Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 15, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 382
- −13 vs. Q2 2023
- Portfolio value
- $757.1M
- −$27.9M (−3.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BHILBenson Hill, Inc. | COMMON STOCK | 109,911 | $36.4K | <0.1% | +3,000+2.8% | Added | History |
| CLNEClean Energy Fuels Corp. | COM | 10,000 | $38.3K | <0.1% | 00.0% | Unchanged | History |
| CRNTCeragon Networks Ltd | Stock | 21,000 | $43.0K | <0.1% | −15,000−41.7% | Reduced | History |
| FKWLFranklin Wireless Corp | COM | 17,079 | $54.7K | <0.1% | −5,000−22.6% | Reduced | History |
| GOSSGossamer Bio, Inc. | COM | 66,000 | $55.0K | <0.1% | 00.0% | Unchanged | History |
| STEXStreamex Corp. | COM NEW | 128,675 | $63.0K | <0.1% | −8,500−6.2% | Reduced | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 15,000 | $74.5K | <0.1% | −1,000−6.3% | Reduced | History |
| EQRXEQRx, Inc. | COM | 35,000 | $77.7K | <0.1% | 00.0% | Unchanged | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $88.9K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 18,205 | $92.1K | <0.1% | 00.0% | Unchanged | History |
| SWNSouthwestern Energy Co | COM | 15,500 | $100.0K | <0.1% | 00.0% | Unchanged | History |
| FEIMFrequency Electronics Inc | COM | 15,733 | $109.2K | <0.1% | −3,500−18.2% | Reduced | History |
| VODVodafone Group Public Ltd Co | ADR | 13,088 | $124.1K | <0.1% | 00.0% | Unchanged | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 11,219 | $129.5K | <0.1% | +11,219 | New | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 52,506 | $140.7K | <0.1% | 00.0% | Unchanged | History |
| HQIHireQuest, Inc. | COM | 10,000 | $154.3K | <0.1% | 00.0% | Unchanged | History |
| iShares Global Clean Energy ETF464288224 | ETF | 12,141 | $177.5K | <0.1% | −600−4.7% | Reduced | – |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 20,574 | $189.5K | <0.1% | +107+0.5% | Added | History |
| First Tr MLP & Energy Incom33739B104 | COM | 24,706 | $195.4K | <0.1% | −490−1.9% | Reduced | – |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 21,206 | $196.8K | <0.1% | −24,329−53.4% | Reduced | History |
| GFNew Germany Fund Inc | COM | 24,560 | $200.7K | <0.1% | 00.0% | Unchanged | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 4,200 | $207.9K | <0.1% | −50−1.2% | Reduced | – |
| First Tr Exchng Traded FD VI33740F813 | ACTV FCTR MDCP | 8,821 | $211.3K | <0.1% | 00.0% | Unchanged | – |
| DHRDanaher Corp | Stock | 865 | $214.6K | <0.1% | +865 | New | History |
| RGLDRoyal Gold Inc | Stock | 2,020 | $214.8K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,481 | $214.8K | <0.1% | −400−6.8% | Reduced | – |
| AWRAmerican States Water Co | COM | 2,743 | $215.8K | <0.1% | +14+0.5% | Added | History |
| FINWFinwise Bancorp | COM | 25,000 | $216.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,708 | $216.1K | <0.1% | +42+1.6% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 2,920 | $218.8K | <0.1% | +10.0% | Added | History |
| NUENucor Corp | COM | 1,401 | $219.0K | <0.1% | −129−8.4% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,735 | $220.1K | <0.1% | −157−4.0% | Reduced | – |
| iShares Inc46434G855 | MSCI GBL GOLD MN | 10,636 | $220.2K | <0.1% | −1,328−11.1% | Reduced | – |
| Vanguard Energy ETF92204A306 | ETF | 1,748 | $221.5K | <0.1% | +1,748 | New | – |
| iShares Tr464287788 | U.S. FINLS ETF | 2,967 | $221.8K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,805 | $223.7K | <0.1% | +10.0% | Added | – |
| OPLNOPENLANE, Inc. | COM | 15,039 | $224.4K | <0.1% | 00.0% | Unchanged | History |
| FTNTFortinet, Inc. | Stock | 3,826 | $224.5K | <0.1% | +778+25.5% | Added | History |
| AMPAmeriprise Financial Inc | COM | 684 | $225.5K | <0.1% | 00.0% | Unchanged | History |
| CSXCSX Corp | Stock | 7,404 | $227.7K | <0.1% | +612+9.0% | Added | History |
| BMOBank of Montreal | COM | 2,758 | $232.7K | <0.1% | +100+3.8% | Added | History |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 8,555 | $233.2K | <0.1% | +830+10.7% | Added | – |
| TFXTeleflex Inc | COM | 1,200 | $235.7K | <0.1% | 00.0% | Unchanged | History |
| PBAPembina Pipeline Corp | COM | 7,851 | $236.0K | <0.1% | −150−1.9% | Reduced | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 6,329 | $237.2K | <0.1% | 00.0% | Unchanged | – |
| VanEck Semiconductor ETF92189F676 | ETF | 1,641 | $237.9K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 2,628 | $239.7K | <0.1% | −172−6.1% | Reduced | – |
| Vanguard Health Care ETF92204A504 | ETF | 1,024 | $240.7K | <0.1% | 00.0% | Unchanged | – |
| DGDollar General Corp | COM | 2,283 | $241.5K | <0.1% | +138+6.4% | Added | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,131 | $242.3K | <0.1% | −36−3.1% | Reduced | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,330 | $242.3K | <0.1% | 00.0% | Unchanged | – |
| FFord Motor Co | Stock | 20,003 | $248.4K | <0.1% | −229−1.1% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 2,418 | $248.6K | <0.1% | +628+35.1% | Added | History |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,905 | $248.8K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,120 | $251.0K | <0.1% | 00.0% | Unchanged | – |
| WMBWilliams Companies, Inc. | COM | 7,494 | $252.5K | <0.1% | −400−5.1% | Reduced | History |
| CBRLCracker Barrel Old Country Store, Inc | COM | 3,774 | $253.6K | <0.1% | −58−1.5% | Reduced | History |
| ProShares Tr74347B839 | MSCI EAFE DIVD | 7,352 | $256.6K | <0.1% | −116−1.6% | Reduced | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,732 | $257.6K | <0.1% | +7+0.4% | Added | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 15,500 | $261.6K | <0.1% | −1,000−6.1% | Reduced | – |
| ORealty Income Corp | REIT | 5,416 | $270.5K | <0.1% | −367−6.3% | Reduced | History |
| NVONovo Nordisk A S | ADR | 3,000 | $272.8K | <0.1% | +3,000 | New | History |
| SHELShell plc | ADR | 4,315 | $277.8K | <0.1% | +20.0% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 4,315 | $280.0K | <0.1% | 00.0% | Unchanged | History |
| GDVGabelli Dividend & Income Trust | COM | 14,520 | $282.3K | <0.1% | −100−0.7% | Reduced | History |
| SHWSherwin Williams Co | COM | 1,117 | $284.9K | <0.1% | +7+0.6% | Added | History |
| PMXPIMCO Municipal Income Fund III | COM | 44,124 | $285.5K | <0.1% | −51,240−53.7% | Reduced | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 6,058 | $291.4K | <0.1% | 00.0% | Unchanged | – |
| TRVTravelers Companies, Inc. | Stock | 1,785 | $291.5K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 11,820 | $291.9K | <0.1% | 00.0% | Unchanged | – |
| TGTTarget Corp | Stock | 2,658 | $293.9K | <0.1% | −81−3.0% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 4,351 | $299.4K | <0.1% | +125+3.0% | Added | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 8,850 | $300.5K | <0.1% | 00.0% | UnchangedConverted for a 10-for-1 split | – |
| CNICanadian National Railway Co | Stock | 2,784 | $301.6K | <0.1% | +21+0.8% | Added | History |
| LCUTLifetime Brands, Inc | COM | 54,059 | $304.4K | <0.1% | −9,500−14.9% | Reduced | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 2,497 | $305.9K | <0.1% | 00.0% | Unchanged | – |
| ETREntergy Corp | COM | 3,340 | $308.9K | <0.1% | −99−2.9% | Reduced | History |
| METMetlife Inc | Stock | 4,935 | $310.4K | <0.1% | −442−8.2% | Reduced | History |
| AONAon plc | CL A | 968 | $313.8K | <0.1% | +4+0.4% | Added | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 65,610 | $316.2K | <0.1% | +65,610 | New | – |
| CRMSalesforce, Inc. | Stock | 1,587 | $321.8K | <0.1% | −50−3.1% | Reduced | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 35,315 | $324.9K | <0.1% | −41,422−54.0% | Reduced | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 23,350 | $328.5K | <0.1% | −3,000−11.4% | Reduced | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 7,039 | $330.7K | <0.1% | +22+0.3% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 5,671 | $331.5K | <0.1% | +77+1.4% | Added | History |
| MRVLMarvell Technology, Inc. | COM | 6,136 | $332.1K | <0.1% | 00.0% | Unchanged | History |
| USOUnited States Oil Fund, LP | UNITS | 4,174 | $337.5K | <0.1% | 00.0% | Unchanged | History |
| DDominion Energy, Inc | Stock | 7,573 | $338.3K | <0.1% | −205−2.6% | Reduced | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 3,705 | $338.5K | <0.1% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,951 | $339.6K | <0.1% | +79+0.7% | Added | – |
| RGAReinsurance Group of America Inc | COM NEW | 2,342 | $340.0K | <0.1% | −225−8.8% | Reduced | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 4,703 | $340.1K | <0.1% | +223+5.0% | Added | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 7,188 | $340.1K | <0.1% | +710+11.0% | Added | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 3,973 | $345.3K | <0.1% | −99−2.4% | Reduced | History |
| iShares Core High Dividend ETF46429B663 | ETF | 3,560 | $352.1K | <0.1% | −51−1.4% | Reduced | – |
| BRBRBellring Brands, Inc. | Stock | 8,566 | $353.2K | <0.1% | −95−1.1% | Reduced | History |
| iShares Tr46435G532 | MSCI GBL SUS DEV | 4,799 | $357.6K | <0.1% | −4,470−48.2% | Reduced | – |
| WFCWells Fargo & Company | Stock | 8,827 | $360.7K | <0.1% | +155+1.8% | Added | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 3,732 | $361.7K | <0.1% | +59+1.6% | Added | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 325 | $362.4K | <0.1% | −80−19.8% | Reduced | History |
Sold out since Q2 2023 (26)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Litman Gregory FDS Tr53700T827 | IMGP DBI MAN ETF | 66,344 | $1.83M | 0.2% | – |
| TMOThermo Fisher Scientific Inc. | Stock | 1,711 | $892.9K | 0.1% | History |
| NOCNorthrop Grumman Corp | Stock | 1,849 | $842.9K | 0.1% | History |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 95,505 | $803.2K | 0.1% | History |
| Flexshares Tr33939L654 | US QT LW VLTY | 14,991 | $800.8K | 0.1% | – |
| HWMHowmet Aerospace Inc. | Stock | 12,102 | $583.3K | 0.1% | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 5,348 | $550.5K | 0.1% | – |
| TSNTyson Foods, Inc. | Stock | 8,306 | $424.0K | 0.1% | History |
| American Centy ETF Tr025072406 | QUALITY DIVRSFED | 8,252 | $364.5K | <0.1% | – |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 16,336 | $310.2K | <0.1% | History |
| KNFKnife River Corp | Stock | 7,110 | $309.3K | <0.1% | History |
| LUVSouthwest Airlines Co | COM | 7,320 | $265.1K | <0.1% | History |
| HCAHCA Healthcare, Inc. | COM | 751 | $227.9K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 4,451 | $227.7K | <0.1% | – |
| NKENIKE, Inc. | Stock | 1,972 | $217.7K | <0.1% | History |
| EXCExelon Corp | Stock | 5,220 | $212.7K | <0.1% | History |
| AXPAmerican Express Co | Stock | 1,198 | $208.7K | <0.1% | History |
| LNTAlliant Energy Corp | Stock | 3,900 | $204.7K | <0.1% | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,704 | $204.6K | <0.1% | – |
| XYZBlock, Inc. | CL A | 3,060 | $203.7K | <0.1% | History |
| CMGChipotle Mexican Grill Inc | COM | 94 | $201.1K | <0.1% | History |
| WisdomTree Tr97717W547 | US VALUE FD | 3,198 | $200.1K | <0.1% | – |
| PRMWPrimo Water Corp | COM | 13,500 | $169.3K | <0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,900 | $38.4K | <0.1% | History |
| RBTCRubicon Technologies, Inc. | CL A COM | 13,800 | $5.11K | <0.1% | History |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $2.18K | <0.1% | – |