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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Feb 10, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
4,087
+32 vs. Q3 2024
Portfolio value
$68.4B
+$2.43B (+3.7%) vs. Q3 2024
Filed
Feb 10, 2025
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Inspirato Inc45791E115EQUITY WRT30,000$00.0%00.0%Unchanged–
CUTRCutera IncCOM10,200$4.00K<0.1%−250−2.4%ReducedHistory
CLRBCellectar Biosciences, Inc.COM12,051$4.00K<0.1%+12,051NewHistory
TRXTRX GOLD CorpCOM14,000$4.00K<0.1%−2,000−12.5%ReducedHistory
PNSTPinstripes Holdings, Inc.CL A COM11,598$5.00K<0.1%+11,598NewHistory
Liberty Media Corp530715AG6DEB 4.000%11/116,289$6.00K<0.1%+16,289New–
MRNSMarinus Pharmaceuticals, Inc.COM NEW12,518$7.00K<0.1%−100−0.8%ReducedHistory
EDVAEndovia Health Sciences, Inc.COM NEW46,000$7.00K<0.1%+25,000+119.0%AddedHistory
WKHSWorkhorse Group Inc.COM SHS10,311$7.00K<0.1%−108−1.0%ReducedHistory
OMEXOdyssey Marine Exploration IncCOM NEW10,720$8.00K<0.1%+10,720NewHistory
cbdMD, Inc.12482W200COM10,000$8.00K<0.1%00.0%Unchanged–
SOARVolato Group, Inc.CL A COM35,283$9.00K<0.1%+13,217+59.9%AddedHistory
HYPRHyperfine, Inc.COM CL A11,500$10.0K<0.1%+11,500NewHistory
PPL Cap FDG Inc69352PAS2NOTE 2.875% 3/110,000$10.0K<0.1%+10,000New–
Starwood Ppty Tr Inc85571BBA2NOTE 6.750% 7/110,000$10.0K<0.1%+10,000New–
CLSDClearside Biomedical, Inc.COM10,000$10.0K<0.1%00.0%UnchangedHistory
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/110,000$10.0K<0.1%+10,000New–
MCRBSeres Therapeutics, Inc.COM11,598$10.0K<0.1%+500+4.5%AddedHistory
VXRTVaxart, Inc.COM NEW15,781$10.0K<0.1%−670−4.1%ReducedHistory
Ford MTR Co Del345370CZ1NOTE 3/110,000$10.0K<0.1%+10,000New–
IGCIGC Pharma, Inc.COM NEW34,600$12.0K<0.1%−10,000−22.4%ReducedHistory
STTKShattuck Labs, Inc.COM10,000$12.0K<0.1%+10,000NewHistory
TOMZTOMI Environmental Solutions, Inc.COM NEW11,050$12.0K<0.1%00.0%UnchangedHistory
QVCGAOld QVC Group, Inc.COM SER A37,383$12.0K<0.1%−2,759−6.9%ReducedHistory
EPOWE-Power Inc.SHS14,002$12.0K<0.1%−112−0.8%ReducedHistory
FUBOFuboTV Inc.COM10,407$13.0K<0.1%+10,407NewHistory
Etsy Inc29786AAL0NOTE 0.125% 9/015,000$13.0K<0.1%+15,000New–
SLSSELLAS Life Sciences Group, Inc.COM NEW12,054$13.0K<0.1%−3,500−22.5%ReducedHistory
BCABBioAtla, Inc.COM21,800$13.0K<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A21,948$13.0K<0.1%−7,290−24.9%ReducedHistory
JOBGEE Group Inc.COM66,200$14.0K<0.1%00.0%UnchangedHistory
RANIRani Therapeutics Holdings, Inc.COM CL A10,409$14.0K<0.1%+10,409NewHistory
OTLYOatly Group ABSPONSORED ADS21,492$14.0K<0.1%−10,334−32.5%ReducedHistory
SKYXSKYX Platforms Corp.COM12,585$15.0K<0.1%+12,585NewHistory
KPTIKaryopharm Therapeutics Inc.COM22,288$15.0K<0.1%+82+0.4%AddedHistory
NBNiocorp Developments LtdCOM NEW10,174$16.0K<0.1%00.0%UnchangedHistory
MIRAMira Pharmaceuticals, Inc.COM15,072$17.0K<0.1%+15,072NewHistory
CIFMFS Intermediate High Income FundSH BEN INT10,185$18.0K<0.1%−914−8.2%ReducedHistory
RGLSRegulus Therapeutics Inc.COM11,700$18.0K<0.1%+200+1.7%AddedHistory
BENFBeneficientCOM24,149$18.0K<0.1%+10,000+70.7%AddedHistory
EQEquillium, Inc.COM25,000$19.0K<0.1%00.0%UnchangedHistory
STEXStreamex Corp.COM12,520$19.0K<0.1%+12,520NewHistory
XFORX4 Pharmaceuticals, IncCOM25,250$19.0K<0.1%00.0%UnchangedHistory
Haemonetics Corp Mass405024AB6NOTE 3/020,000$19.0K<0.1%+10,000+100.0%Added–
WTIW&T Offshore IncCOM11,995$20.0K<0.1%−1,786−13.0%ReducedHistory
Lyft, Inc.55087PAB0NOTE 1.500% 5/120,000$20.0K<0.1%+20,000New–
NRSNNeuroSense Therapeutics Ltd.ORDINARY SHARES16,250$20.0K<0.1%+3,625+28.7%AddedHistory
OPTTOcean Power Technologies, Inc.COM NEW20,400$21.0K<0.1%−3,000−12.8%ReducedHistory
ZOMDFZomedica Corp.COM178,285$21.0K<0.1%−125−0.1%ReducedHistory
GRWGGrowGeneration Corp.COM13,173$22.0K<0.1%−16,550−55.7%ReducedHistory
LGVNLongeveron Inc.CL A NEW12,455$22.0K<0.1%+12,455NewHistory
MVISMicrovision, Inc.COM NEW16,527$22.0K<0.1%00.0%UnchangedHistory
RVPHReviva Pharmaceuticals Holdings, Inc.COM12,892$23.0K<0.1%+550+4.5%AddedHistory
EDITEditas Medicine, Inc.COM18,828$24.0K<0.1%−815−4.1%ReducedHistory
GNLXGENELUX CorpCOM10,083$24.0K<0.1%−3,484−25.7%ReducedHistory
Liberty Media Corp531229AQ5NOTE 2.250% 8/120,000$24.0K<0.1%+20,000New–
TGBTrekor Metals LtdCOM12,614$24.0K<0.1%+395+3.2%AddedHistory
UBXUnity Biotechnology, Inc.COM24,232$24.0K<0.1%+120+0.5%AddedHistory
LUNALuna Innovations IncCOM11,351$25.0K<0.1%−5,241−31.6%ReducedHistory
i3 Verticals, Inc.44933TAB2NOTE 1.000% 2/125,000$25.0K<0.1%00.0%Unchanged–
Affimed N VN01045207ORDINARY SHS NEW21,374$25.0K<0.1%−379−1.7%Reduced–
PSNYPolestar Automotive Holding UK PLCADS A25,672$27.0K<0.1%−2,000−7.2%ReducedHistory
ALXOAlx Oncology Holdings IncCOM16,909$28.0K<0.1%+1,069+6.7%AddedHistory
FLNTFluent, Inc.COM NEW11,112$28.0K<0.1%−1,600−12.6%ReducedHistory
CNTBConnect Biopharma Holdings LtdADS20,000$28.0K<0.1%00.0%UnchangedHistory
Emx Rty Corp26873J107COM16,019$28.0K<0.1%00.0%Unchanged–
STISolidion Technology Inc.COM40,000$28.0K<0.1%+40,000NewHistory
LCTXLineage Cell Therapeutics, Inc.COM58,708$30.0K<0.1%+10,447+21.6%AddedHistory
ASRTAssertio Holdings, Inc.COM NEW34,101$30.0K<0.1%+34,101NewHistory
UROYUranium Royalty Corp.COM13,761$30.0K<0.1%+612+4.7%AddedHistory
GOSSGossamer Bio, Inc.COM34,471$31.0K<0.1%00.0%UnchangedHistory
AIREreAlpha Tech Corp.COM10,800$31.0K<0.1%00.0%UnchangedHistory
ESPREsperion Therapeutics, Inc.COM14,737$32.0K<0.1%−4,500−23.4%ReducedHistory
CGENCompugen LtdORD20,791$32.0K<0.1%+20,791NewHistory
DDD3D Systems CorpCOM NEW10,199$33.0K<0.1%−636−5.9%ReducedHistory
Advisorshares Tr00768Y495PURE CANNABIS13,517$33.0K<0.1%−1,059−7.3%Reduced–
Innoviva, Inc.45781MAB7NOTE 2.500% 8/130,000$33.0K<0.1%+30,000New–
WIMIWiMi Hologram Cloud Inc.SPON ADS CL B18,000$33.0K<0.1%+18,000NewHistory
NGNovagold Resources IncCOM NEW10,115$34.0K<0.1%−23,396−69.8%ReducedHistory
DNNDenison Mines Corp.COM19,964$36.0K<0.1%+8,500+74.1%AddedHistory
ACRSAclaris Therapeutics, Inc.COM14,694$36.0K<0.1%+14,694NewHistory
Bitfarms Ltd Com09173B107Stock24,105$36.0K<0.1%+2,319+10.6%Added–
CREXCreative Realities, Inc.COM15,100$37.0K<0.1%+15,100NewHistory
BARKBark, Inc.COM20,151$37.0K<0.1%00.0%UnchangedHistory
MGFAberdeen Government Markets Income FundSH BEN INT12,668$39.0K<0.1%+42+0.3%AddedHistory
ATAIAtai Beckley N.V.SHS29,157$39.0K<0.1%00.0%UnchangedHistory
WWRWestwater Resources, Inc.COM NEW56,000$40.0K<0.1%00.0%UnchangedHistory
TNXPTonix Pharmaceuticals Holding Corp.COM NEW120,292$40.0K<0.1%+120,292NewHistory
BRLTBrilliant Earth Group, Inc.CL A COM19,390$41.0K<0.1%00.0%UnchangedHistory
PYXSPyxis Oncology, Inc.COMMON STOCK26,250$41.0K<0.1%+10,000+61.5%AddedHistory
SVCService Properties TrustCOM SH BEN INT15,975$41.0K<0.1%−850−5.1%ReducedHistory
GPGreenpower Motor Co Inc.COM NEW52,723$41.0K<0.1%00.0%UnchangedHistory
VGZVista Gold CorpCOM NEW75,000$42.0K<0.1%00.0%UnchangedHistory
LIDRAEye, Inc.CL A NEW34,169$43.0K<0.1%+34,169NewHistory
ATOSAtossa Therapeutics, Inc.COM46,001$43.0K<0.1%+9,978+27.7%AddedHistory
TELFYTelefonica S ASPONSORED ADR10,650$43.0K<0.1%−480−4.3%ReducedHistory
AKBAAkebia Therapeutics, Inc.COM22,984$44.0K<0.1%+2,248+10.8%AddedHistory
ABATAmerican Battery Technology CoCOM NEW17,721$44.0K<0.1%−17−0.1%ReducedHistory
HCI Group, Inc.40416EAF0NOTE 4.750% 6/030,000$46.0K<0.1%+30,000New–
VFFVillage Farms International, Inc.COM61,150$47.0K<0.1%+50.0%AddedHistory

Sold out since Q3 2024 (197)

Positions held at the end of Q3 2024 that are gone from this filing.

The largest 100 of 197 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
iShares Tr46434VBG4IBONDS DEC24 ETF1,250,521$31.5M<0.1%–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB608,238$12.8M<0.1%–
iShares Tr46436E874IBONDS 24 TRM TS497,623$11.9M<0.1%–
iShares Tr46435U697IBONDS DEC159,647$4.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY179,020$4.07M<0.1%–
MROMarathon Oil CorpCOM137,680$3.67M<0.1%History
FLNAFilana Therapeutics, Inc.COM119,431$3.52M<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI101,237$2.51M<0.1%–
DBX ETF Tr233051705XTRACK MUN INFRA94,626$2.47M<0.1%–
TTPTortoise Pipeline & Energy Fund, Inc.COM47,031$1.99M<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK71,409$1.82M<0.1%–
SWNSouthwestern Energy CoCOM132,078$939.0K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG36,454$849.0K<0.1%–
GRBKGreen Brick Partners, Inc.COM9,015$753.0K<0.1%History
NXHNeighborhood Intelligence, Inc.COM73,872$745.0K<0.1%History
TBLATaboola.com Ltd.ORD SHS201,531$677.0K<0.1%History
AGRAvangrid, Inc.COM18,781$672.0K<0.1%History
J P Morgan Exchange Traded F46654Q823BETABUILDERS US5,887$580.0K<0.1%–
HYHyster-Yale, Inc.CL A8,126$518.0K<0.1%History
PRMWPrimo Water CorpCOM19,397$490.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS21,896$481.0K<0.1%–
RCMR1 RCM Inc.COM33,623$476.0K<0.1%History
LCIILci IndustriesCOM3,736$450.0K<0.1%History
First Tr Exchange-Traded FD33734X747EMER MA HUMA ETF18,708$442.0K<0.1%–
NDPTortoise Energy Independence Fund, Inc.COM11,710$441.0K<0.1%History
PPCPilgrims Pride CorpStock9,373$432.0K<0.1%History
Innovator ETFs Trust45783Y756LADDERED ALC BFR13,386$423.0K<0.1%–
ESEAEuroseas Ltd.SHS8,518$416.0K<0.1%History
T Rowe Price Exchange-Traded87283Q602QM US BOND ETF9,443$413.0K<0.1%–
PTENPatterson Uti Energy IncCOM53,585$410.0K<0.1%History
ORANYOrangeSPONSORED ADR35,595$409.0K<0.1%History
Series Portfolios Tr81752T510UNUSUAL WHLS DEM10,873$407.0K<0.1%–
VSTOVista Outdoor Inc.COM10,203$400.0K<0.1%History
CXWCoreCivic, Inc.COM30,292$383.0K<0.1%History
Global X FDS37960A636EMERGING MARK13,131$372.0K<0.1%–
ARMKAramarkCOM9,534$369.0K<0.1%History
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM17,391$366.0K<0.1%History
FXBInvesco CurrencyShares British Pound Sterling TrustBRIT POUN STRL2,812$362.0K<0.1%History
BOCBoston Omaha CorpStock23,428$348.0K<0.1%History
First Tr Exch Traded FD III33740J203EQUITY MARKET NE17,358$344.0K<0.1%–
FMXMexican Economic Development IncSPON ADR UNITS3,471$343.0K<0.1%History
SCLStepan CoCOM4,404$340.0K<0.1%History
FINVFinVolution GroupSPONSORED ADS54,086$334.0K<0.1%History
VGRVector Group LtdCOM22,323$333.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR14,306$327.0K<0.1%–
NATLNCR Atleos CorpCOM SHS11,015$314.0K<0.1%History
TEXTerex CorpStock5,879$311.0K<0.1%History
ATKRAtkore Inc.COM3,606$306.0K<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM5,936$301.0K<0.1%History
iShares Tr46436E221ESG AWR MSCI USA9,814$294.0K<0.1%–
IBCPIndependent Bank CorpCOM NEW8,610$287.0K<0.1%History
ProShares Tr74348A814INFLATN EXPECTNS8,861$285.0K<0.1%–
TDCTeradata CorpStock9,367$284.0K<0.1%History
WSRWhitestone REITCOM20,597$279.0K<0.1%History
MSBIMidland States Bancorp, Inc.COM12,468$279.0K<0.1%History
ETF Ser Solutions26922A511US DIVERSIFIED8,134$279.0K<0.1%–
INSWInternational Seaways, Inc.COM5,400$278.0K<0.1%History
AMPHAmphastar Pharmaceuticals, Inc.COM5,651$274.0K<0.1%History
GOLDGold.com, Inc.COM6,005$265.0K<0.1%History
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X5,947$264.0K<0.1%–
SGISomnigroup International Inc.COM4,782$261.0K<0.1%History
CELCCelcuity Inc.COM17,478$261.0K<0.1%History
Vanguard World FD921910691ESG US CORP BD4,007$260.0K<0.1%–
ETF Ser Solutions26922A586AAM S&P EMRG13,109$260.0K<0.1%–
CSIQCanadian Solar Inc.COM15,464$259.0K<0.1%History
RNGRingCentral, Inc.CL A8,114$257.0K<0.1%History
SMARSmartsheet IncCOM CL A4,649$257.0K<0.1%History
CXTCrane NXT, Co.COM4,564$256.0K<0.1%History
ALITAlight, Inc. / DelawareCOM CL A34,431$255.0K<0.1%History
VRNSVaronis Systems IncCOM4,481$253.0K<0.1%History
VCTRVictory Capital Holdings, Inc.COM CL A4,525$251.0K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM1,041$246.0K<0.1%History
DINDine Brands Global, Inc.COM7,887$246.0K<0.1%History
PIImpinj IncCOM1,119$242.0K<0.1%History
PIMCO ETF Tr72201R30415+ YR US TIPS4,160$240.0K<0.1%–
T Rowe Price Exchange-Traded87283Q834INTL EQUITY ETF8,135$237.0K<0.1%–
NSPInsperity, Inc.COM2,694$237.0K<0.1%History
Global X FDS37960A735GBL X BLOCKCHAIN4,905$231.0K<0.1%–
DKLDelek Logistics Partners, LPCOM UNT RP INT5,273$231.0K<0.1%History
Capitol Ser Tr14064D519HULL TACTICAL5,211$229.0K<0.1%–
EGOEldorado Gold CorpCOM13,111$228.0K<0.1%History
AMKRAmkor Technology, Inc.COM7,422$227.0K<0.1%History
FCNFti Consulting, IncCOM999$227.0K<0.1%History
Listed FD Tr53656G514HORIZON KINETICS7,799$227.0K<0.1%–
Flexshares Tr33939L761CR SCD US BD4,550$224.0K<0.1%–
Victory Portfolios II92647X806VS NASDQ NXT 507,138$223.0K<0.1%–
WSCWillScot Holdings CorpCOM CL A5,911$222.0K<0.1%History
OXSQOxford Square Capital Corp.COM78,277$222.0K<0.1%History
RCIRogers Communications IncCL B5,442$219.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z9,381$219.0K<0.1%History
Flexshares Tr33939L811INTL QLTDV DEF9,263$216.0K<0.1%–
AXNXAxonics, Inc.COM3,083$215.0K<0.1%History
FLNGFlex LNG Ltd.SHS8,383$213.0K<0.1%History
ADMAAdma Biologics, Inc.COM10,564$211.0K<0.1%History
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF3,455$211.0K<0.1%–
Tidal Trust I886364645SONICSHARES GBL5,879$209.0K<0.1%–
MURMurphy Oil CorpCOM6,209$209.0K<0.1%History
Innovator ETFs Tr45783Y632PREM INCM 10 BAR8,475$209.0K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF9,760$208.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG8,058$207.0K<0.1%–