Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Jul 27, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 147
- −7 vs. Q1 2023
- Portfolio value
- $3.58B
- −$65.1M (−1.8%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Chefs Whse Inc163086AB7 | NOTE 1.875%12/0 | – | $28.9K | <0.1% | – | – | – |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | – | $31.8K | <0.1% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $33.9K | <0.1% | – | – | – |
| Carnival Corp143658BT8 | NOTE 5.750%10/0 | – | $37.6K | <0.1% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $129.4K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $169.2K | <0.1% | – | – | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $174.9K | <0.1% | – | – | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 2,310 | $212.6K | <0.1% | 00.0% | Unchanged | – |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $245.3K | <0.1% | 00.0% | Unchanged | History |
| BTZBlackRock Credit Allocation Income Trust | COM | 24,340 | $247.1K | <0.1% | 00.0% | Unchanged | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 22,844 | $250.6K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 49,712 | $251.0K | <0.1% | 00.0% | Unchanged | History |
| DSLDoubleLine Income Solutions Fund | COM | 21,256 | $253.2K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,535 | $261.0K | <0.1% | 00.0% | Unchanged | – |
| AWFAlliancebernstein Global High Income Fund Inc | COM | 27,416 | $273.1K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 19,046 | $338.1K | <0.1% | 00.0% | Unchanged | – |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $351.0K | <0.1% | – | – | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,080 | $355.0K | <0.1% | 00.0% | Unchanged | – |
| VSTVistra Corp. | Stock | 13,918 | $365.3K | <0.1% | 00.0% | Unchanged | History |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $408.6K | <0.1% | – | – | – |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 60,475 | $596.3K | <0.1% | −5,349−8.1% | Reduced | History |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $601.8K | <0.1% | – | – | – |
| BlackRock New York Municipal Income Trust09248L106 | SH BEN INT | 78,984 | $816.7K | <0.1% | −26,154−24.9% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 9,050 | $844.0K | <0.1% | 00.0% | Unchanged | – |
| NINENine Energy Service, Inc. | COM | 297,225 | $1.14M | <0.1% | −61,025−17.0% | Reduced | History |
| KTFDWS Municipal Income Trust | COM | 176,016 | $1.52M | <0.1% | −3,362−1.9% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 14,280 | $1.54M | <0.1% | 00.0% | Unchanged | – |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 333,155 | $1.70M | <0.1% | 00.0% | Unchanged | History |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $2.50M | 0.1% | – | – | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | – | $2.54M | 0.1% | – | – | – |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 233,310 | $2.62M | 0.1% | −102,741−30.6% | Reduced | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 360,887 | $3.08M | 0.1% | −68,250−15.9% | Reduced | History |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | – | $3.51M | 0.1% | – | – | – |
| VFLabrdn National Municipal Income Fund | CEF | 401,695 | $4.03M | 0.1% | −21,385−5.1% | Reduced | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 517,619 | $4.09M | 0.1% | −4,791−0.9% | Reduced | History |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 357,837 | $4.14M | 0.1% | −102,812−22.3% | Reduced | History |
| ENXEaton Vance New York Municipal Bond Fund | COM | 446,890 | $4.20M | 0.1% | −47,840−9.7% | Reduced | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | – | $4.96M | 0.1% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $4.97M | 0.1% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | – | $5.16M | 0.1% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $5.18M | 0.1% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $5.23M | 0.1% | – | – | – |
| NRKNuveen New York Amt-Free Quality Municipal Income Fund | COM | 561,758 | $5.81M | 0.2% | −76,304−12.0% | Reduced | History |
| Alarm Com Hldgs Inc011642AB1 | NOTE 1/1 | – | $6.24M | 0.2% | – | – | – |
| Marriott Vacations Worldwide Corp57164YAD9 | NOTE 1/1 | – | $6.27M | 0.2% | – | – | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | – | $6.57M | 0.2% | – | – | – |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $6.68M | 0.2% | – | – | – |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 664,819 | $7.35M | 0.2% | −128,015−16.1% | Reduced | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 638,616 | $7.43M | 0.2% | 00.0% | Unchanged | History |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | – | $7.50M | 0.2% | – | New | – |
| NCL Corp Ltd62886HAT8 | NOTE 6.000% 5/1 | – | $7.84M | 0.2% | – | – | – |
| Bentley Sys Inc08265TAB5 | NOTE 0.125% 1/1 | – | $7.93M | 0.2% | – | – | – |
| JetBlue Airways Corp477143AP6 | NOTE 0.500% 4/0 | – | $8.16M | 0.2% | – | – | – |
| MYNBlackRock Muniyield New York Quality Fund, Inc. | COM | 814,624 | $8.25M | 0.2% | −132,809−14.0% | Reduced | History |
| KOSKosmos Energy Ltd. | COM | 1,503,656 | $9.01M | 0.3% | 00.0% | Unchanged | History |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $9.26M | 0.3% | – | – | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $9.27M | 0.3% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $9.34M | 0.3% | – | – | – |
| GLDSPDR Gold Trust | ETF | 55,336 | $9.86M | 0.3% | 00.0% | Unchanged | History |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $9.87M | 0.3% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $9.94M | 0.3% | – | – | – |
| MQTBlackRock Muniyield Quality Fund II, Inc. | COM | 992,093 | $9.98M | 0.3% | −136,842−12.1% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 930,320 | $10.2M | 0.3% | −400,000−30.1% | Reduced | History |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $10.3M | 0.3% | – | – | – |
| Impinj Inc453204AD1 | NOTE 1.125% 5/1 | – | $10.9M | 0.3% | – | – | – |
| Bill Com Hldgs Inc090043AB6 | NOTE 12/0 | – | $11.0M | 0.3% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $11.0M | 0.3% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $11.2M | 0.3% | – | – | – |
| MUJBlackRock Muniholdings New Jersey Quality Fund, Inc. | COM | 1,003,043 | $11.2M | 0.3% | 00.0% | Unchanged | History |
| BridgeBio Pharma, Inc.10806XAB8 | NOTE 2.500% 3/1 | – | $11.3M | 0.3% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $11.4M | 0.3% | – | – | – |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 1,111,764 | $11.7M | 0.3% | −174,190−13.5% | Reduced | History |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $12.9M | 0.4% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $15.5M | 0.4% | – | – | – |
| Snap Inc83304AAF3 | NOTE 5/0 | – | $16.1M | 0.5% | – | – | – |
| CHRDChord Energy Corp | COM NEW | 115,748 | $17.8M | 0.5% | −20,814−15.2% | Reduced | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $18.4M | 0.5% | – | – | – |
| Snap Inc83304AAH9 | NOTE 0.125% 3/0 | – | $18.6M | 0.5% | – | – | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $19.1M | 0.5% | – | – | – |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | – | $19.1M | 0.5% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $20.2M | 0.6% | – | – | – |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $20.7M | 0.6% | – | – | – |
| Wolfspeed, Inc.977852AB8 | NOTE 0.250% 2/1 | – | $22.2M | 0.6% | – | – | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | – | $22.7M | 0.6% | – | – | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $23.1M | 0.6% | – | – | – |
| Dropbox, Inc.26210CAD6 | NOTE 3/0 | – | $23.9M | 0.7% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $24.1M | 0.7% | – | – | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $24.1M | 0.7% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $24.2M | 0.7% | – | – | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | – | $25.2M | 0.7% | – | – | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $26.1M | 0.7% | – | – | – |
| Array Technologies, Inc.04271TAB6 | NOTE 1.000%12/0 | – | $26.3M | 0.7% | – | – | – |
| Uber Technologies, Inc90353TAJ9 | NOTE 12/1 | – | $26.8M | 0.7% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $26.9M | 0.8% | – | – | – |
| FETForum Energy Technologies, Inc. | COM | 1,061,621 | $27.2M | 0.8% | −54,575−4.9% | Reduced | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | – | $27.6M | 0.8% | – | – | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 1,401,701 | $29.1M | 0.8% | 00.0% | Unchanged | History |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $30.0M | 0.8% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $30.7M | 0.9% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $31.1M | 0.9% | – | – | – |
Sold out since Q1 2023 (10)
Positions held at the end of Q1 2023 that are gone from this filing.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| Danaher Corp235851409 | 5% CONV PFD B | 85,206 | $108.6M | 3.0% | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $63.4M | 1.7% | – |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $37.5M | 1.0% | – |
| Zynga Inc98986TAD0 | NOTE 12/1 | – | $18.2M | 0.5% | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 351,857 | $17.6M | 0.5% | – |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $9.21M | 0.3% | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | – | $7.10M | 0.2% | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $6.22M | 0.2% | – |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 3,400 | $410.7K | <0.1% | – |
| EIMEaton Vance Municipal Bond Fund | COM | 29,175 | $303.4K | <0.1% | History |