Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 25, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 137
- −10 vs. Q2 2023
- Portfolio value
- $3.63B
- +$58.0M (+1.6%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $24.3K | <0.1% | – | – | – |
| Carnival Corp143658BT8 | NOTE 5.750%10/0 | – | $28.5K | <0.1% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $35.4K | <0.1% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $129.8K | <0.1% | – | – | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $147.4K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $165.5K | <0.1% | – | – | – |
| Century Alum Co156431AQ1 | NOTE 2.750% 5/0 | – | $207.9K | <0.1% | – | New | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,535 | $224.8K | <0.1% | 00.0% | Unchanged | – |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $225.5K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,080 | $348.5K | <0.1% | 00.0% | Unchanged | – |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $415.8K | <0.1% | – | – | – |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 60,475 | $524.2K | <0.1% | 00.0% | Unchanged | History |
| VSTVistra Corp. | Stock | 13,918 | $558.3K | <0.1% | 00.0% | Unchanged | History |
| BlackRock New York Municipal Income Trust09248L106 | SH BEN INT | 78,984 | $669.9K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288588 | MBS ETF | 9,050 | $803.6K | <0.1% | 00.0% | Unchanged | – |
| NINENine Energy Service, Inc. | COM | 264,450 | $1.15M | <0.1% | −32,775−11.0% | Reduced | History |
| KTFDWS Municipal Income Trust | COM | 176,016 | $1.24M | <0.1% | 00.0% | Unchanged | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 14,280 | $1.46M | <0.1% | 00.0% | Unchanged | – |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 333,155 | $1.52M | <0.1% | 00.0% | Unchanged | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 360,887 | $2.35M | 0.1% | 00.0% | Unchanged | History |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 233,310 | $2.37M | 0.1% | 00.0% | Unchanged | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $2.55M | 0.1% | – | – | – |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 517,619 | $3.25M | 0.1% | 00.0% | Unchanged | History |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 357,837 | $3.28M | 0.1% | 00.0% | Unchanged | History |
| VFLabrdn National Municipal Income Fund | CEF | 401,695 | $3.46M | 0.1% | 00.0% | Unchanged | History |
| ENXEaton Vance New York Municipal Bond Fund | COM | 425,866 | $3.52M | 0.1% | −21,024−4.7% | Reduced | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $3.52M | 0.1% | – | – | – |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $3.76M | 0.1% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $4.31M | 0.1% | – | – | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $4.58M | 0.1% | – | – | – |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 543,595 | $4.82M | 0.1% | −271,029−33.3% | Reduced | History |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $5.12M | 0.1% | – | – | – |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 561,758 | $5.15M | 0.1% | 00.0% | Unchanged | History |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $5.21M | 0.1% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $5.37M | 0.1% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $5.37M | 0.1% | – | – | – |
| Marriott Vacations Worldwide Corp57164YAD9 | NOTE 1/1 | – | $5.61M | 0.2% | – | – | – |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $6.07M | 0.2% | – | – | – |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 664,819 | $6.33M | 0.2% | 00.0% | Unchanged | History |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $6.34M | 0.2% | – | – | – |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 638,616 | $6.39M | 0.2% | 00.0% | Unchanged | History |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $6.80M | 0.2% | – | – | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $7.24M | 0.2% | – | – | – |
| Bentley Sys Inc08265TAB5 | NOTE 0.125% 1/1 | – | $7.36M | 0.2% | – | – | – |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | – | $7.38M | 0.2% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $7.86M | 0.2% | – | – | – |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 992,093 | $8.29M | 0.2% | 00.0% | Unchanged | History |
| Impinj Inc453204AD1 | NOTE 1.125% 5/1 | – | $8.31M | 0.2% | – | – | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 930,320 | $9.01M | 0.2% | 00.0% | Unchanged | History |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 1,111,764 | $9.44M | 0.3% | 00.0% | Unchanged | History |
| GLDSPDR Gold Trust | ETF | 55,336 | $9.49M | 0.3% | 00.0% | Unchanged | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $9.59M | 0.3% | – | – | – |
| MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. | COM | 1,003,043 | $9.83M | 0.3% | 00.0% | Unchanged | History |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $9.84M | 0.3% | – | – | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $10.2M | 0.3% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $10.2M | 0.3% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $11.0M | 0.3% | – | – | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $11.2M | 0.3% | – | – | – |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $13.0M | 0.4% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $13.3M | 0.4% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $14.9M | 0.4% | – | – | – |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $14.9M | 0.4% | – | – | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $15.4M | 0.4% | – | – | – |
| KOSKosmos Energy Ltd. | COM | 1,503,656 | $15.6M | 0.4% | 00.0% | Unchanged | History |
| Snap Inc83304AAF3 | NOTE 5/0 | – | $16.1M | 0.4% | – | – | – |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $16.2M | 0.4% | – | – | – |
| Ziff Davis, Inc.48123VAE2 | NOTE 1.750%11/0 | – | $16.3M | 0.4% | – | New | – |
| CHRDChord Energy Corp | COM NEW | 104,696 | $17.0M | 0.5% | −11,052−9.5% | Reduced | History |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $17.5M | 0.5% | – | – | – |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $17.6M | 0.5% | – | – | – |
| Snap Inc83304AAH9 | NOTE 0.125% 3/0 | – | $17.6M | 0.5% | – | – | – |
| Wolfspeed, Inc.977852AB8 | NOTE 0.250% 2/1 | – | $18.4M | 0.5% | – | – | – |
| Alnylam Pharmaceuticals, Inc.02043QAB3 | NOTE 1.000% 9/1 | – | $21.5M | 0.6% | – | New | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $21.9M | 0.6% | – | – | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $22.6M | 0.6% | – | – | – |
| FETForum Energy Technologies, Inc. | COM | 995,195 | $22.7M | 0.6% | −66,426−6.3% | Reduced | History |
| AES Corp00130H204 | UNIT 99/99/9999 | 371,067 | $22.7M | 0.6% | −15,277−4.0% | Reduced | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $23.4M | 0.6% | – | – | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $23.5M | 0.6% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $23.9M | 0.7% | – | – | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | – | $24.1M | 0.7% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $25.0M | 0.7% | – | – | – |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 662,773 | $25.0M | 0.7% | −52,853−7.4% | Reduced | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $25.8M | 0.7% | – | – | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $25.9M | 0.7% | – | – | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,401,701 | $26.6M | 0.7% | 00.0% | Unchanged | History |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $27.7M | 0.8% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $28.0M | 0.8% | – | – | – |
| Datadog, Inc.23804LAB9 | NOTE 0.125% 6/1 | – | $30.2M | 0.8% | – | – | – |
| Royal Caribbean Group780153BQ4 | NOTE 6.000% 8/1 | – | $30.3M | 0.8% | – | New | – |
| FLRFluor Corp | Stock | 848,588 | $31.1M | 0.9% | +848,588 | New | History |
| Pacira BioSciences, Inc.695127AF7 | NOTE 0.750% 8/0 | – | $31.4M | 0.9% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 29,075 | $31.5M | 0.9% | −309−1.1% | Reduced | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $31.6M | 0.9% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $31.8M | 0.9% | – | – | – |
| IAUiShares Gold Trust | ETF | 929,500 | $32.5M | 0.9% | 00.0% | Unchanged | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 31,708 | $33.9M | 0.9% | −366−1.1% | Reduced | – |
| Chart Inds Inc16115Q407 | 6.75DP CNV PFD B | 491,940 | $34.1M | 0.9% | −2,916−0.6% | Reduced | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $34.8M | 1.0% | – | – | – |
| Forum Energy Technologies IN34984VAC4 | NOTE 9.000% 8/0 | – | $34.8M | 1.0% | – | – | – |
Sold out since Q2 2023 (19)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| PG&E Corp69331C140 | UNIT 99/99/9999 | 403,751 | $60.5M | 1.7% | – |
| NICENICE Ltd. | SPONSORED ADR | 286,433 | $59.1M | 1.7% | History |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 608,607 | $40.3M | 1.1% | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $39.2M | 1.1% | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $11.0M | 0.3% | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $10.3M | 0.3% | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $9.26M | 0.3% | – |
| Alarm Com Hldgs Inc011642AB1 | NOTE 1/1 | – | $6.24M | 0.2% | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $2.54M | 0.1% | – |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $601.8K | <0.1% | – |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $351.0K | <0.1% | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 19,046 | $338.1K | <0.1% | – |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 27,416 | $273.1K | <0.1% | History |
| DSLDoubleLine Income Solutions Fund | COM | 21,256 | $253.2K | <0.1% | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 49,712 | $251.0K | <0.1% | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 22,844 | $250.6K | <0.1% | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 24,340 | $247.1K | <0.1% | History |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 2,310 | $212.6K | <0.1% | – |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | – | $31.8K | <0.1% | – |