Mackay Shields LLC
- SEC CIK
- 0000061227
- Latest filing
- Jul 28, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 731
- +14 vs. Q4 2021
- Portfolio value
- $11.4B
- −$662.9M (−5.5%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $46.0K | <0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $56.0K | <0.1% | – | – | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $69.0K | <0.1% | – | – | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $77.0K | <0.1% | – | – | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $79.0K | <0.1% | – | – | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $82.0K | <0.1% | – | – | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $83.0K | <0.1% | – | – | – |
| Q2 Hldgs Inc74736LAB5 | NOTE 0.750% 2/1 | – | $85.0K | <0.1% | – | – | – |
| Osi Systems Inc671044AD7 | NOTE 1.250% 9/0 | – | $88.0K | <0.1% | – | – | – |
| DocuSign, Inc.256163AB2 | NOTE 0.500% 9/1 | – | $89.0K | <0.1% | – | – | – |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $95.0K | <0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $97.0K | <0.1% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $99.0K | <0.1% | – | – | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $100.0K | <0.1% | – | – | – |
| Bloomin' Brands, Inc.094235AB4 | NOTE 5.000% 5/0 | – | $103.0K | <0.1% | – | – | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $106.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAB5 | NOTE 0.125% 8/0 | – | $107.0K | <0.1% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $111.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAD0 | DBCV 2.250% 6/1 | – | $112.0K | <0.1% | – | – | – |
| GLDICredit Suisse AG | X LINK GOLD SHS | 13,965 | $119.0K | <0.1% | +13,965 | New | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $121.0K | <0.1% | – | – | – |
| Royal Caribbean Group780153BF8 | NOTE 2.875%11/1 | – | $125.0K | <0.1% | – | – | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $126.0K | <0.1% | – | – | – |
| Guidewire Software, Inc.40171VAA8 | NOTE 1.250% 3/1 | – | $126.0K | <0.1% | – | – | – |
| Repligen Corp759916AB5 | NOTE 0.375% 7/1 | – | $126.0K | <0.1% | – | – | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $127.0K | <0.1% | – | New | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $128.0K | <0.1% | – | – | – |
| Workiva Inc98139AAB1 | NOTE 1.125% 8/1 | – | $129.0K | <0.1% | – | – | – |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $132.0K | <0.1% | – | – | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $135.0K | <0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $135.0K | <0.1% | – | – | – |
| RH74967XAD5 | NOTE 9/1 | – | $135.0K | <0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $135.0K | <0.1% | – | – | – |
| Insight Enterprises Inc45765UAB9 | NOTE 0.750% 2/1 | – | $137.0K | <0.1% | – | – | – |
| NovoCure Ltd67011XAB9 | NOTE 11/0 | – | $137.0K | <0.1% | – | – | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $138.0K | <0.1% | – | – | – |
| DraftKings Inc.26142RAB0 | NOTE 3/1 | – | $145.0K | <0.1% | – | New | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $147.0K | <0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $158.0K | <0.1% | – | – | – |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $159.0K | <0.1% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $160.0K | <0.1% | – | – | – |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $162.0K | <0.1% | – | – | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $162.0K | <0.1% | – | New | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $163.0K | <0.1% | – | – | – |
| Blackline, Inc.09239BAD1 | NOTE 3/1 | – | $170.0K | <0.1% | – | New | – |
| Itron, Inc.465741AN6 | NOTE 3/1 | – | $170.0K | <0.1% | – | New | – |
| Evolent Health, Inc.30050BAD3 | NOTE 1.500%10/1 | – | $177.0K | <0.1% | – | – | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $177.0K | <0.1% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $178.0K | <0.1% | – | – | – |
| Lci Inds501812AB7 | NOTE 1.125% 5/1 | – | $184.0K | <0.1% | – | – | – |
| Carnival Corp143658BE1 | NOTE 5.750% 4/0 | – | $185.0K | <0.1% | – | – | – |
| Karyopharm Therapeutics Inc.48576UAA4 | NOTE 3.000%10/1 | – | $187.0K | <0.1% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $194.0K | <0.1% | – | – | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $199.0K | <0.1% | – | – | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $203.0K | <0.1% | – | New | – |
| Ceridian HCM Hldg Inc15677JAD0 | NOTE 0.250% 3/1 | – | $219.0K | <0.1% | – | New | – |
| Twitter, Inc.90184LAN2 | NOTE 3/1 | – | $220.0K | <0.1% | – | New | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $221.0K | <0.1% | – | – | – |
| Tyler Tex Indpt SCH Dist902252AB1 | NOTE 0.250% 3/1 | – | $221.0K | <0.1% | – | New | – |
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $223.0K | <0.1% | – | – | – |
| Peloton Interactive, Inc.70614WAB6 | NOTE 2/1 | – | $226.0K | <0.1% | – | New | – |
| TPBTurning Point Brands, Inc. | COM | 6,802 | $231.0K | <0.1% | 00.0% | Unchanged | History |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $231.0K | <0.1% | – | – | – |
| BXBlackstone Inc. | COM | 1,900 | $241.0K | <0.1% | 00.0% | Unchanged | History |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $273.0K | <0.1% | – | – | – |
| HubSpot Inc443573AD2 | NOTE 0.375% 6/0 | – | $280.0K | <0.1% | – | – | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $281.0K | <0.1% | – | – | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 21,958 | $291.0K | <0.1% | 00.0% | Unchanged | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 25,745 | $299.0K | <0.1% | 00.0% | Unchanged | History |
| Rapid7, Inc.753422AF1 | NOTE 0.250% 3/1 | – | $300.0K | <0.1% | – | New | – |
| Envista Holdings Corp29415FAB0 | NOTE 2.375% 6/0 | – | $313.0K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 10,580 | $314.0K | <0.1% | +10,580 | New | – |
| VSTVistra Corp. | Stock | 13,918 | $324.0K | <0.1% | 00.0% | Unchanged | History |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $324.0K | <0.1% | – | – | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $334.0K | <0.1% | – | – | – |
| MicroStrategy Inc594972AE1 | NOTE 2/1 | – | $360.0K | <0.1% | – | New | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $362.0K | <0.1% | – | – | – |
| iShares Tr464288257 | MSCI ACWI ETF | 3,700 | $369.0K | <0.1% | −1,013−21.5% | Reduced | – |
| Tesla, Inc.88160RAG6 | NOTE 2.000% 5/1 | – | $382.0K | <0.1% | – | – | – |
| NWSNews Corp | CL B | 17,118 | $386.0K | <0.1% | −725−4.1% | Reduced | History |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 3,400 | $396.0K | <0.1% | 00.0% | Unchanged | – |
| Airbnb, Inc.009066AB7 | NOTE 3/1 | – | $406.0K | <0.1% | – | New | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 20,422 | $428.0K | <0.1% | 00.0% | Unchanged | – |
| UAAUnder Armour, Inc. | Stock | 26,517 | $451.0K | <0.1% | −1,125−4.1% | Reduced | History |
| UAUnder Armour, Inc. | CL C | 30,230 | $470.0K | <0.1% | −1,302−4.1% | Reduced | History |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $474.0K | <0.1% | – | – | – |
| iShares Tr464288588 | MBS ETF | 4,927 | $502.0K | <0.1% | +2,190+80.0% | Added | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $504.0K | <0.1% | – | – | – |
| IPGPIpg Photonics Corp | COM | 5,021 | $552.0K | <0.1% | −213−4.1% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 23,786 | $593.0K | <0.1% | −1,006−4.1% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 5,280 | $639.0K | <0.1% | +1,980+60.0% | Added | – |
| Granite PT Mtg Tr Inc38741LAC1 | NOTE 6.375%10/0 | – | $690.0K | <0.1% | – | – | – |
| EIMEaton Vance Municipal Bond Fund | COM | 60,261 | $693.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 8,643 | $711.0K | <0.1% | −56,613−86.8% | Reduced | – |
| RLRalph Lauren Corp | CL A | 6,534 | $741.0K | <0.1% | −605−8.5% | Reduced | History |
| BFZBlackRock California Municipal Income Trust | SH BEN INT | 60,663 | $745.0K | <0.1% | 00.0% | Unchanged | History |
| FOXFox Corp | CL B COM | 20,669 | $750.0K | <0.1% | −907−4.2% | Reduced | History |
| PVHPVH Corp. | COM | 9,864 | $755.0K | <0.1% | −548−5.3% | Reduced | History |
| MHKMohawk Industries Inc | COM | 7,712 | $958.0K | <0.1% | −333−4.1% | Reduced | History |
| DVADavita Inc. | COM | 8,697 | $984.0K | <0.1% | −864−9.0% | Reduced | History |
Sold out since Q4 2021 (21)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Danaher Corp235851300 | 4.75 MND CV PFD | 71,691 | $157.4M | 1.3% | – |
| New York Life Invts Active E45409F785 | MACK CORE BD ETF | 997,689 | $24.8M | 0.2% | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $18.9M | 0.2% | – |
| Cree Inc225447AD3 | NOTE 1.750% 5/0 | – | $9.90M | 0.1% | – |
| VMMDelaware Investments Minnesota Municipal Income Fund II, Inc | COM | 564,399 | $7.96M | 0.1% | History |
| XLNXXilinx Inc | COM | 36,943 | $7.83M | 0.1% | History |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | – | $6.40M | 0.1% | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 36,762 | $5.41M | <0.1% | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 46,957 | $3.90M | <0.1% | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $573.0K | <0.1% | – |
| GAPGap Inc | COM | 31,375 | $554.0K | <0.1% | History |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $500.0K | <0.1% | – |
| JDJD.com, Inc. | SPON ADS CL A | 3,699 | $259.0K | <0.1% | History |
| MELIMercadolibre Inc | COM | 163 | $220.0K | <0.1% | History |
| Cheniere Energy, Inc.16411RAG4 | NOTE 4.250% 3/1 | – | $220.0K | <0.1% | – |
| SNOWSnowflake Inc. | Stock | 621 | $210.0K | <0.1% | History |
| Colony Starwood Homes19625XAB8 | NOTE 3.500% 1/1 | – | $201.0K | <0.1% | – |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $132.0K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $121.0K | <0.1% | History |
| Vocera Communications, Inc.92857FAB3 | BOND | – | $60.0K | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $59.0K | <0.1% | – |