Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 375
- −2 vs. Q3 2022
- Portfolio value
- $720.3M
- +$61.3M (+9.3%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $3.35K | <0.1% | – | – | – |
| RBTCRubicon Technologies, Inc. | CL A COM | 13,800 | $24.6K | <0.1% | 00.0% | Unchanged | History |
| STEXStreamex Corp. | COM NEW | 93,665 | $39.3K | <0.1% | +2,050+2.2% | Added | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,900 | $39.6K | <0.1% | 00.0% | Unchanged | History |
| GOSSGossamer Bio, Inc. | COM | 25,000 | $54.3K | <0.1% | +10,000+66.7% | Added | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 10,000 | $57.8K | <0.1% | −2,500−20.0% | Reduced | History |
| FEIMFrequency Electronics Inc | COM | 10,000 | $70.5K | <0.1% | +10,000 | New | History |
| EQRXEQRx, Inc. | COM | 35,000 | $86.1K | <0.1% | 00.0% | Unchanged | History |
| TBLATaboola.com Ltd. | ORD SHS | 29,950 | $92.2K | <0.1% | 00.0% | Unchanged | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $97.9K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 20,205 | $102.8K | <0.1% | 00.0% | Unchanged | History |
| VODVodafone Group Public Ltd Co | ADR | 11,088 | $112.2K | <0.1% | 00.0% | Unchanged | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 48,619 | $134.2K | <0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 14,756 | $171.6K | <0.1% | −482−3.2% | Reduced | History |
| ELIQElectriq Power Holdings, Inc. | COM CL A | 16,982 | $172.9K | <0.1% | −7,518−30.7% | Reduced | History |
| First Tr MLP & Energy Incom33739B104 | COM | 24,433 | $190.8K | <0.1% | 00.0% | Unchanged | – |
| GFNew Germany Fund Inc | COM | 24,560 | $193.8K | <0.1% | 00.0% | Unchanged | History |
| QDELQuidelOrtho Corp | COM | 2,356 | $201.8K | <0.1% | +2,356 | New | History |
| MRVLMarvell Technology, Inc. | COM | 5,467 | $202.5K | <0.1% | −161−2.9% | Reduced | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,664 | $208.8K | <0.1% | +2,664 | New | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,548 | $209.4K | <0.1% | +1,548 | New | – |
| SPLPSteel Partners Holdings L.P. | LTD PRTRSHIP U | 4,925 | $210.8K | <0.1% | 00.0% | Unchanged | History |
| PPLPPL Corp | COM | 7,243 | $211.6K | <0.1% | +7,243 | New | History |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 20,271 | $211.8K | <0.1% | +202+1.0% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 4,475 | $212.2K | <0.1% | −2,290−33.9% | Reduced | – |
| AMPAmeriprise Financial Inc | COM | 684 | $213.0K | <0.1% | +684 | New | History |
| BHILBenson Hill, Inc. | COMMON STOCK | 83,711 | $213.5K | <0.1% | −1,600−1.9% | Reduced | History |
| RGLDRoyal Gold Inc | Stock | 1,920 | $216.4K | <0.1% | +1,920 | New | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 4,610 | $217.6K | <0.1% | −43−0.9% | Reduced | – |
| DVNDevon Energy Corp | Stock | 3,563 | $219.1K | <0.1% | +3,563 | New | History |
| DHRDanaher Corp | Stock | 828 | $219.9K | <0.1% | +38+4.8% | Added | History |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 2,810 | $221.1K | <0.1% | +36+1.3% | Added | – |
| BRBRBellring Brands, Inc. | Stock | 8,725 | $223.7K | <0.1% | +8,725 | New | History |
| iShares Tr464287788 | U.S. FINLS ETF | 2,967 | $223.9K | <0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 6,329 | $225.6K | <0.1% | −1,250−16.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 825 | $227.7K | <0.1% | −60−6.8% | Reduced | – |
| WMBWilliams Companies, Inc. | COM | 6,969 | $229.3K | <0.1% | +6,969 | New | History |
| FINWFinwise Bancorp | COM | 25,000 | $231.5K | <0.1% | 00.0% | Unchanged | History |
| CSXCSX Corp | Stock | 7,480 | $231.7K | <0.1% | +7,480 | New | History |
| LNTAlliant Energy Corp | Stock | 4,200 | $231.9K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,095 | $235.0K | <0.1% | −110−9.1% | Reduced | – |
| BCEBce Inc | COM NEW | 5,372 | $236.1K | <0.1% | 00.0% | Unchanged | History |
| CMICummins Inc | Stock | 975 | $236.2K | <0.1% | −126−11.4% | Reduced | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 3,735 | $237.5K | <0.1% | −857−18.7% | Reduced | – |
| GILDGilead Sciences, Inc. | Stock | 2,768 | $237.6K | <0.1% | +2,768 | New | History |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,440 | $237.8K | <0.1% | −500−3.6% | Reduced | History |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,718 | $240.6K | <0.1% | +23+1.4% | Added | – |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 9,475 | $242.1K | <0.1% | +25+0.3% | Added | – |
| LUVSouthwest Airlines Co | COM | 7,225 | $243.3K | <0.1% | +484+7.2% | Added | History |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 10,610 | $245.3K | <0.1% | 00.0% | Unchanged | – |
| BMOBank of Montreal | COM | 2,758 | $249.9K | <0.1% | 00.0% | Unchanged | History |
| AWRAmerican States Water Co | COM | 2,704 | $250.3K | <0.1% | +11+0.4% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 3,979 | $250.6K | <0.1% | +190+5.0% | Added | History |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 14,100 | $251.1K | <0.1% | 00.0% | Unchanged | – |
| iShares Global Clean Energy ETF464288224 | ETF | 12,707 | $252.2K | <0.1% | +542+4.5% | Added | – |
| EXCExelon Corp | Stock | 5,870 | $253.8K | <0.1% | +61+1.1% | Added | History |
| Investment Managers Ser Tr I46144X628 | AXS SHORT INNOV | 4,675 | $254.8K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 5,531 | $262.3K | <0.1% | −2,744−33.2% | Reduced | – |
| SHWSherwin Williams Co | COM | 1,108 | $263.0K | <0.1% | +4+0.4% | Added | History |
| iShares Inc46434G855 | MSCI GBL GOLD MN | 11,964 | $267.2K | <0.1% | +11,964 | New | – |
| RCLRoyal Caribbean Cruises Ltd | COM | 5,408 | $267.3K | <0.1% | +5,408 | New | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,337 | $268.1K | <0.1% | +48+3.7% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,819 | $269.2K | <0.1% | −300−7.3% | Reduced | – |
| AXPAmerican Express Co | Stock | 1,851 | $273.5K | <0.1% | +253+15.8% | Added | History |
| ProShares Tr74347B839 | MSCI EAFE DIVD | 7,833 | $277.2K | <0.1% | +7,833 | New | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 3,703 | $278.8K | <0.1% | −2,728−42.4% | Reduced | – |
| iShares S&P 100 ETF464287101 | ETF | 1,698 | $289.6K | <0.1% | +323+23.5% | Added | – |
| AONAon plc | CL A | 967 | $290.2K | <0.1% | +3+0.3% | Added | History |
| CNICanadian National Railway Co | Stock | 2,459 | $292.4K | <0.1% | −132−5.1% | Reduced | History |
| USOUnited States Oil Fund, LP | UNITS | 4,174 | $292.6K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 4,600 | $293.9K | <0.1% | +829+22.0% | Added | – |
| TFXTeleflex Inc | COM | 1,200 | $299.6K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 6,058 | $299.8K | <0.1% | 00.0% | Unchanged | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 255 | $302.2K | <0.1% | +37+17.0% | Added | History |
| COSTCostco Wholesale Corp | Stock | 668 | $304.8K | <0.1% | +88+15.2% | Added | History |
| BALLBALL Corp | COM | 5,973 | $305.5K | <0.1% | −1,568−20.8% | Reduced | History |
| GDVGabelli Dividend & Income Trust | COM | 14,970 | $308.5K | <0.1% | 00.0% | Unchanged | History |
| ADMArcher-Daniels-Midland Co | Stock | 3,323 | $308.6K | <0.1% | +2+0.1% | Added | History |
| PICCPivotal Investment Corp III | COM CL A | 30,500 | $308.7K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 4,297 | $308.7K | <0.1% | +76+1.8% | Added | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 4,158 | $309.7K | <0.1% | +4,158 | New | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 7,146 | $313.2K | <0.1% | −60−0.8% | Reduced | – |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 6,961 | $313.4K | <0.1% | +36+0.5% | Added | – |
| DGDollar General Corp | COM | 1,287 | $316.9K | <0.1% | +62+5.1% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 10,756 | $319.4K | <0.1% | +131+1.2% | Added | – |
| TRVTravelers Companies, Inc. | Stock | 1,710 | $320.6K | <0.1% | 00.0% | Unchanged | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 4,331 | $322.9K | <0.1% | +340+8.5% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,601 | $323.7K | <0.1% | +151+6.2% | Added | – |
| Vanguard World FD921910873 | MEGA CAP INDEX | 2,462 | $326.0K | <0.1% | 00.0% | Unchanged | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 7,437 | $326.6K | <0.1% | +885+13.5% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 10,500 | $328.0K | <0.1% | −876−7.7% | Reduced | – |
| PYPLPayPal Holdings, Inc. | Stock | 4,654 | $331.5K | <0.1% | −275−5.6% | Reduced | History |
| FCXFreeport-McMoran Inc | Stock | 8,919 | $338.9K | <0.1% | −2,661−23.0% | Reduced | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 4,585 | $340.7K | <0.1% | −298−6.1% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 4,161 | $347.9K | <0.1% | −75−1.8% | Reduced | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 3,588 | $347.9K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 2,018 | $349.7K | <0.1% | +163+8.8% | Added | – |
| VICIVici Properties Inc. | COM | 10,800 | $349.9K | <0.1% | 00.0% | Unchanged | History |
| ORealty Income Corp | REIT | 5,567 | $353.1K | <0.1% | +101+1.8% | Added | History |
| DINOHF Sinclair Corp | COM | 6,845 | $355.2K | <0.1% | +6,845 | New | History |
Sold out since Q3 2022 (22)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Pacer FDS Tr69374H717 | LUNT LRG CP ALTR | 95,796 | $3.43M | 0.5% | – |
| Senior Connect Acquisitn Cor81723H108 | COM CL A | 315,762 | $3.14M | 0.5% | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 32,574 | $1.72M | 0.3% | – |
| Climate Real Impact Slutins187171103 | COM CL A | 66,341 | $654.0K | 0.1% | – |
| OCSLOaktree Specialty Lending Corp | COM | 96,110 | $577.0K | 0.1% | History |
| MOSMosaic Co | COM | 10,129 | $490.0K | 0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,646 | $226.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,931 | $218.0K | <0.1% | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 2,084 | $214.0K | <0.1% | – |
| MRTXMirati Therapeutics, Inc. | COM | 3,000 | $210.0K | <0.1% | History |
| Spectral AI, Inc.77732R103 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| Joff Fintech Acquisition Cor46592C100 | COM CL A | 18,000 | $177.0K | <0.1% | – |
| JYACJiya Acquisition Corp. | COM CL A | 16,500 | $165.0K | <0.1% | History |
| Ignyte Acquisition Corp45175H106 | COM | 14,880 | $149.0K | <0.1% | – |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 15,000 | $148.0K | <0.1% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 12,250 | $141.0K | <0.1% | History |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $132.0K | <0.1% | – |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $130.0K | <0.1% | – |
| GNACGroup Nine Acquisition Corp. | COM CL A | 12,300 | $122.0K | <0.1% | History |
| Empowerment & Inclusion Capi29248N100 | COM CL A | 10,000 | $99.0K | <0.1% | – |
| LUMNLumen Technologies, Inc. | Stock | 13,378 | $97.0K | <0.1% | History |
| LFCRLifecore Biomedical, Inc. | COM | 10,500 | $93.0K | <0.1% | History |