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Livermore
Livermore
ZHEN

US Bancorp

SEC CIK
0000036104
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
4,066
+49 vs. Q2 2021
Portfolio value
$53.2B
−$222.9M (−0.4%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of US Bancorp in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LTBRLIGHTBRIDGE CorpCOM500$2.00K<0.1%00.0%UnchangedHistory
MCHBMechanics BancorpCL A42$2.00K<0.1%−1−2.3%ReducedHistory
MVISMicrovision, Inc.COM NEW200$2.00K<0.1%00.0%UnchangedHistory
NRIXNurix Therapeutics, Inc.COM52$2.00K<0.1%−109−67.7%ReducedHistory
PARPar Technology CorpCOM25$2.00K<0.1%−92−78.6%ReducedHistory
PHATPhathom Pharmaceuticals, Inc.COM54$2.00K<0.1%+37+217.6%AddedHistory
PLSEPulse Biosciences, Inc.COM79$2.00K<0.1%+79NewHistory
RBBRBB BancorpCOM90$2.00K<0.1%00.0%UnchangedHistory
SGASaga Communications IncCL A NEW100$2.00K<0.1%00.0%UnchangedHistory
SFSTSouthern First Bancshares IncCOM37$2.00K<0.1%00.0%UnchangedHistory
SMMTSummit Therapeutics Inc.COM339$2.00K<0.1%−887−72.3%ReducedHistory
TRSTTrustco Bank Corp N YCOM NEW60$2.00K<0.1%00.0%UnchangedHistory
WWRWestwater Resources, Inc.COM NEW600$2.00K<0.1%00.0%UnchangedHistory
APLTApplied Therapeutics, Inc.COM103$2.00K<0.1%+103NewHistory
BRYBerry Corp (bry)COM222$2.00K<0.1%+222NewHistory
BIOCBiocept IncCOM583$2.00K<0.1%00.0%UnchangedHistory
BTGB2GOLD CorpCOM568$2.00K<0.1%+299+111.2%AddedHistory
CMOCapstead Mortgage CorpCOM NO PAR286$2.00K<0.1%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW149$2.00K<0.1%−1,322−89.9%ReducedHistory
CGAUCenterra Gold Inc.COM296$2.00K<0.1%00.0%UnchangedHistory
QNCXQuince Therapeutics, Inc.COM20$2.00K<0.1%00.0%UnchangedHistory
NAPADuckhorn Portfolio, Inc.COM100$2.00K<0.1%00.0%UnchangedHistory
ETF Ser Solutions26922A297US VEGAN CLIMA40$2.00K<0.1%00.0%Unchanged–
ETF Ser Solutions26922B303BLUE HORIZON BNE70$2.00K<0.1%00.0%Unchanged–
WATTEnergous CorpCOM800$2.00K<0.1%+800NewHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD323$2.00K<0.1%−49,900−99.4%ReducedHistory
FBCFlagstar Bancorp IncCOM PAR .00131$2.00K<0.1%00.0%UnchangedHistory
KRROKorro Bio, Inc.COM219$2.00K<0.1%−1,886−89.6%ReducedHistory
GFEDGuaranty Federal Bancshares IncCOM89$2.00K<0.1%00.0%UnchangedHistory
Headhunter Group PLC42207L106SPONSORED ADS45$2.00K<0.1%+45New–
HEPAHepion Pharmaceuticals, Inc.COM1,000$2.00K<0.1%+1,000NewHistory
Hexo Corp428304307COM NEW1,126$2.00K<0.1%−1,000−47.0%Reduced–
KNTEKinnate Biopharma Inc.COM100$2.00K<0.1%+50+100.0%AddedHistory
KRONKronos Bio, Inc.COM80$2.00K<0.1%+80NewHistory
VTLEVital Energy, Inc.COM20$2.00K<0.1%+5+33.3%AddedHistory
Starz Entertainment Corp535919500CL B NON VTG116$2.00K<0.1%+34+41.5%Added–
MV Oil Tr553859109TR UNITS180$2.00K<0.1%00.0%Unchanged–
Mobile Telesystems PJSC607409109SPONSORED ADR175$2.00K<0.1%−216−55.2%Reduced–
PRSOPeraso Inc.COM500$2.00K<0.1%+500NewHistory
NGMNGM Biopharmaceuticals IncCOM106$2.00K<0.1%+106NewHistory
NEXINexImmune, Inc.COM131$2.00K<0.1%+131NewHistory
IMDXInsight Molecular Diagnostics Inc.COM500$2.00K<0.1%00.0%UnchangedHistory
OYSTOyster Point Pharma, Inc.COM143$2.00K<0.1%+143NewHistory
PBTPermian Basin Royalty TrustUNIT BEN INT300$2.00K<0.1%00.0%UnchangedHistory
PXLWPixelworks, IncCOM NEW500$2.00K<0.1%00.0%UnchangedHistory
RPT Realty74971D101SH BEN INT161$2.00K<0.1%00.0%Unchanged–
METCRamaco Resources, Inc.COM158$2.00K<0.1%+158NewHistory
SPSP Plus CorpCOM72$2.00K<0.1%00.0%UnchangedHistory
SQNSSequans CommunicationsSPONSORED ADS500$2.00K<0.1%00.0%UnchangedHistory
MCRBSeres Therapeutics, Inc.COM249$2.00K<0.1%+218+703.2%AddedHistory
SLESuper League Enterprise, Inc.COM800$2.00K<0.1%00.0%UnchangedHistory
TYGTortoise Energy Infrastructure CorpCOM60$2.00K<0.1%00.0%UnchangedHistory
TRIBTrinity Biotech PLCSPON ADR NEW1,037$2.00K<0.1%−82−7.3%ReducedHistory
VAPOVapotherm IncCOM70$2.00K<0.1%00.0%UnchangedHistory
VORVor Biopharma Inc.COM112$2.00K<0.1%+112NewHistory
VYNTVyant Bio, Inc.COM800$2.00K<0.1%00.0%UnchangedHistory
Schwab Fundamental International Small Equity ETF808524748ETF74$3.00K<0.1%00.0%Unchanged–
FROGJFrog LtdStock86$3.00K<0.1%−1−1.1%ReducedHistory
APEIAmerican Public Education IncStock103$3.00K<0.1%+59+134.1%AddedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT74$3.00K<0.1%00.0%Unchanged–
DNOWDNOW Inc.COM353$3.00K<0.1%+112+46.5%AddedHistory
NTSTNETSTREIT Corp.COM142$3.00K<0.1%00.0%UnchangedHistory
ARQTArcutis Biotherapeutics, Inc.COM114$3.00K<0.1%+22+23.9%AddedHistory
INVZInnoviz Technologies Ltd.SHS500$3.00K<0.1%00.0%UnchangedHistory
PRDOPerdoceo Education CorpCOM300$3.00K<0.1%00.0%UnchangedHistory
CHWCalamos Global Dynamic Income FundCOM319$3.00K<0.1%00.0%UnchangedHistory
PFBCPreferred BankCOM NEW44$3.00K<0.1%00.0%UnchangedHistory
PFSProvident Financial Services IncCOM135$3.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT118$3.00K<0.1%00.0%Unchanged–
NMIHNMI Holdings, Inc.COM139$3.00K<0.1%+47+51.1%AddedHistory
LTRXLantronix IncCOM NEW500$3.00K<0.1%00.0%UnchangedHistory
CMPRCIMPRESS plcSHS EURO38$3.00K<0.1%00.0%UnchangedHistory
ALHCAlignment Healthcare, Inc.COM197$3.00K<0.1%+197NewHistory
PLABPhotronics IncCOM254$3.00K<0.1%00.0%UnchangedHistory
LXFRLuxfer Holdings PLCSHS150$3.00K<0.1%00.0%UnchangedHistory
TPBTurning Point Brands, Inc.COM53$3.00K<0.1%00.0%UnchangedHistory
BBIOBridgeBio Pharma, Inc.COM69$3.00K<0.1%−12−14.8%ReducedHistory
MCBMetropolitan Bank Holding Corp.COM37$3.00K<0.1%00.0%UnchangedHistory
OISOil States International, IncCOM432$3.00K<0.1%−509−54.1%ReducedHistory
PIMCO ETF Tr72201R30415+ YR US TIPS35$3.00K<0.1%00.0%Unchanged–
HIOWestern Asset High Income Opportunity Fund Inc.COM533$3.00K<0.1%00.0%UnchangedHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM1,000$3.00K<0.1%00.0%UnchangedHistory
DSLDoubleLine Income Solutions FundCOM165$3.00K<0.1%+165NewHistory
HESMHess Midstream LPCL A SHS100$3.00K<0.1%+54+117.4%AddedHistory
WisdomTree Tr97717X511YIELD ENHANCD US71$3.00K<0.1%00.0%Unchanged–
SPDR Series Trust78468R606ST PORT HIGH ETF100$3.00K<0.1%00.0%Unchanged–
iShares Tr46434V449MSCI INTL MOMENT76$3.00K<0.1%−709−90.3%Reduced–
SENEASeneca Foods CorpCL A56$3.00K<0.1%+56NewHistory
APTAlpha Pro Tech LtdCOM500$3.00K<0.1%+500NewHistory
CSIQCanadian Solar Inc.COM86$3.00K<0.1%00.0%UnchangedHistory
CCBGCapital City Bank Group IncCOM107$3.00K<0.1%00.0%UnchangedHistory
DAIOData I/O CorpCOM500$3.00K<0.1%+500NewHistory
EQEquillium, Inc.COM494$3.00K<0.1%00.0%UnchangedHistory
GICGlobal Industrial CoCOM68$3.00K<0.1%00.0%UnchangedHistory
GOGOGogo Inc.COM187$3.00K<0.1%+85+83.3%AddedHistory
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE37$3.00K<0.1%−6−14.0%ReducedHistory
IHRTiHeartMedia, Inc.COM CL A100$3.00K<0.1%00.0%UnchangedHistory
IMNMImmunome Inc.COM112$3.00K<0.1%+112NewHistory
LELands' End, Inc.COM146$3.00K<0.1%00.0%UnchangedHistory
LOVELovesac CoCOM35$3.00K<0.1%+35NewHistory

Options (41)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of US Bancorp in Q3 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$549.0K$558.0K
TSLATesla, Inc.Stock$41.0K$271.0K
iShares MSCI Eafe ETF464287465ETF$163.0K–
ITWIllinois Tool Works IncStock$148.0K–
DCIDonaldson Co IncStock$11.0K$120.0K
MSFTMicrosoft CorpStock$71.0K–
iShares Core S&P Small Cap ETF464287804ETF$50.0K–
MSTRStrategy IncStock$41.0K–
AAPLApple Inc.Stock$37.0K–
TXNTexas Instruments IncStock$36.0K–
UNPUnion Pacific CorpStock$34.0K–
EMREmerson Electric CoStock$28.0K–
LOWLowes Companies IncStock$27.0K–
iShares Tr464287234MSCI EMG MKT ETF$27.0K–
iShares S&P 500 Growth ETF464287309ETF$21.0K–
BRK.BBerkshire Hathaway IncStock$20.0K–
ADPAutomatic Data Processing IncStock$15.0K–
iShares S&P 500 Value ETF464287408ETF$15.0K–
GOOGLAlphabet Inc.Stock$13.0K–
HONHoneywell International IncCOM$13.0K–
PGProcter & Gamble CoStock$12.0K–
JPMJPMorgan Chase & CoStock$12.0K–
VVisa Inc.Stock$11.0K–
FISFidelity National Information Services, Inc.Stock$10.0K–
MDYSPDR S&P Midcap 400 ETF TrustETF$9.00K–
DHRDanaher CorpStock$6.00K–
MAMastercard IncStock$5.00K–
LLYEli Lilly & CoStock$5.00K–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF$5.00K–
CVXChevron CorpStock$4.00K–
JNJJohnson & JohnsonStock$3.00K–
KOCoca Cola CoStock$3.00K–
BDXBecton Dickinson & CoStock$3.00K–
iShares S&P Mid-Cap 400 Value ETF464287705ETF$3.00K–
IEXIdex CorpCOM$3.00K–
WMTWalmart Inc.Stock$2.00K–
CLColgate Palmolive CoStock$2.00K–
VanEck ETF Trust92189F106GOLD MINERS ETF–$2.00K
PFEPfizer IncStock$1.00K–
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1.00K
CHDChurch & Dwight Co IncCOM$1.00K–

Sold out since Q2 2021 (173)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 173 by value last quarter.

Positions of US Bancorp sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
MXIMMaxim Integrated Products IncCOM179,492$18.9M<0.1%History
PFPTProofpoint IncCOM28,136$4.89M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM18,327$3.37M<0.1%History
Lydall Inc550819106COM35,922$2.17M<0.1%–
PRAHPRA Health Sciences, Inc.COM9,358$1.55M<0.1%History
iShares Tr464288869MICRO-CAP ETF9,717$1.48M<0.1%–
Fly Leasing Ltd34407D109SPONSORED ADR54,494$923.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A9,160$708.0K<0.1%History
KNLKnoll IncCOM NEW21,458$558.0K<0.1%History
Magal Security Sys LtdM6786D104ORD99,527$471.0K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT14,534$467.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM8,188$368.0K<0.1%History
IIFMorgan Stanley India Investment Fund, Inc.COM10,500$259.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A5,383$238.0K<0.1%History
AFBIAffinity Bancshares, Inc.COM18,137$235.0K<0.1%History
SYKESykes Enterprises IncCOM3,591$192.0K<0.1%History
AMAntero Midstream CorpStock17,189$179.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF9,545$152.0K<0.1%History
Apex Technology Acquisition03768F102COM CL A10,000$123.0K<0.1%–
GRAW R Grace & CoCOM1,548$108.0K<0.1%History
Churchill Capital Corp IV171439102CL A3,471$100.0K<0.1%–
LMNXLuminex CorpCOM2,338$86.0K<0.1%History
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN2,944$83.0K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN3,963$75.0K<0.1%–
USCRU.S. Concrete, Inc.COM896$66.0K<0.1%History
GDVGabelli Dividend & Income TrustCOM2,285$60.0K<0.1%History
Nuveen Enhanced Mun Value FD67074M101COM3,400$59.0K<0.1%–
HOMEAt Home Group Inc.COM1,530$56.0K<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF1,802$55.0K<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA1,472$47.0K<0.1%–
NAVNavistar International CorpCOM1,055$47.0K<0.1%History
Washington Prime Group Inc.93964W405COM21,138$46.0K<0.1%–
Climate Change Crisis Real I18716C100CL A COM3,000$45.0K<0.1%–
Landcadia Holdings III Inc51476H100COM CL A3,535$44.0K<0.1%–
WisdomTree Tr97717X628FLOATNG RAT TREA1,754$44.0K<0.1%–
ANVSAnnovis Bio, Inc.COM500$43.0K<0.1%History
WisdomTree Tr97717W851JAPN HEDGE EQT693$42.0K<0.1%–
GRDXGridAI Technologies Corp.COM51,020$42.0K<0.1%History
CFBCrossfirst Bankshares, Inc.COM3,082$42.0K<0.1%History
Brookfield Ppty REIT Inc11282X103CL A2,150$40.0K<0.1%–
RPRXRoyalty Pharma plcSHS CLASS A928$38.0K<0.1%History
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1001,086$37.0K<0.1%–
PDACPeridot Acquisition Corp.SHS CL A3,000$37.0K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY426$36.0K<0.1%–
KRUSKura Sushi USA, Inc.CL A COM900$34.0K<0.1%History
Golden Ocean Group LtdG39637205SHS NEW3,078$34.0K<0.1%–
VanEck ETF Trust92189F536LONG MUNI ETF1,515$33.0K<0.1%–
International FLAVORS&FRAGRA459506309UNIT 09/15/2021605$31.0K<0.1%–
HYIWestern Asset High Yield Opportunity Fund Inc.COM2,000$31.0K<0.1%History
FTHMFathom Holdings Inc.COM915$30.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT2,000$30.0K<0.1%–
DAOYoudao, Inc.SPONSORED ADS1,229$28.0K<0.1%History
iShares Tr464287580US CONSUM DISCRE337$26.0K<0.1%–
Falcon Capital Acquisitn Cor30606L116*W EXP 08/20/20214,797$26.0K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B261$25.0K<0.1%–
Falcon Capital Acquisitn Cor30606L108COM CL A2,743$25.0K<0.1%–
BLBDBlue Bird CorpCOM975$24.0K<0.1%History
CMRCCommerce.com, Inc.COM SER 1363$24.0K<0.1%History
EBCEastern Bankshares, Inc.COM1,172$24.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP349$22.0K<0.1%–
BMBLBumble Inc.COM CL A375$22.0K<0.1%History
Boston Private Finl Hldgs IN101119105COM1,471$22.0K<0.1%–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE504$21.0K<0.1%–
AVIDAvid Technology, Inc.COM534$21.0K<0.1%History
Score Media & Gaming Inc80919D202CL A SUB VTG SHS1,033$21.0K<0.1%–
BFKBlackRock Municipal Income TrustSH BEN INT1,250$19.0K<0.1%History
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$19.0K<0.1%–
iShares Inc464286806MSCI GERMANY ETF500$17.0K<0.1%–
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT514$17.0K<0.1%–
ORBCOMM Inc.68555P100COM1,556$17.0K<0.1%–
Renaissance Cap Greenwich FD759937303INTNTL IPO ETF470$17.0K<0.1%–
Translate Bio, Inc.89374L104COM562$15.0K<0.1%–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500263$14.0K<0.1%–
MSG Network Inc553573106CL A976$14.0K<0.1%–
Stable RD Acquisition Corp85236Q109COM CL A1,000$14.0K<0.1%–
DSXDiana Shipping Inc.COM2,704$14.0K<0.1%History
AGDabrdn Global Dynamic Dividend FundCOM1,000$12.0K<0.1%History
PQ Group Hldgs Inc73943T103COM773$12.0K<0.1%–
ABCLAbCellera Biologics Inc.COM500$11.0K<0.1%History
Sogou Inc83409V104ADR REPSTG A1,345$11.0K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF240$10.0K<0.1%–
PRVAPrivia Health Group, Inc.COM228$10.0K<0.1%History
iShares Tr46435G193ESG AWRE USD ETF342$10.0K<0.1%–
MDLAMedallia, Inc.COM300$10.0K<0.1%History
Newhold Investment Corp651448102COM CL A955$10.0K<0.1%–
BCVBancroft Fund LtdCOM278$9.00K<0.1%History
CBBCincinnati Bell IncCOM NEW519$8.00K<0.1%History
iShares Tr464288422INTL DEVPPTY ETF222$8.00K<0.1%–
RJETRepublic Airways Holdings Inc.COM NEW804$8.00K<0.1%History
BFLYButterfly Network, Inc.COM CL A500$7.00K<0.1%History
CNTYCentury Casinos IncCOM549$7.00K<0.1%History
CM Life Sciences Inc18978W109COM CL A502$7.00K<0.1%–
New Sr Invt Group Inc648691103COM741$7.00K<0.1%–
RGSRegis CorpCOM772$7.00K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR125$6.00K<0.1%–
Amplify ETF Tr032108847CEF HIGH INCOME355$6.00K<0.1%–
AHTAshford Hospitality Trust IncCOM SHS1,405$6.00K<0.1%History
MSGMMotorsport Games Inc.COM CL A400$6.00K<0.1%History
STABStatera Biopharma, Inc.COM NEW1,000$5.00K<0.1%History
Decarbonization Plus Acqu Co242797108COM CL A500$5.00K<0.1%–