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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Jul 31, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
4,033
+14 vs. Q1 2024
Portfolio value
$63.2B
+$2.99B (+5.0%) vs. Q1 2024
Filed
Jul 31, 2024
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
The Lion Electric Company536221112*W EXP 05/06/20211,000$00.0%−2,500−18.5%Reduced–
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20212,277$00.0%00.0%UnchangedHistory
Inspirato Inc45791E115EQUITY WRT30,000$00.0%00.0%Unchanged–
TPHSTrinity Place Holdings Inc.COM12,802$2.00K<0.1%00.0%UnchangedHistory
ZSQRZ Squared Inc.COM10,000$3.00K<0.1%+10,000NewHistory
ASXCAsensus Surgical, Inc.COM12,176$4.00K<0.1%−121−1.0%ReducedHistory
HYZNHyzon Motors Inc.COMMON STOCK13,510$4.00K<0.1%00.0%UnchangedHistory
KOREKORE Group Holdings, Inc.Common10,000$4.00K<0.1%00.0%UnchangedHistory
ELBMElectra Battery Materials CorpCOM NEW10,080$4.00K<0.1%00.0%UnchangedHistory
KITTNauticus Robotics, Inc.COM27,700$4.00K<0.1%+27,700NewHistory
SLNASelina Hospitality PLCORDINARY SHARES60,000$4.00K<0.1%+60,000NewHistory
APLMApollomics Inc.CL A SHS20,000$4.00K<0.1%00.0%UnchangedHistory
OPTTOcean Power Technologies, Inc.COM NEW25,005$5.00K<0.1%−24,450−49.4%ReducedHistory
MOVECorvex, Inc.COM18,000$5.00K<0.1%−3,000−14.3%ReducedHistory
DPRODraganfly Inc.COM NEW20,384$5.00K<0.1%−11,702−36.5%ReducedHistory
CYNCyngn Inc.COM73,824$5.00K<0.1%+73,824NewHistory
SPECSpectaire Holdings Inc.COM10,000$5.00K<0.1%+10,000NewHistory
GEVOGevo, Inc.COM PAR10,444$6.00K<0.1%−2,663−20.3%ReducedHistory
cbdMD, Inc.12482W200COM10,000$6.00K<0.1%00.0%Unchanged–
UAMYUnited States Antimony CorpCOM20,430$7.00K<0.1%00.0%UnchangedHistory
AQMSAqua Metals, Inc.COM21,397$7.00K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM16,600$7.00K<0.1%+5,335+47.4%AddedHistory
AKLIAkili, Inc.COMMON STOCK15,396$7.00K<0.1%00.0%UnchangedHistory
FFAIFaraday Future Intelligent Electric Inc.COM CL A13,778$7.00K<0.1%+13,778NewHistory
DMRADamora Therapeutics, Inc.COM16,027$8.00K<0.1%−6,472−28.8%ReducedHistory
MTNBMatinas BioPharma Holdings, Inc.COM48,300$8.00K<0.1%−1,000−2.0%ReducedHistory
MCRBSeres Therapeutics, Inc.COM11,368$8.00K<0.1%00.0%UnchangedHistory
TAOPTaoping Inc.SHS NEW12,000$8.00K<0.1%+12,000NewHistory
QUBTQuantum Computing Inc.COM17,350$9.00K<0.1%+1,600+10.2%AddedHistory
Brenmiller Energy LtdM2R43K362Common Stock10,000$9.00K<0.1%+10,000New–
NXG Nextgen Infrastr Incm FD231647132RIGHT 07/17/202416,817$9.00K<0.1%+16,817New–
Pennymac Corp70932AAD5NOTE 5.500%11/010,000$10.0K<0.1%00.0%Unchanged–
SQFTPresidio Property Trust, Inc.COM CL A13,728$10.0K<0.1%00.0%UnchangedHistory
Redwood Tr Inc758075AD7NOTE 5.625% 7/110,000$10.0K<0.1%00.0%Unchanged–
MEHCQChrome Holding Co.CLASS A COM26,711$10.0K<0.1%+3,541+15.3%AddedHistory
AIREreAlpha Tech Corp.COM10,800$10.0K<0.1%+10,800NewHistory
VXRTVaxart, Inc.COM NEW16,621$11.0K<0.1%+208+1.3%AddedHistory
EPOWE-Power Inc.SHS14,248$11.0K<0.1%00.0%UnchangedHistory
Cybin Ord23256X100COM43,658$12.0K<0.1%−940−2.1%Reduced–
WWWW International, Inc.COM10,103$12.0K<0.1%+85+0.8%AddedHistory
ABTCAmerican Bitcoin Corp.COM10,001$12.0K<0.1%+10,001NewHistory
RGTIRigetti Computing, Inc.COMMON STOCK11,975$13.0K<0.1%−7,686−39.1%ReducedHistory
MVISMicrovision, Inc.COM NEW11,957$13.0K<0.1%+11,957NewHistory
ALLKAllakos Inc.COM12,889$13.0K<0.1%−1,000−7.2%ReducedHistory
CLSDClearside Biomedical, Inc.COM10,000$13.0K<0.1%+10,000NewHistory
SOARVolato Group, Inc.CL A COM22,066$13.0K<0.1%00.0%UnchangedHistory
FRZAForza X1, Inc.COM33,300$13.0K<0.1%00.0%UnchangedHistory
CEINViking Global Technologies, Inc.COM111,114$13.0K<0.1%+10,000+9.9%AddedHistory
MVSTMicrovast Holdings, Inc.COM31,354$14.0K<0.1%+5,000+19.0%AddedHistory
MRNSMarinus Pharmaceuticals, Inc.COM NEW11,633$14.0K<0.1%+11,633NewHistory
ICCTiCoreConnect Inc.COM15,334$14.0K<0.1%00.0%UnchangedHistory
IGCIGC Pharma, Inc.COM NEW34,600$15.0K<0.1%+34,600NewHistory
DAREDare Bioscience, Inc.COM45,925$15.0K<0.1%00.0%UnchangedHistory
XFORX4 Pharmaceuticals, IncCOM25,100$15.0K<0.1%00.0%UnchangedHistory
CUTRCutera IncCOM10,450$16.0K<0.1%+10,450NewHistory
EQEquillium, Inc.COM25,000$17.0K<0.1%00.0%UnchangedHistory
PACBPacific Biosciences of California, Inc.COM12,790$18.0K<0.1%−1,080−7.8%ReducedHistory
RCATRed Cat Holdings, Inc.Stock16,694$19.0K<0.1%−183−1.1%ReducedHistory
NBNiocorp Developments LtdCOM NEW11,128$19.0K<0.1%+11,128NewHistory
SLSSELLAS Life Sciences Group, Inc.COM NEW15,554$19.0K<0.1%+1,500+10.7%AddedHistory
CIFMFS Intermediate High Income FundSH BEN INT11,017$19.0K<0.1%+83+0.8%AddedHistory
BIMIBIMI Holdings Inc.COM NEW14,600$19.0K<0.1%+3,950+37.1%AddedHistory
JOBGEE Group Inc.COM66,200$20.0K<0.1%+1,500+2.3%AddedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR20,195$20.0K<0.1%+3,849+23.5%AddedHistory
BIRDSmartbird, Inc.COM CL A40,588$20.0K<0.1%+2,476+6.5%AddedHistory
DNNDenison Mines Corp.COM10,777$21.0K<0.1%−1,700−13.6%ReducedHistory
AKBAAkebia Therapeutics, Inc.COM20,736$21.0K<0.1%−1,284−5.8%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM59,748$21.0K<0.1%−204−0.3%ReducedHistory
PSNYPolestar Automotive Holding UK PLCADS A26,308$21.0K<0.1%+4,136+18.7%AddedHistory
OGIOrganigram Global Inc.Stock13,444$21.0K<0.1%+2,702+25.2%AddedHistory
GAUGaliano Gold Inc.COM12,675$22.0K<0.1%+12,675NewHistory
KPTIKaryopharm Therapeutics Inc.COM25,206$22.0K<0.1%−200−0.8%ReducedHistory
QSIQuantum-Si IncCOM CL A22,410$24.0K<0.1%−6,000−21.1%ReducedHistory
AMLIFAmerican Lithium Corp.COM44,007$24.0K<0.1%+845+2.0%AddedHistory
i3 Verticals, Inc.44933TAB2NOTE 1.000% 2/125,000$24.0K<0.1%00.0%Unchanged–
CVMCel Sci CorpCOM PAR NEW21,373$25.0K<0.1%−215−1.0%ReducedHistory
Everbridge, Inc.29978AAC8NOTE 0.125%12/125,000$25.0K<0.1%00.0%Unchanged–
GNLXGENELUX CorpCOM13,112$26.0K<0.1%+13,112NewHistory
ZOMDFZomedica Corp.COM179,060$26.0K<0.1%−35,730−16.6%ReducedHistory
HTZWWHertz Global Holdings, IncCommon Stock10,810$26.0K<0.1%00.0%UnchangedHistory
IAUXi-80 Gold Corp.COM25,445$27.0K<0.1%+25,445NewHistory
ABATAmerican Battery Technology CoCOM NEW21,322$27.0K<0.1%+32+0.2%AddedHistory
WWRWestwater Resources, Inc.COM NEW56,000$27.0K<0.1%+56,000NewHistory
GANGAN LtdORD SHS18,604$27.0K<0.1%−3,900−17.3%ReducedHistory
GOSSGossamer Bio, Inc.COM31,171$28.0K<0.1%−15,732−33.5%ReducedHistory
TALKTalkspace, Inc.COM11,985$28.0K<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM28,497$28.0K<0.1%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK18,041$29.0K<0.1%−101−0.6%ReducedHistory
ONDSOndas Inc.COM NEW49,685$29.0K<0.1%00.0%UnchangedHistory
WTIW&T Offshore IncCOM13,779$29.0K<0.1%+3,379+32.5%AddedHistory
Emx Rty Corp26873J107COM16,019$29.0K<0.1%00.0%Unchanged–
OTLYOatly Group ABSPONSORED ADS31,126$29.0K<0.1%−970−3.0%ReducedHistory
OKUROnKure Therapeutics, Inc.COM19,347$29.0K<0.1%00.0%UnchangedHistory
BENFBeneficientCOM13,149$29.0K<0.1%+13,149NewHistory
BCABBioAtla, Inc.COM21,800$30.0K<0.1%−2,193−9.1%ReducedHistory
CNTBConnect Biopharma Holdings LtdADS20,000$30.0K<0.1%00.0%UnchangedHistory
UROYUranium Royalty Corp.COM13,149$30.0K<0.1%+400+3.1%AddedHistory
KSCPKnightscope, Inc.CLASS A COM96,577$30.0K<0.1%+50,034+107.5%AddedHistory
EOSEEos Energy Enterprises, Inc.COM CL A24,370$31.0K<0.1%+2,300+10.4%AddedHistory
VUZIVuzix CorpCOM NEW22,850$31.0K<0.1%+650+2.9%AddedHistory

Sold out since Q1 2024 (193)

Positions held at the end of Q1 2024 that are gone from this filing.

The largest 100 of 193 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
PXDPioneer Natural Resources CoCOM47,321$12.4M<0.1%History
MACMacerich CoCOM428,936$7.39M<0.1%History
ZEUSOlympic Steel IncCOM41,221$2.92M<0.1%History
VSTSVestis CorpCOM SHS120,230$2.32M<0.1%History
SWAVShockwave Medical, Inc.COM5,817$1.89M<0.1%History
iShares Tr46436E320HIGH YLD CORP BD55,491$1.86M<0.1%–
CTLTCatalent, Inc.COM30,744$1.74M<0.1%History
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF53,903$1.67M<0.1%–
SMARSmartsheet IncCOM CL A40,716$1.57M<0.1%History
DBX ETF Tr233051101XTRACK MSCI EMRG62,050$1.49M<0.1%–
iShares Inc464286822MSCI MEXICO ETF18,081$1.25M<0.1%–
Indexiq ETF Tr45409B396IQ CHAIKIN US32,386$1.21M<0.1%–
MDCSekisui House U.S., Inc.COM16,986$1.07M<0.1%History
First Tr Energy Income & Gro33738G104COM54,093$884.0K<0.1%–
STNEStoneCo Ltd.COM49,501$822.0K<0.1%History
TSITCW Strategic Income Fund IncCOM162,501$782.0K<0.1%History
GTESGates Industrial Corp Ltd.ORD SHS42,919$760.0K<0.1%History
PLABPhotronics IncCOM26,405$748.0K<0.1%History
ADNTAdient plcStock22,228$732.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A2,114$731.0K<0.1%History
CMRECostamare Inc.SHS62,637$711.0K<0.1%History
CLFDClearfield, Inc.COM22,635$698.0K<0.1%History
EPCEdgewell Personal Care CoCOM17,733$685.0K<0.1%History
AXSAxis Capital Holdings LtdSHS10,294$669.0K<0.1%History
iShares Tr46435U374MSCI JP VALUE19,315$642.0K<0.1%–
TDCTeradata CorpStock16,391$634.0K<0.1%History
CPECallon Petroleum CoCOM16,754$599.0K<0.1%History
QGENQiagen N.V.Stock13,854$596.0K<0.1%History
First Tr Energy Infrastrctr33738C103COM32,599$592.0K<0.1%–
SIGSignet Jewelers LtdSHS5,875$588.0K<0.1%History
AGYSAgilysys IncCOM6,936$584.0K<0.1%History
Global X FDS37960A5371-3 MONTH T-BILL21,900$550.0K<0.1%–
SERASera Prognostics, Inc.CLASS A COM58,123$529.0K<0.1%History
JPMorgan Chase & Co46625H365ALERIAN ML ETN18,306$522.0K<0.1%–
Innovator ETFs Trust45783Y350INTL DEVELOPED P19,452$506.0K<0.1%–
Invesco Actively Managed ETF46090A853INVSCO HY BD FCT21,799$487.0K<0.1%–
ZGZillow Group, Inc.CL A10,045$481.0K<0.1%History
DARDarling Ingredients Inc.COM9,771$454.0K<0.1%History
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR19,638$437.0K<0.1%History
PERIPerion Network Ltd.SHS NEW18,838$423.0K<0.1%History
MEDMedifast IncCOM10,971$420.0K<0.1%History
PPCPilgrims Pride CorpStock12,060$414.0K<0.1%History
Nushares ETF Tr67092P854ESG HI TLD CRP19,308$408.0K<0.1%–
LPGDorian LPG Ltd.SHS USD10,398$400.0K<0.1%History
AIRCApartment Income REIT Corp.COM12,178$395.0K<0.1%History
BEAMBeam Therapeutics Inc.COM11,864$392.0K<0.1%History
SEMRSEMrush Holdings, Inc.CL A COM29,356$389.0K<0.1%History
ETF Ser Solutions26922A131CLERSHS PITON IN4,150$381.0K<0.1%–
Trust for Professional Manag89834G729ACTIVEPASSIVE US11,264$364.0K<0.1%–
PHINPhinia Inc.COMMON STOCK8,641$332.0K<0.1%History
DLYDoubleLine Yield Opportunities FundCOM20,639$329.0K<0.1%History
NAVINavient CorpCOM18,754$326.0K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM973$322.0K<0.1%History
OVVOvintiv Inc.COM6,146$319.0K<0.1%History
CVSACovista Inc.COM6,054$311.0K<0.1%History
CSIQCanadian Solar Inc.COM15,487$306.0K<0.1%History
DGIIDigi International IncCOM9,266$296.0K<0.1%History
APLSApellis Pharmaceuticals, Inc.COM4,919$289.0K<0.1%History
IARTIntegra Lifesciences Holdings CorpCOM NEW7,930$281.0K<0.1%History
SILKSilk Road Medical IncCOM15,351$281.0K<0.1%History
CERTCertara, Inc.COM15,587$279.0K<0.1%History
NSNuStar Energy L.P.UNIT COM11,916$277.0K<0.1%History
AVTRAvantor, Inc.COM10,742$275.0K<0.1%History
FBPFirst BancorpCOM NEW15,579$273.0K<0.1%History
CWENClearway Energy, Inc.CL C11,817$272.0K<0.1%History
ALVAutoliv IncCOM2,244$270.0K<0.1%History
BLBlackline, Inc.COM4,127$267.0K<0.1%History
ALGTAllegiant Travel COCOM3,496$263.0K<0.1%History
APPNAppian CorpCL A6,589$263.0K<0.1%History
GSMFerroglobe PLCSHS52,143$260.0K<0.1%History
ATMUAtmus Filtration Technologies Inc.COM8,002$258.0K<0.1%History
FELEFranklin Electric Co IncCOM2,413$258.0K<0.1%History
PLTKPlaytika Holding Corp.COM36,583$258.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD11,214$253.0K<0.1%History
Strategy Shs86280R860DAY HAGAN NED11,841$251.0K<0.1%–
SKYChampion Homes, Inc.Stock2,925$249.0K<0.1%History
CRICarters IncCOM2,944$249.0K<0.1%History
ESABESAB CorpCOM2,243$248.0K<0.1%History
COCOVita Coco Company, Inc.COM10,094$247.0K<0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US5,535$247.0K<0.1%–
RELLRichardson Electronics, Ltd.COM26,734$246.0K<0.1%History
ALPNAlpine Immune Sciences, Inc.COM6,210$246.0K<0.1%History
HUTHut 8 Corp.COM22,038$243.0K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,192$243.0K<0.1%–
CVGWCalavo Growers IncCOM8,746$243.0K<0.1%History
VOCVOC Energy TrustTR UNIT39,991$242.0K<0.1%History
Kraneshares Trust500767678GLOBAL CARB STRA7,850$241.0K<0.1%–
GRCGorman Rupp CoCOM6,034$239.0K<0.1%History
MECMayville Engineering Company, Inc.COM16,434$236.0K<0.1%History
GTYGetty Realty CorpCOM8,610$235.0K<0.1%History
TACTransalta CorpCOM35,906$231.0K<0.1%History
DAWNDay One Biopharmaceuticals, Inc.Stock13,935$230.0K<0.1%History
HRIHerc Holdings IncCOM1,361$229.0K<0.1%History
Invesco Exch Traded FD Tr II46138G540ESG NASDAQ 1007,304$223.0K<0.1%–
PRGSProgress Software CorpCOM4,164$222.0K<0.1%History
CCSCentury Communities, Inc.COM2,286$221.0K<0.1%History
CCOICogent Communications Holdings, Inc.COM NEW3,346$219.0K<0.1%History
Amplify ETF Tr032108599AMPLIFY BLUESTAR4,527$219.0K<0.1%–
ABGAsbury Automotive Group IncCOM919$217.0K<0.1%History
SEDGSolaredge Technologies, Inc.COM3,055$217.0K<0.1%History