Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 410
- +28 vs. Q3 2023
- Portfolio value
- $848.7M
- +$91.6M (+12.1%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BHILBenson Hill, Inc. | COMMON STOCK | 108,911 | $18.9K | <0.1% | −1,000−0.9% | Reduced | History |
| CLNEClean Energy Fuels Corp. | COM | 10,000 | $38.3K | <0.1% | 00.0% | Unchanged | History |
| CRNTCeragon Networks Ltd | Stock | 21,000 | $45.4K | <0.1% | 00.0% | Unchanged | History |
| FKWLFranklin Wireless Corp | COM | 17,079 | $57.9K | <0.1% | 00.0% | Unchanged | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 15,000 | $85.7K | <0.1% | 00.0% | Unchanged | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $92.3K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 18,205 | $95.0K | <0.1% | 00.0% | Unchanged | History |
| SWNSouthwestern Energy Co | COM | 15,500 | $101.5K | <0.1% | 00.0% | Unchanged | History |
| GOSSGossamer Bio, Inc. | COM | 126,000 | $115.0K | <0.1% | +60,000+90.9% | Added | History |
| VTRSViatris Inc | Stock | 11,826 | $128.1K | <0.1% | −31,751−72.9% | Reduced | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 50,619 | $135.7K | <0.1% | −1,887−3.6% | Reduced | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 11,453 | $139.6K | <0.1% | +234+2.1% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 10,383 | $161.7K | <0.1% | −1,758−14.5% | Reduced | – |
| LNTAlliant Energy Corp | Stock | 3,900 | $200.1K | <0.1% | +3,900 | New | History |
| NKENIKE, Inc. | Stock | 1,849 | $200.8K | <0.1% | +1,849 | New | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,874 | $202.2K | <0.1% | +2,874 | New | – |
| WPMWheaton Precious Metals Corp. | COM | 4,104 | $202.5K | <0.1% | +4,104 | New | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,125 | $203.7K | <0.1% | −75−1.8% | Reduced | – |
| HCAHCA Healthcare, Inc. | COM | 756 | $204.6K | <0.1% | +756 | New | History |
| DHRDanaher Corp | Stock | 888 | $205.5K | <0.1% | +23+2.7% | Added | History |
| IIPRInnovative Industrial Properties Inc | COM | 2,052 | $206.9K | <0.1% | +2,052 | New | History |
| WTSWatts Water Technologies Inc | CL A | 1,000 | $208.3K | <0.1% | +1,000 | New | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 2,774 | $208.3K | <0.1% | +2,774 | New | – |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 20,763 | $208.4K | <0.1% | +189+0.9% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 1,366 | $211.6K | <0.1% | +1,366 | New | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 4,037 | $211.7K | <0.1% | +4,037 | New | – |
| WisdomTree Tr97717W547 | US VALUE FD | 3,100 | $212.4K | <0.1% | +3,100 | New | – |
| GFNew Germany Fund Inc | COM | 24,560 | $214.7K | <0.1% | 00.0% | Unchanged | History |
| First Tr MLP & Energy Incom33739B104 | COM | 25,215 | $216.1K | <0.1% | +509+2.1% | Added | – |
| First Tr Exchange Traded FD33738R407 | NASDAQ BUYWRITE | 10,908 | $216.2K | <0.1% | +10,908 | New | – |
| CMGChipotle Mexican Grill Inc | COM | 96 | $219.5K | <0.1% | +96 | New | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,181 | $219.7K | <0.1% | −300−5.5% | Reduced | – |
| ACHCAcadia Healthcare Company, Inc. | COM | 2,832 | $220.2K | <0.1% | +2,832 | New | History |
| AWRAmerican States Water Co | COM | 2,757 | $221.7K | <0.1% | +14+0.5% | Added | History |
| DLRDigital Realty Trust, Inc. | COM | 1,649 | $221.9K | <0.1% | +1,649 | New | History |
| OPLNOPENLANE, Inc. | COM | 15,039 | $222.7K | <0.1% | 00.0% | Unchanged | History |
| BKNGBooking Holdings Inc. | Stock | 63 | $223.5K | <0.1% | +63 | New | History |
| iShares Tr464288760 | US AER DEF ETF | 1,766 | $223.6K | <0.1% | +1,766 | New | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 2,346 | $225.0K | <0.1% | +2,346 | New | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,653 | $228.9K | <0.1% | −152−4.0% | Reduced | – |
| FFord Motor Co | Stock | 18,880 | $230.1K | <0.1% | −1,123−5.6% | Reduced | History |
| Vanguard Energy ETF92204A306 | ETF | 1,969 | $230.9K | <0.1% | +221+12.6% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 2,906 | $235.4K | <0.1% | −14−0.5% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,721 | $235.7K | <0.1% | −14−0.4% | Reduced | – |
| First Tr Exchange-Traded FD33738D879 | FT VEST RIS | 10,227 | $236.0K | <0.1% | +10,227 | New | – |
| NUENucor Corp | COM | 1,402 | $244.0K | <0.1% | +1+0.1% | Added | History |
| RGLDRoyal Gold Inc | Stock | 2,020 | $244.3K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F813 | ACTV FCTR MDCP | 9,221 | $246.2K | <0.1% | +400+4.5% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 4,032 | $247.6K | <0.1% | −1,639−28.9% | Reduced | History |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 11,674 | $249.4K | <0.1% | +11,674 | New | – |
| PANWPalo Alto Networks Inc | Stock | 854 | $251.8K | <0.1% | +854 | New | History |
| iShares Tr464287788 | U.S. FINLS ETF | 2,967 | $253.4K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,181 | $256.2K | <0.1% | −149−6.4% | Reduced | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 3,869 | $256.8K | <0.1% | +3,869 | New | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,600 | $257.1K | <0.1% | +2,600 | New | – |
| CSXCSX Corp | Stock | 7,416 | $257.1K | <0.1% | +12+0.2% | Added | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,798 | $257.9K | <0.1% | +90+3.3% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,071 | $259.0K | <0.1% | −60−5.3% | Reduced | – |
| AMPAmeriprise Financial Inc | COM | 684 | $259.8K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc46434G855 | MSCI GBL GOLD MN | 10,636 | $261.4K | <0.1% | 00.0% | Unchanged | – |
| OXYOccidental Petroleum Corp | Stock | 4,379 | $261.5K | <0.1% | +64+1.5% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 5,126 | $261.7K | <0.1% | −932−15.4% | Reduced | – |
| LCUTLifetime Brands, Inc | COM | 39,484 | $264.9K | <0.1% | −14,575−27.0% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 1,062 | $266.2K | <0.1% | +38+3.7% | Added | – |
| USOUnited States Oil Fund, LP | UNITS | 4,006 | $267.0K | <0.1% | −168−4.0% | Reduced | History |
| XYZBlock, Inc. | CL A | 3,475 | $268.8K | <0.1% | +3,475 | New | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 6,626 | $269.5K | <0.1% | +297+4.7% | Added | – |
| PBAPembina Pipeline Corp | COM | 7,851 | $270.2K | <0.1% | 00.0% | Unchanged | History |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 10,823 | $271.5K | <0.1% | +10,823 | New | – |
| BMOBank of Montreal | COM | 2,758 | $272.9K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 15,500 | $276.4K | <0.1% | 00.0% | Unchanged | – |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,905 | $277.5K | <0.1% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 1,492 | $279.4K | <0.1% | +1,492 | New | History |
| AONAon plc | CL A | 968 | $281.7K | <0.1% | 00.0% | Unchanged | History |
| WMBWilliams Companies, Inc. | COM | 8,119 | $282.8K | <0.1% | +625+8.3% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,128 | $284.5K | <0.1% | +8+0.7% | Added | – |
| ProShares Tr74347B839 | MSCI EAFE DIVD | 7,355 | $284.5K | <0.1% | +30.0% | Added | – |
| ORealty Income Corp | REIT | 4,956 | $284.6K | <0.1% | −460−8.5% | Reduced | History |
| CBRLCracker Barrel Old Country Store, Inc | COM | 3,716 | $286.4K | <0.1% | −58−1.5% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 1,604 | $286.9K | <0.1% | +1,604 | New | – |
| VanEck Semiconductor ETF92189F676 | ETF | 1,641 | $287.0K | <0.1% | 00.0% | Unchanged | – |
| SHELShell plc | ADR | 4,406 | $289.9K | <0.1% | +91+2.1% | Added | History |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 5,644 | $291.7K | <0.1% | +5,644 | New | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,750 | $293.9K | <0.1% | +18+1.0% | Added | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 3,008 | $294.9K | <0.1% | +380+14.5% | Added | – |
| TFXTeleflex Inc | COM | 1,200 | $299.2K | <0.1% | 00.0% | Unchanged | History |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 5,080 | $302.9K | <0.1% | +5,080 | New | – |
| GDVGabelli Dividend & Income Trust | COM | 14,200 | $307.3K | <0.1% | −320−2.2% | Reduced | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 6,859 | $313.4K | <0.1% | +6,859 | New | – |
| iShares Tr46434V860 | TRS FLT RT BD | 6,250 | $315.4K | <0.1% | +6,250 | New | – |
| METMetlife Inc | Stock | 4,810 | $318.1K | <0.1% | −125−2.5% | Reduced | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 4,176 | $318.9K | <0.1% | −527−11.2% | Reduced | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 6,346 | $319.2K | <0.1% | +6,346 | New | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 4,490 | $323.4K | <0.1% | +139+3.2% | Added | – |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 32,409 | $331.5K | <0.1% | −2,906−8.2% | Reduced | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 5,870 | $332.1K | <0.1% | −142,468−96.0% | Reduced | – |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 22,350 | $332.3K | <0.1% | −1,000−4.3% | Reduced | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 2,382 | $332.4K | <0.1% | −115−4.6% | Reduced | – |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 12,200 | $333.4K | <0.1% | +380+3.2% | Added | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 8,850 | $333.8K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2023 (17)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 36,514 | $1.76M | 0.2% | – |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 34,749 | $1.75M | 0.2% | – |
| Victory Portfolios II92647N691 | VICTORYSHS US | 18,998 | $746.8K | 0.1% | – |
| TTEKTetra Tech Inc | COM | 4,458 | $677.7K | 0.1% | History |
| MTBM&T Bank Corp | COM | 3,644 | $460.8K | 0.1% | History |
| BVHBluegreen Vacations Holding Corp | CLASS A | 10,450 | $383.3K | 0.1% | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 3,732 | $361.7K | <0.1% | – |
| iShares Tr46435G532 | MSCI GBL SUS DEV | 4,799 | $357.6K | <0.1% | – |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 65,610 | $316.2K | <0.1% | – |
| PMXPIMCO Municipal Income Fund III | COM | 44,124 | $285.5K | <0.1% | History |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 8,555 | $233.2K | <0.1% | – |
| FTNTFortinet, Inc. | Stock | 3,826 | $224.5K | <0.1% | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 21,206 | $196.8K | <0.1% | History |
| HQIHireQuest, Inc. | COM | 10,000 | $154.3K | <0.1% | History |
| VODVodafone Group Public Ltd Co | ADR | 13,088 | $124.1K | <0.1% | History |
| EQRXEQRx, Inc. | COM | 35,000 | $77.7K | <0.1% | History |
| STEXStreamex Corp. | COM NEW | 128,675 | $63.0K | <0.1% | History |