Smith, Moore & Co.
- SEC CIK
- 0000200724
- Latest filing
- Aug 12, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 417
- −6 vs. Q4 2021
- Portfolio value
- $732.7M
- +$12.7M (+1.8%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 11,355 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Corp530715AG6 | DEB 4.000%11/1 | – | $7.00K | <0.1% | – | – | – |
| MUXMcEwen Inc. | COM | 31,136 | $26.0K | <0.1% | 00.0% | Unchanged | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 10,000 | $40.0K | <0.1% | 00.0% | Unchanged | History |
| GABGabelli Equity Trust Inc | COM | 10,700 | $74.0K | <0.1% | 00.0% | Unchanged | History |
| Empowerment & Inclusion Capi29248N209 | UNIT 99/99/9999 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| One Equity Partners Open WTR68237L204 | UNIT 01/14/2026 | 10,000 | $99.0K | <0.1% | 00.0% | Unchanged | – |
| Lightjump Acquisition Corp53228M205 | UNIT 01/06/2026 | 10,000 | $100.0K | <0.1% | 00.0% | Unchanged | – |
| EQRXEQRx, Inc. | COM | 25,000 | $103.0K | <0.1% | +25,000 | New | History |
| FiscalNote Holdings, Inc.G28553108 | CL A | 11,100 | $110.0K | <0.1% | 00.0% | Unchanged | – |
| Group Nine Acquisition Corp.39947R203 | UNIT 01/15/2026 | 12,300 | $121.0K | <0.1% | 00.0% | Unchanged | – |
| BHILBenson Hill, Inc. | COMMON STOCK | 37,400 | $121.0K | <0.1% | +13,500+56.5% | Added | History |
| LFCRLifecore Biomedical, Inc. | COM | 11,000 | $127.0K | <0.1% | +1,000+10.0% | Added | History |
| Lefteris Acquisition Corp52470X109 | COM CL A | 13,000 | $128.0K | <0.1% | 00.0% | Unchanged | – |
| Omega Alpha SpacG6749V107 | CL A | 13,250 | $130.0K | <0.1% | 00.0% | Unchanged | – |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 21,175 | $131.0K | <0.1% | 00.0% | Unchanged | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,372 | $133.0K | <0.1% | 00.0% | Unchanged | History |
| Prime Impact Acquisition IG61074103 | SHS CL A | 15,615 | $154.0K | <0.1% | 00.0% | Unchanged | – |
| JYACJiya Acquisition Corp. | COM CL A | 16,500 | $162.0K | <0.1% | 00.0% | Unchanged | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 52,394 | $165.0K | <0.1% | 00.0% | Unchanged | History |
| GOSSGossamer Bio, Inc. | COM | 19,500 | $169.0K | <0.1% | 00.0% | Unchanged | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 25,000 | $177.0K | <0.1% | 00.0% | Unchanged | History |
| Joff Fintech Acquisition Cor46592C209 | UNIT 02/03/2026 | 18,000 | $177.0K | <0.1% | 00.0% | Unchanged | – |
| NLYAnnaly Capital Management Inc | COM | 25,219 | $178.0K | <0.1% | 00.0% | Unchanged | History |
| Broadscale Acquisition Corp11134Y101 | COM CL A | 19,000 | $187.0K | <0.1% | 00.0% | Unchanged | – |
| LUMNLumen Technologies, Inc. | Stock | 17,098 | $193.0K | <0.1% | +2,148+14.4% | Added | History |
| Spectral AI, Inc.77732R103 | COM CL A | 20,000 | $195.0K | <0.1% | 00.0% | Unchanged | – |
| IG Acquisition Corp.449534106 | COM CL A | 20,000 | $197.0K | <0.1% | 00.0% | Unchanged | – |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 58,692 | $198.0K | <0.1% | −1,900−3.1% | Reduced | History |
| Ignyte Acquisition Corp45175H205 | UNIT 01/05/2026 | 19,880 | $198.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,441 | $201.0K | <0.1% | −431−15.0% | Reduced | – |
| First Tr MLP & Energy Incom33739B104 | COM | 24,333 | $201.0K | <0.1% | −1,300−5.1% | Reduced | – |
| PPLPPL Corp | COM | 7,130 | $204.0K | <0.1% | 00.0% | Unchanged | History |
| AMPAmeriprise Financial Inc | COM | 684 | $205.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,643 | $207.0K | <0.1% | +2,643 | New | – |
| STEXStreamex Corp. | COM NEW | 181,315 | $209.0K | <0.1% | +250+0.1% | Added | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 5,100 | $209.0K | <0.1% | 00.0% | Unchanged | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,257 | $211.0K | <0.1% | +1+0.1% | Added | – |
| DEODiageo PLC | SPON ADR NEW | 1,050 | $213.0K | <0.1% | 00.0% | Unchanged | History |
| KRKroger Co | Stock | 3,784 | $217.0K | <0.1% | +3,784 | New | History |
| VODVodafone Group Public Ltd Co | ADR | 13,088 | $218.0K | <0.1% | 00.0% | Unchanged | History |
| OVVOvintiv Inc. | COM | 4,072 | $220.0K | <0.1% | +4,072 | New | History |
| First Tr Exchng Traded FD VI33740F813 | ACTV FCTR MDCP | 8,937 | $221.0K | <0.1% | −469−5.0% | Reduced | – |
| NKENIKE, Inc. | Stock | 1,653 | $222.0K | <0.1% | +189+12.9% | Added | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 2,880 | $223.0K | <0.1% | 00.0% | Unchanged | – |
| BMOBank of Montreal | COM | 1,890 | $223.0K | <0.1% | 00.0% | Unchanged | History |
| BRBRBellring Brands, Inc. | Stock | 9,786 | $226.0K | <0.1% | +9,786 | New | History |
| HCAHCA Healthcare, Inc. | COM | 900 | $226.0K | <0.1% | 00.0% | Unchanged | History |
| DLRDigital Realty Trust, Inc. | COM | 1,611 | $228.0K | <0.1% | +8+0.5% | Added | History |
| NOMNuveen Missouri Quality Municipal Income Fund | COM | 17,180 | $231.0K | <0.1% | +2,246+15.0% | Added | History |
| DHRDanaher Corp | Stock | 790 | $232.0K | <0.1% | +115+17.0% | Added | History |
| GEGeneral Electric Co | Stock | 2,562 | $234.0K | <0.1% | −600−19.0% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 2,767 | $234.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 9,304 | $234.0K | <0.1% | +28+0.3% | Added | – |
| ADMArcher-Daniels-Midland Co | Stock | 2,604 | $235.0K | <0.1% | +2,604 | New | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,507 | $235.0K | <0.1% | −416−10.6% | Reduced | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,580 | $236.0K | <0.1% | +1,580 | New | – |
| NUENucor Corp | COM | 1,596 | $237.0K | <0.1% | +1,596 | New | History |
| AWRAmerican States Water Co | COM | 2,668 | $238.0K | <0.1% | −40−1.5% | Reduced | History |
| CVUCpi Aerostructures Inc | COM NEW | 80,677 | $238.0K | <0.1% | −92,423−53.4% | Reduced | History |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,232 | $239.0K | <0.1% | +10.0% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,329 | $240.0K | <0.1% | +10.0% | Added | – |
| RGLDRoyal Gold Inc | Stock | 1,720 | $243.0K | <0.1% | +1,720 | New | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 11,133 | $245.0K | <0.1% | +210+1.9% | Added | History |
| iShares Tr464288273 | EAFE SML CP ETF | 3,748 | $249.0K | <0.1% | 00.0% | Unchanged | – |
| VICIVici Properties Inc. | COM | 8,850 | $252.0K | <0.1% | +650+7.9% | Added | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 8,700 | $253.0K | <0.1% | −1,350−13.4% | Reduced | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 1,687 | $254.0K | <0.1% | +7+0.4% | Added | – |
| DGDollar General Corp | COM | 1,140 | $254.0K | <0.1% | −3,076−73.0% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 7,135 | $255.0K | <0.1% | +150+2.1% | Added | History |
| Legg Mason ETF Invt52468L505 | FRANKLIN INTL LW | 9,450 | $255.0K | <0.1% | +9,450 | New | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 10,106 | $255.0K | <0.1% | +27+0.3% | Added | – |
| FFord Motor Co | Stock | 15,211 | $257.0K | <0.1% | +59+0.4% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,480 | $259.0K | <0.1% | 00.0% | Unchanged | History |
| GFNew Germany Fund Inc | COM | 22,686 | $259.0K | <0.1% | +6,184+37.5% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 12,101 | $260.0K | <0.1% | +505+4.4% | Added | – |
| CRMSalesforce, Inc. | Stock | 1,234 | $262.0K | <0.1% | +98+8.6% | Added | History |
| LNTAlliant Energy Corp | Stock | 4,200 | $262.0K | <0.1% | 00.0% | Unchanged | History |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 13,940 | $262.0K | <0.1% | 00.0% | Unchanged | History |
| TBLATaboola.com Ltd. | ORD SHS | 50,950 | $263.0K | <0.1% | +25,950+103.8% | Added | History |
| PLDPrologis, Inc. | REIT | 1,639 | $265.0K | <0.1% | +178+12.2% | Added | History |
| Victory Portfolios II92647N691 | VICTORYSHS US | 6,375 | $265.0K | <0.1% | −935−12.8% | Reduced | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 13,700 | $266.0K | <0.1% | −1,000−6.8% | Reduced | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 2,463 | $269.0K | <0.1% | 00.0% | Unchanged | – |
| SHWSherwin Williams Co | COM | 1,102 | $275.0K | <0.1% | +1+0.1% | Added | History |
| CSXCSX Corp | Stock | 7,357 | $276.0K | <0.1% | −440−5.6% | Reduced | History |
| ORealty Income Corp | REIT | 4,015 | $278.0K | <0.1% | +342+9.3% | Added | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 210 | $278.0K | <0.1% | −20−8.7% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 3,772 | $281.0K | <0.1% | +3,772 | New | – |
| RGAReinsurance Group of America Inc | COM NEW | 2,567 | $281.0K | <0.1% | 00.0% | Unchanged | History |
| BNYBank of New York Mellon Corp | Stock | 5,673 | $282.0K | <0.1% | +10.0% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 5,805 | $284.0K | <0.1% | +200+3.6% | Added | – |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 4,456 | $288.0K | <0.1% | 00.0% | Unchanged | – |
| First Tr Energy Income & Gro33738G104 | COM | 18,225 | $296.0K | <0.1% | −4,950−21.4% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 516 | $297.0K | <0.1% | +8+1.6% | Added | History |
| LUVSouthwest Airlines Co | COM | 6,501 | $298.0K | <0.1% | +663+11.4% | Added | History |
| Pivotal Investment Corp III72582M205 | UNIT 01/28/2028 | 30,500 | $298.0K | <0.1% | 00.0% | Unchanged | – |
| AXPAmerican Express Co | Stock | 1,597 | $299.0K | <0.1% | −20−1.2% | Reduced | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 5,880 | $300.0K | <0.1% | +9+0.2% | Added | – |
| First Tr Exchng Traded FD VI33740F821 | ACTV FCTR LGCP | 11,325 | $302.0K | <0.1% | −626−5.2% | Reduced | – |
Sold out since Q4 2021 (23)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 118,190 | $3.18M | 0.4% | – |
| Innovator ETFs Trust45782C409 | US EQTY BUFR JAN | 32,930 | $1.23M | 0.2% | – |
| Innovator ETFs Trust45782C789 | US EQTY BUFR JUL | 36,701 | $1.23M | 0.2% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 28,125 | $972.0K | 0.1% | – |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 28,751 | $960.0K | 0.1% | – |
| ROKURoku, Inc | COM CL A | 1,650 | $377.0K | 0.1% | History |
| MRTXMirati Therapeutics, Inc. | COM | 2,000 | $293.0K | <0.1% | History |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 1,084 | $245.0K | <0.1% | – |
| BABAAlibaba Group Holding Ltd | ADR | 2,007 | $238.0K | <0.1% | History |
| NXPINXP Semiconductors N.V. | COM | 977 | $223.0K | <0.1% | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 1,901 | $221.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V837 | DORS WRI MOM ETF | 2,280 | $216.0K | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 4,811 | $209.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 3,295 | $207.0K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 11,250 | $205.0K | <0.1% | History |
| CMICummins Inc | Stock | 928 | $202.0K | <0.1% | History |
| STKLSunOpta Inc. | COM | 12,000 | $83.0K | <0.1% | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 995 | $60.0K | <0.1% | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 552 | $39.0K | <0.1% | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 617 | $26.0K | <0.1% | – |
| DOWDow Inc. | Stock | 415 | $24.0K | <0.1% | History |
| AAAlcoa Corp | Stock | 111 | $7.00K | <0.1% | History |
| ARNCArconic Corp | COM | 83 | $3.00K | <0.1% | History |