11,624−42.3%ReducedHistory
VTNInvesco Trust for Investment Grade New York MunicipalsCOM10,622$123.0K<0.1%−572−5.1%ReducedHistory
BVSBioventus Inc.COM CL A13,171$124.3K<0.1%+3,085+30.6%AddedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT13,275$125.8K<0.1%+45+0.3%AddedHistory
PYXSPyxis Oncology, Inc.COMMON STOCK42,455$127.8K<0.1%+7,700+22.2%AddedHistory
NUAINew ERA Energy & Digital, Inc.COM20,036$127.8K<0.1%−3,317−14.2%ReducedHistory
HYLNHyliion Holdings Corp.COMMON STOCK24,997$130.2K<0.1%−371−1.5%ReducedHistory
IMMXImmix Biopharma, Inc.COM12,820$132.2K<0.1%00.0%UnchangedHistory
LANDGladstone Land CorpCOM15,550$132.6K<0.1%+4,804+44.7%AddedHistory
POETPoet Technologies Inc.COM NEW12,922$132.8K<0.1%+12,922NewHistory
LCTXLineage Cell Therapeutics, Inc.COM102,178$133.8K<0.1%−650−0.6%ReducedHistory

Sold out since Q1 2026 (201)

Positions held at the end of Q1 2026 that are gone from this filing.

The largest 100 of 201 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM281,380$63.6M0.1%History
Trust for Professional Manag89834G760CONVERGENCE LNG279,950$7.88M<0.1%–
CTRACoterra Energy Inc.Stock125,316$4.40M<0.1%History
Global X FDS37954Y491DAX GERMANY ETF89,354$3.77M<0.1%–
Goldman Sachs ETF Tr381430545HEDGE IND ETF23,877$3.48M<0.1%–
iShares Tr46436E577ISHARES 25+ YR T333,559$3.06M<0.1%–
HOLXHologic IncCOM38,480$2.91M<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT665,235$2.47M<0.1%History
NXJNuveen New Jersey Quality Municipal Income FundCOM178,412$2.19M<0.1%History
DBX ETF Tr233051242XTRCKR RUSL 100028,343$1.67M<0.1%–
TRIThomson Reuters CorpCOM NO PAR18,340$1.65M<0.1%History
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF10,405$1.42M<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF21,966$1.37M<0.1%–
NQPNuveen Pennsylvania Quality Municipal Income FundCOM114,890$1.37M<0.1%History
FBNCFirst BancorpCOM23,478$1.32M<0.1%History
ALGAlamo Group IncCOM7,537$1.24M<0.1%History
PKSTPeakstone Realty TrustCommon Stock57,754$1.21M<0.1%History
SPDR Series Trust78468R432STATE STREET SPD43,380$1.09M<0.1%–
VanEck FDS92107P780ONCHAIN ECONOMY32,396$1.05M<0.1%–
PEGAPegasystems IncCOM23,316$992.3K<0.1%History
FHBFirst Hawaiian, Inc.COM38,914$958.8K<0.1%History
Ea Series Trust26824D506TOWLE VALUE ETF33,943$941.4K<0.1%–
MSBIMidland States Bancorp, Inc.COM40,859$911.6K<0.1%History
MCRMFS Charter Income TrustSH BEN INT135,913$823.6K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A5,949$813.5K<0.1%History
AB Active ETFs Inc00039J822INTL LOW VOLATLT18,904$806.4K<0.1%–
Bondbloxx ETF Trust09789C671PRIVA CR CLO ETF16,046$789.0K<0.1%–
FOXFox CorpCL B COM14,817$786.8K<0.1%History
Neos ETF Trust78433H485MLP & ENERGY INF13,708$776.3K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG25,173$739.3K<0.1%History
VanEck ETF Trust92189F304ENVIRONMENTAL SR18,793$727.7K<0.1%–
SEESealed Air CorpCOM17,254$725.5K<0.1%History
GPIGroup 1 Automotive IncCOM2,157$713.1K<0.1%History
COLLCollegium Pharmaceutical, IncCOM20,823$688.6K<0.1%History
ALSumisho Air Lease CorpCL A10,061$653.4K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS96,726$609.4K<0.1%History
KALUKaiser Aluminum CorpCOM PAR $0.014,944$595.8K<0.1%History
First Tr Exchange-Traded FD33738D754FT VE DO JO ETF30,308$586.5K<0.1%–
PSIXPower Solutions International, Inc.Stock9,399$572.2K<0.1%History
GWREGuidewire Software, Inc.COM3,741$559.5K<0.1%History
CFFNCapitol Federal Financial, Inc.COM75,240$536.5K<0.1%History
VIRVir Biotechnology, Inc.COM56,179$503.4K<0.1%History
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A37,349$464.3K<0.1%History
BNY Mellon ETF Trust09661T503EMRG MKT EQUIT5,200$412.0K<0.1%–
MRCCMonroe Capital CorpCOM89,314$410.8K<0.1%History
First Tr Exchng Traded FD VI33740F375FT CBOE EQU BUFF13,674$409.8K<0.1%–
Themes ETF Tr882927601GLOBAL SYSTEMICA7,677$390.7K<0.1%–
Global X FDS37960A172US NATURAL GAS8,279$386.5K<0.1%–
Invesco Dynamic46137Y872ETP9,283$384.7K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT15,807$381.1K<0.1%–
MFS Active Exchange Traded F55286W306INTERMEDITE MUNI15,321$380.8K<0.1%–
Advisorshares Tr00768Y479DORSY FSM ALCP8,540$366.5K<0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT13,798$334.5K<0.1%–
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF34,780$324.0K<0.1%–
SHAKShake Shack Inc.CL A3,624$320.6K<0.1%History
HAPNHappen, Inc.COM NEW21,911$313.8K<0.1%History
ELANElanco Animal Health IncCOM13,061$312.6K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR13,661$308.2K<0.1%History
TENTsakos Energy Navigation LtdSHS7,570$298.7K<0.1%History
PLABPhotronics IncCOM7,292$294.7K<0.1%History
Simplify Exchange Traded Fun82889N764HEDGED EQUITY9,317$293.5K<0.1%–
First Tr Exchange-Traded FD33738R746SMAL CP US EQT10,047$293.5K<0.1%–
PUKPrudential PLCADR10,296$292.7K<0.1%History
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM7,205$291.4K<0.1%–
Invesco Exch Traded FD Tr II46138E586KBW PPTY CASUT2,442$290.5K<0.1%–
Northern Lights FD Tr66538J332OCEAN PARK DOMES10,552$286.3K<0.1%–
Invesco Exchange Traded FD T46137V118GBL LISTED PVT5,012$283.3K<0.1%–
BANCBanc of California, Inc.COM16,040$282.0K<0.1%History
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP8,944$281.8K<0.1%–
Goldman Sachs ETF Tr38149W739ACTIVEBETA WRLD4,887$275.1K<0.1%–
Advisorshares Tr00768Y412RANGER EQUITY BE15,289$274.4K<0.1%–
TWTradeweb Markets Inc.Stock2,321$273.1K<0.1%History
CARGCarGurus, Inc.COM CL A7,798$265.5K<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS6,270$261.6K<0.1%History
VERAVera Therapeutics, Inc.CL A6,256$251.7K<0.1%History
Thor Finl Technologies Tr885155200INDEX ROTATION8,078$250.5K<0.1%–
GGenpact LTDSHS6,684$249.0K<0.1%History
WisdomTree Tr97717X271DYNAMIC INT EQ5,720$248.6K<0.1%–
NBRNabors Industries LtdSHS2,886$248.4K<0.1%History
XXITwenty One Capital, Inc.COM SHS CL A38,377$245.6K<0.1%History
PENPenumbra IncCOM743$244.0K<0.1%History
John Hancock Exchange Traded47804J693CORE BOND ETF9,576$242.3K<0.1%–
MTArcelorMittalNY REGISTRY SH4,650$241.7K<0.1%History
Baron ETF Tr06829D404FINANCIALS ETF11,336$236.4K<0.1%–
Principal Exchange Traded FD74255Y722REAL EST ACT ETF9,399$235.9K<0.1%–
RDNRadian Group IncCOM7,129$235.8K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF7,637$235.5K<0.1%–
STNStantec IncCOM2,723$235.3K<0.1%History
HURNHuron Consulting Group Inc.Stock1,829$233.2K<0.1%History
CVLTCommvault Systems IncCOM2,954$230.1K<0.1%History
Subversive Congressional Democrats Trading ETF886364199ETF5,425$228.9K<0.1%–
SNDXSyndax Pharmaceuticals IncCOM9,775$228.3K<0.1%History
DAKTDaktronics IncCOM11,661$228.0K<0.1%History
EXLSExlService Holdings, Inc.COM7,483$227.9K<0.1%History
DBX ETF Tr233051143XTRACKRS S&P 5003,803$226.5K<0.1%–
AGQProShares Trust IIULTRA SILVER NEW1,866$223.0K<0.1%History
FCNFti Consulting, IncCOM1,257$222.2K<0.1%History
GAPGap IncCOM9,117$220.6K<0.1%History
XPXP Inc.CL A11,513$219.2K<0.1%History
First Tr Exchng Traded FD VI33740U463FT VEST QUAR ETF6,562$218.5K<0.1%–