Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 2, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 139
- +2 vs. Q3 2023
- Portfolio value
- $3.43B
- −$207.5M (−5.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| DHRDanaher Corp | Stock | 150,217 | $34.8M | 1.0% | 00.0% | Unchanged | History |
| Centennial Resource Dev Inc15136AAA0 | NOTE 3.250% 4/0 | – | $35.4M | 1.0% | – | – | – |
| IAUiShares Gold Trust | ETF | 929,500 | $36.3M | 1.1% | 00.0% | Unchanged | History |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $36.5M | 1.1% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $36.9M | 1.1% | – | – | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 31,001 | $37.4M | 1.1% | −707−2.2% | Reduced | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $38.7M | 1.1% | – | – | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | – | $39.1M | 1.1% | – | – | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $39.8M | 1.2% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $40.9M | 1.2% | – | – | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $41.3M | 1.2% | – | – | – |
| Halozyme Therapeutics, Inc.40637HAF6 | NOTE 1.000% 8/1 | – | $42.2M | 1.2% | – | – | – |
| Apollo Global Mgmt Inc03769M304 | SER A MAND CNV | 750,028 | $42.3M | 1.2% | −352,471−32.0% | Reduced | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $42.5M | 1.2% | – | – | – |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | – | $43.3M | 1.3% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $43.3M | 1.3% | – | – | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $44.0M | 1.3% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $44.2M | 1.3% | – | – | – |
| TALOTalos Energy Inc. | COM | 3,152,973 | $44.9M | 1.3% | 00.0% | Unchanged | History |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | – | $46.5M | 1.4% | – | – | – |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 1,258,553 | $48.1M | 1.4% | +595,780+89.9% | Added | – |
| Patk703343AG8 | 12/01/2028 | – | $49.6M | 1.4% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $54.7M | 1.6% | – | – | – |
| Oil STS Intl Inc678026AK1 | NOTE 4.750% 4/0 | – | $55.0M | 1.6% | – | – | – |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | – | $56.2M | 1.6% | – | – | – |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | – | $56.7M | 1.7% | – | – | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | – | $61.2M | 1.8% | – | – | – |
| Lantheus Hldgs Inc516544AB9 | NOTE 2.625%12/1 | – | $64.3M | 1.9% | – | New | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $64.8M | 1.9% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $69.9M | 2.0% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | – | $71.0M | 2.1% | – | – | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $77.4M | 2.3% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | – | $78.4M | 2.3% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $81.0M | 2.4% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $85.9M | 2.5% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $88.8M | 2.6% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $89.1M | 2.6% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $103.3M | 3.0% | – | – | – |
| GPORGulfport Energy Corp | COMMON SHARES | 1,066,363 | $142.0M | 4.1% | −366,878−25.6% | Reduced | History |
Sold out since Q3 2023 (12)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Chart Inds Inc16115QAE0 | NOTE 1.000%11/1 | – | $48.8M | 1.3% | – |
| FLRFluor Corp | Stock | 848,588 | $31.1M | 0.9% | History |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $7.24M | 0.2% | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $4.58M | 0.1% | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $3.52M | 0.1% | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 14,280 | $1.46M | <0.1% | – |
| iShares Tr464288588 | MBS ETF | 9,050 | $803.6K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,080 | $348.5K | <0.1% | – |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $225.5K | <0.1% | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,535 | $224.8K | <0.1% | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $147.4K | <0.1% | – |
| Carnival Corp143658BT8 | NOTE 5.750%10/0 | – | $28.5K | <0.1% | – |