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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Feb 12, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
4,271
+37 vs. Q3 2025
Portfolio value
$75.0B
−$2.19B (−2.8%) vs. Q3 2025
Filed
Feb 12, 2026
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
CRONCronos Group Inc.COM49,620$130.5K<0.1%−16,680−25.2%ReducedHistory
JGHNuveen Global High Income FundSHS10,588$133.5K<0.1%−7,296−40.8%ReducedHistory
BKTBlackRock Income Trust, Inc.COM NEW12,146$134.1K<0.1%+12,146NewHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT10,189$134.6K<0.1%+149+1.5%AddedHistory
UMACUnusual Machines, Inc.Stock10,589$134.9K<0.1%+10,589NewHistory
ADTADT Inc.COM16,964$136.9K<0.1%−2,364−12.2%ReducedHistory
CODACoda Octopus Group, Inc.COM NEW15,000$139.5K<0.1%+5,000+50.0%AddedHistory
BULLWebull CorpORD SHS18,061$140.3K<0.1%+6,351+54.2%AddedHistory
IOVAIovance Biotherapeutics, Inc.COM51,499$140.6K<0.1%−151−0.3%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR19,232$140.8K<0.1%+859+4.7%AddedHistory
CLNEClean Energy Fuels Corp.COM67,122$141.0K<0.1%−998−1.5%ReducedHistory
SGSweetgreen, Inc.COM CL A20,999$141.9K<0.1%+20,999NewHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM12,531$142.0K<0.1%−1,918−13.3%ReducedHistory
LTBRLIGHTBRIDGE CorpCOM11,333$143.3K<0.1%+326+3.0%AddedHistory
CMBTCmb.tech NVSHS14,857$143.4K<0.1%+489+3.4%AddedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT15,810$144.2K<0.1%+45+0.3%AddedHistory
LNKBLINKBANCORP, Inc.COMMON STOCK17,549$144.9K<0.1%−25,250−59.0%ReducedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT14,500$145.1K<0.1%−305−2.1%ReducedHistory
VFFVillage Farms International, Inc.COM39,816$145.3K<0.1%−15,000−27.4%ReducedHistory
Putnam ETF Trust746729755FRANKLIN OHIO MU17,387$145.7K<0.1%+17,387New–
BTQBTQ Technologies Corp.COM28,843$147.7K<0.1%+15,940+123.5%AddedHistory
ATOMAtomera IncCOM66,922$147.9K<0.1%+200+0.3%AddedHistory
GSOLGrayscale Solana Staking ETFCOM16,260$148.0K<0.1%+16,260NewHistory
VGZVista Gold CorpCOM NEW75,170$148.1K<0.1%00.0%UnchangedHistory
BLDPBallard Power Systems Inc.COM58,554$148.7K<0.1%−2,229−3.7%ReducedHistory
REPLReplimune Group, Inc.COM15,414$149.8K<0.1%+15,414NewHistory
IBRXImmunityBio, Inc.COM75,776$150.0K<0.1%+3,280+4.5%AddedHistory
FDMT4D Molecular Therapeutics, Inc.COM20,009$150.1K<0.1%+20,009NewHistory
INDIindie Semiconductor, Inc.CLASS A COM42,562$150.2K<0.1%00.0%UnchangedHistory
Bitfarms Ltd Com09173B107Stock63,964$150.3K<0.1%−19,222−23.1%Reduced–
VTNInvesco Trust for Investment Grade New York MunicipalsCOM13,087$150.6K<0.1%+417+3.3%AddedHistory
PDSBPDS Biotechnology CorpCOM196,797$151.5K<0.1%+106,300+117.5%AddedHistory
RGTRoyce Global Trust, Inc.COM11,828$155.1K<0.1%+745+6.7%AddedHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT20,913$157.9K<0.1%−10,961−34.4%ReducedHistory
Exchange Traded Concepts Tr301505590FMQQ NEXT FRONT11,428$158.0K<0.1%+11,428New–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,651$159.2K<0.1%−16,113−58.0%Reduced–
YEXTYext, Inc.COM19,778$159.4K<0.1%−999−4.8%ReducedHistory
LEGLeggett & Platt IncStock14,517$159.7K<0.1%−11,047−43.2%ReducedHistory
GOODGladstone Commercial CorpCOM14,975$159.8K<0.1%+1,062+7.6%AddedHistory
MHFWestern Asset Municipal High Income Fund Inc.COM23,432$161.2K<0.1%+1,839+8.5%AddedHistory
BFZBlackRock California Municipal Income TrustSH BEN INT15,012$161.2K<0.1%+536+3.7%AddedHistory
MINAberdeen Intermediate Income FundSH BEN INT61,848$161.4K<0.1%+38,725+167.5%AddedHistory
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM19,635$164.3K<0.1%−4,808−19.7%ReducedHistory
AURAAura Biosciences, Inc.COM30,284$165.1K<0.1%−568−1.8%ReducedHistory
NPVNuveen Virginia Quality Municipal Income FundCOM14,954$165.5K<0.1%+1,552+11.6%AddedHistory
JBSJBS N.V.ADR11,528$166.2K<0.1%+11,528NewHistory
RCATRed Cat Holdings, Inc.Stock21,009$166.6K<0.1%−1,877−8.2%ReducedHistory
CANCanaan Inc.SPONSORED ADS241,660$166.8K<0.1%+14,757+6.5%AddedHistory
DBRGDigitalBridge Group, Inc.CL A NEW10,871$166.8K<0.1%−3,202−22.8%ReducedHistory
CXMSprinklr, Inc.CL A21,504$167.3K<0.1%+1,824+9.3%AddedHistory
XFLTXAI Floating Rate & Alternative Income TrustCOM35,079$168.4K<0.1%−796−2.2%ReducedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM17,471$169.8K<0.1%00.0%UnchangedHistory
AMPXAmprius Technologies, Inc.COMMON STOCK21,577$170.2K<0.1%+21,577NewHistory
LCTXLineage Cell Therapeutics, Inc.COM104,267$174.1K<0.1%+3,345+3.3%AddedHistory
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF18,610$175.1K<0.1%+18,610New–
Cambria ETF Tr132061862TAIL RISK15,385$176.8K<0.1%+4,292+38.7%Added–
OTLKOutlook Therapeutics, Inc.Stock112,500$177.8K<0.1%−651−0.6%ReducedHistory
INVZInnoviz Technologies Ltd.SHS208,630$178.0K<0.1%+61,754+42.0%AddedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS18,495$178.1K<0.1%−1,323−6.7%ReducedHistory
MTWManitowoc Co IncCOM NEW15,042$180.3K<0.1%−1,496−9.0%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS11,223$180.7K<0.1%+589+5.5%AddedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT19,480$181.4K<0.1%−2,838−12.7%ReducedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0181,000$181.4K<0.1%+16,000+9.7%Added–
LCIDLucid Group, Inc.Stock17,196$181.8K<0.1%−5,344−23.7%ReducedHistory
DFTXDefinium Therapeutics, Inc.Stock13,611$182.3K<0.1%−939−6.5%ReducedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM12,193$182.9K<0.1%+440+3.7%AddedHistory
Amplify ETF Tr032108805AMPLIFY LITHIUM13,313$183.7K<0.1%+13,313New–
APLEApple Hospitality REIT, Inc.REIT15,702$186.1K<0.1%+3,007+23.7%AddedHistory
FSMFortuna Mining Corp.Stock19,072$187.1K<0.1%−528−2.7%ReducedHistory
LAESSEALSQ CorpORD SHS49,660$187.7K<0.1%+49,660NewHistory
APPSDigital Turbine, Inc.COM NEW37,627$188.1K<0.1%+4,021+12.0%AddedHistory
LGILazard Global Total Return & Income Fund IncCOM10,794$188.3K<0.1%+10,794NewHistory
VBFInvesco Bond FundCOM12,226$188.4K<0.1%−118−1.0%ReducedHistory
METCRamaco Resources, Inc.COM CL A10,504$189.1K<0.1%+10,504NewHistory
IGRCbre Global Real Estate Income FundCOM43,792$191.8K<0.1%−27,354−38.4%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS46,480$192.0K<0.1%−35,616−43.4%ReducedHistory
CLBKColumbia Financial, Inc.COM12,354$192.0K<0.1%−272−2.2%ReducedHistory
PBIPitney Bowes IncCOM18,303$193.5K<0.1%−9,222−33.5%ReducedHistory
ARDXArdelyx, Inc.COM33,350$194.4K<0.1%−5,682−14.6%ReducedHistory
PGENPrecigen, Inc.COM46,829$195.8K<0.1%−8,569−15.5%ReducedHistory
Tidal Trust II88634T816YIELDMAX META15,539$195.9K<0.1%+15,539New–
GLOClough Global Opportunities FundSH BEN INT34,645$196.1K<0.1%−8,463−19.6%ReducedHistory
TFSLTFS Financial CORPCOM14,866$198.9K<0.1%+3,055+25.9%AddedHistory
BANCBanc of California, Inc.COM10,312$198.9K<0.1%−734−6.6%ReducedHistory
NAZNuveen Arizona Quality Municipal Income FundCOM16,808$199.7K<0.1%−7,357−30.4%ReducedHistory
Two Harbors Investment Corp.90187B804COM19,054$200.1K<0.1%+2,441+14.7%Added–
Goldman Sachs ETF Tr381430362ACCESS INFLATI4,075$200.2K<0.1%+4,075New–
MKTXMarketaxess Holdings IncCOM1,108$200.9K<0.1%+1,108NewHistory
ALVAutoliv IncCOM1,699$201.7K<0.1%+1,699NewHistory
Invesco Exchng Trad SLF Inde46139W817INVESCO BULLETSH7,568$202.1K<0.1%+7,568New–
Invesco Exchange Traded FD T46137V795DORSEY WRGT UTIL4,639$202.2K<0.1%−1,257−21.3%Reduced–
SRCE1st Source CorpCOM3,241$202.5K<0.1%+3,241NewHistory
iShares Tr46429B333GNMA BOND ETF4,548$202.6K<0.1%−242−5.1%Reduced–
Virtus ETF Tr II92790A504VIRTUS US QLTY4,829$202.8K<0.1%+4,829New–
Innovator ETFs Trust45783Y228US SMALL CAP 106,990$203.1K<0.1%+6,990New–
HMYHarmony Gold Mining Co LtdADR10,208$203.1K<0.1%+10,208NewHistory
PEBOPeoples Bancorp IncCOM6,776$203.5K<0.1%−277−3.9%ReducedHistory
Angel Oak Funds Trust03463K760INCOME ETF9,777$203.6K<0.1%+9,777New–
RBB FD Inc74933W544US TREAS 20YR BD4,687$203.8K<0.1%+4,687New–
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT14,778$204.1K<0.1%−256,613−94.6%ReducedHistory

Sold out since Q3 2025 (222)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 222 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF1,820,985$45.9M0.1%–
ULUnilever PLCSPON ADR NEW353,229$20.9M<0.1%History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB487,541$10.1M<0.1%–
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN780,984$9.51M<0.1%History
KKellanovaStock110,682$9.08M<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS382,949$8.95M<0.1%–
EQHEquitable Holdings, Inc.COM131,861$6.70M<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED174,491$6.62M<0.1%–
DACDanaos CorpSHS70,891$6.37M<0.1%History
iShares Tr46435U432IBONDS DEC 25175,509$4.70M<0.1%–
TMHCTaylor Morrison Home CorpCOM69,923$4.62M<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY191,988$4.43M<0.1%–
HQYHealthequity, Inc.COM37,741$3.58M<0.1%History
LOBLive Oak Bancshares, Inc.COM90,602$3.19M<0.1%History
PBHPrestige Consumer Healthcare Inc.COM43,265$2.70M<0.1%History
BFCBank First CorpCOM20,352$2.47M<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF82,145$1.91M<0.1%–
TENTsakos Energy Navigation LtdSHS69,852$1.55M<0.1%History
HBIHanesbrands Inc.COM234,311$1.54M<0.1%History
Franklin Templeton ETF Tr35473P876LIBERTYQ US SML34,801$1.53M<0.1%–
Exchange Place Advis301471108N SQ RCIM TAX-ADV PR59,241$1.52M<0.1%–
BKKTBakkt, Inc.COM CL A NEW42,958$1.45M<0.1%History
VRNAVerona Pharma plcSPONSORED ADS13,336$1.42M<0.1%History
DLBDolby Laboratories, Inc.COM CL A19,343$1.40M<0.1%History
Exchange Traded Concepts Tru301505624BITWISE CRYPTO54,908$1.38M<0.1%–
American Centy ETF Tr025072109DIVERSIFID CRP28,110$1.34M<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY30,635$1.32M<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI53,273$1.31M<0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X27,946$1.26M<0.1%–
ALEAllete IncCOM NEW18,868$1.25M<0.1%History
Angel Oak Funds Trust03463K745HIGH YIE OPP ETF105,992$1.19M<0.1%–
Abrdn ETFs003261609BBG INDUSTRL MET54,139$1.17M<0.1%–
Tidal Tr II88636J527YIELDMAX ULTRA O209,372$1.15M<0.1%–
DAYDayforce, Inc.COM16,374$1.13M<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH49,919$998.0K<0.1%–
PRGOPERRIGO Co plcSHS44,223$985.0K<0.1%History
COOPMaverick Merger Sub 2, LLCCOM4,645$979.0K<0.1%History
IPGInterpublic Group of Companies, Inc.COM34,961$976.0K<0.1%History
Yieldmax MSTR Option Income Strategy ETF88634T493ETF69,230$966.0K<0.1%–
PPCPilgrims Pride CorpStock22,992$936.0K<0.1%History
Two RDS Shared Tr90214Q774LDRSHS ALPFACT20,131$900.0K<0.1%–
Fidelity Greenwood Street Tr31624J737DYNA BUF EQU ETF27,026$809.0K<0.1%–
Tidal ETF Tr886364181UNUSUAL WHALE SU20,945$763.0K<0.1%–
Two RDS Shared Tr90214Q691LEASERSHS ALPHAF18,348$759.0K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF26,438$712.0K<0.1%–
ENXEaton Vance New York Municipal Bond FundCOM72,113$711.0K<0.1%History
VBTXVeritex Holdings, Inc.COM20,732$695.0K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF15,634$593.0K<0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A14,310$552.0K<0.1%History
IMSRTerrestrial Energy Inc.SHS CL A32,571$534.0K<0.1%History
HRIHerc Holdings IncCOM4,485$523.0K<0.1%History
Two RDS Shared Tr90214Q683LEADERSHARES EQT14,503$522.0K<0.1%–
LENZLENZ Therapeutics, Inc.COM10,946$510.0K<0.1%History
OPRAOpera LtdSPONSORED ADS24,410$504.0K<0.1%History
WisdomTree Tr97717W125FUTRE STRAT FD12,357$468.0K<0.1%–
ATLOAmes National CorpCOM22,825$462.0K<0.1%History
CORZCore Scientific, Inc.COM25,592$459.0K<0.1%History
SRADSportradar Group AGCLASS A ORD SHS16,687$449.0K<0.1%History
Tidal Trust III45259A415AZORIA 500 MERIT20,777$444.0K<0.1%–
EBMTEagle Bancorp Montana, Inc.COM25,523$441.0K<0.1%History
Two RDS Shared Tr90214Q675LEADERSHARES DY19,285$438.0K<0.1%–
Magic Software Enterprises L559166103ORD20,667$422.0K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,215$418.0K<0.1%–
QFINQfin Holdings, Inc.AMERICAN DEP13,845$398.0K<0.1%History
LGIHLGI Homes, Inc.COM7,664$396.0K<0.1%History
Innov Prem Inc 30 Barr - Jan45783Y376ETP15,907$393.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock30,981$388.0K<0.1%–
SINTSintx Technologies, Inc.COM NEW94,929$388.0K<0.1%History
AVTAvnet IncCOM7,287$381.0K<0.1%History
NCNOnCino, Inc.COM13,468$365.0K<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM10,996$357.0K<0.1%History
JLSNuveen Mortgage & Income FundCOM18,299$343.0K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS5,071$339.0K<0.1%History
CXTCrane NXT, Co.COM4,947$332.0K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT10,072$330.0K<0.1%–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,065$327.0K<0.1%–
Dimensional ETF Trust25434V534EMERGING MRKTETS5,778$327.0K<0.1%–
Fidelity Merrimack STR Tr316188705INVESTMENT GR SE7,389$326.0K<0.1%–
URBNUrban Outfitters IncCOM4,545$325.0K<0.1%History
Valkyrie ETF Trust II91917A108BITCOIN STRATEGY18,313$318.0K<0.1%–
FTDRFrontdoor, Inc.COM4,682$315.0K<0.1%History
iShares Inc464286251JP MRG EM CRP BD6,760$312.0K<0.1%–
WORWorthington Enterprises, Inc.COM5,328$296.0K<0.1%History
FFBCFirst Financial BancorpCOM11,650$294.0K<0.1%History
WDWalker & Dunlop, Inc.COM3,486$292.0K<0.1%History
UPBUpstream Bio, Inc.COM15,503$292.0K<0.1%History
American Centy ETF Tr025072752LARG CA EQUI ETF3,759$290.0K<0.1%–
Franklin Templeton ETF Tr35473P207LIBERTYQ EMERG9,018$290.0K<0.1%–
ETNB89bio, Inc.COM19,631$289.0K<0.1%History
STNStantec IncCOM2,662$287.0K<0.1%History
UHALU-Haul Holding CoCOM5,023$287.0K<0.1%History
OFIXOrthofix Medical Inc.COM19,562$286.0K<0.1%History
First Tr Exchange-Traded FD33734G108COM9,887$278.0K<0.1%–
SBGISinclair, Inc.CL A18,302$276.0K<0.1%History
MHKMohawk Industries IncCOM2,124$274.0K<0.1%History
ProShares Tr74348A145PET CARE ETF4,820$270.0K<0.1%–
AKO.BAndina Bottling Co IncSPON ADR B11,373$269.0K<0.1%History
iShares Tr464288497DEVSMCP EXNA ETF3,994$269.0K<0.1%–
CFSBCFSB Bancorp, Inc.COM19,000$268.0K<0.1%History
CHRDChord Energy CorpCOM NEW2,651$263.0K<0.1%History