Merrill Lynch, Pierce, Fenner & Smith Inc.
- SEC CIK
- 0000728612
In the past year, 30 open-market purchase filings worth $729.0K and 30 sale filings worth $728.6K.
Current role at each company
- PML PIMCO Municipal Income Fund II10% Owneras of Aug 20, 2026
- MUI BlackRock Municipal Credit Alpha Portfolio, Inc.10% Owneras of Aug 12, 2026
- NMZ Nuveen Municipal High Income Opportunity Fund10% Owneras of Aug 6, 2026
- PMM Franklin Managed Municipal Income Trust10% Owneras of Jul 20, 2026
- NBH Neuberger Municipal Fund Inc.10% Owneras of May 22, 2026
Show 36 more companies
- NAN Nuveen New York Quality Municipal Income Fund10% Owneras of May 21, 2026
- NMCO Nuveen Municipal Credit Opportunities Fund10% Owneras of May 20, 2026
- VKI Invesco Advantage Municipal Income Trust II10% Owneras of Apr 6, 2026
- PMO Franklin Municipal Opportunities Trust10% Owneras of Mar 23, 2026
- NZF Nuveen Municipal Credit Income Fund10% Owneras of Feb 27, 2026
- NAD Nuveen Quality Municipal Income Fund10% Owneras of Jan 5, 2026
- PNI PIMCO New York Municipal Income Fund II10% Owneras of Aug 13, 2025
- PCQ PIMCO California Municipal Income Fund10% Owneras of Aug 13, 2025
- PMF PIMCO Municipal Income Fund10% Owneras of Jun 13, 2025
- PCK PIMCO California Municipal Income Fund II10% Owneras of Jun 13, 2025
- FMN Federated Hermes Premier Municipal Income Fund10% Owneras of Apr 11, 2025
- HCA HCA Healthcare, Inc.10% Owneras of Mar 28, 2025
- GUT Gabelli Utility Trust10% Owneras of Dec 20, 2024
- EFR Eaton Vance Senior Floating-Rate Trust10% Owneras of Dec 20, 2024
- HYB New America High Income Fund Inc10% Owneras of Dec 20, 2024
- VGM Invesco Trust for Investment Grade Municipals10% Owneras of Dec 20, 2024
- IQI Invesco Quality Municipal Income Trust10% Owneras of Dec 20, 2024
- MAV Pioneer Municipal High Income Advantage Fund, Inc.10% Owneras of Dec 13, 2024
- MHI Pioneer Municipal High Income Fund, Inc.10% Owneras of Dec 13, 2024
- LEO BNY Mellon Strategic Municipals, Inc.10% Owneras of Dec 13, 2024
- DSM BNY Mellon Strategic Municipal Bond Fund, Inc.10% Owneras of Dec 13, 2024
- DMF BNY Mellon Municipal Income, Inc.10% Owneras of Dec 13, 2024
- DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.10% Owneras of Dec 13, 2024
- AFB Alliancebernstein National Municipal Income Fund10% Owneras of Dec 13, 2024
- MUA BlackRock Muniassets Fund, Inc.10% Owneras of Dec 13, 2024
- MYD BlackRock Muniyield Fund, Inc.10% Owneras of Dec 13, 2024
- MQY BlackRock Muniyield Quality Fund, Inc.10% Owneras of Dec 13, 2024
- MHN BlackRock Muniholdings New York Quality Fund, Inc.10% Owneras of Dec 13, 2024
- MUJ BlackRock Muniholdings New Jersey Quality Fund, Inc.10% Owneras of Dec 13, 2024
- BTA BlackRock Long-Term Municipal Advantage Trust10% Owneras of Dec 13, 2024
- BlackRock New York Municipal Income Trust10% Owneras of Dec 13, 2024
- NMS Nuveen Minnesota Quality Municipal Income Fund10% Owneras of Dec 13, 2024
- VTN Invesco Trust for Investment Grade New York Municipals10% Owneras of Dec 13, 2024
- VPV Invesco Pennsylvania Value Municipal Income Trust10% Owneras of Dec 13, 2024
- VCV Invesco California Value Municipal Income Trust10% Owneras of Dec 13, 2024
- OIA Invesco Municipal Income Opportunities Trust10% Owneras of Dec 13, 2024
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- $729.0K
- 30 filings
- Sold
- $728.6K
- 30 filings
- Net
- +$409.53
- Bought minus sold
- Companies
- 11
- With open-market trades
Trades
Every Form 4 that lists Merrill Lynch, Pierce, Fenner & Smith Inc. as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
PML PIMCO Municipal Income Fund II
10% Owner12 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 (view filing)4:16 PM ET | Oct 11-31 | 70 daysLate | Bank Of America Corp and 2 others10% Owner | SSale | −201 | $8.88 | −$1.79K | −100.0%0 after | 2 lots |
| Dec 20, 2024 (view filing)4:16 PM ET | Oct 16-30 | 65 daysLate | Bank Of America Corp and 2 others10% Owner | PPurchase | +201 | $8.84 | +$1.78K | New position200 after | 2 lots |
| Jun 13, 2025 (view filing)4:38 PM ET | Jun 11 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +30.4K | $7.45 | +$226.8K | New position30.4K after | 17 lots |
| Jun 13, 2025 (view filing)4:38 PM ET | Jun 11 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −18.2K | $7.42 | −$135.1K | −59.8%12.2K after | 13 lots |
| Jul 7, 2025 (view filing)4:41 PM ET | Jul 2 | 5 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +111 | $7.34 | +$815.12 | New position111 after | |
| Jul 7, 2025 (view filing)4:41 PM ET | Jul 2 | 5 days | Bank Of America Corp and 1 other10% Owner | SSale | −111 | $7.46 | −$828.06 | −100.0%0 after | |
| Mar 17, 2026 (view filing)12:18 PM ET | Mar 13 | 4 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +65 | $7.74 | +$503.41 | New position65 after | |
| Mar 17, 2026 (view filing)12:18 PM ET | Mar 13 | 4 days | Bank Of America Corp and 1 other10% Owner | SSale | −65 | $7.63 | −$495.96 | −100.0%0 after | |
| May 22, 2026 (view filing)11:50 AM ET | May 20 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +680 | $7.36 | +$5.00K | New position680 after | |
| May 22, 2026 (view filing)11:50 AM ET | May 20 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −680 | $7.33 | −$4.99K | −100.0%0 after |
MUI BlackRock Municipal Credit Alpha Portfolio, Inc.
10% Owner16 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 (view filing)4:24 PM ET | Apr 26-Jul 8, 2022 | 962 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +6.16K | $12.06 | +$74.3K | New position4.08K after | 7 lots |
| Dec 13, 2024 (view filing)4:24 PM ET | Apr 26-Jul 11, 2022 | 962 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −4.33K | $12.05 | −$52.2K | −70.3%1.83K after | 23 lots |
| Dec 13, 2024 (view filing)4:24 PM ET | Oct 20, 2022-Jan 18, 2023 | 785 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −3.41K | – | – | –0 after | Derivative3 lots |
| Dec 13, 2024 (view filing)4:24 PM ET | Oct 24, 2022-Jan 19, 2023 | 781 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +3.41K | – | – | –0 after | Derivative3 lots |
| Oct 6, 2025 (view filing)3:28 PM ET | Sep 25 | 11 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +4.78K | $12.64 | +$60.4K | New position4.78K after | Amended |
| Oct 6, 2025 (view filing)3:28 PM ET | Sep 25 | 11 days | Bank Of America Corp and 1 other10% Owner | SSale | −4.78K | $12.68 | −$60.6K | −100.0%0 after | Amended |
| Oct 15, 2025 (view filing)2:45 PM ET | Oct 13 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1 | $12.48 | +$12.48 | New position1 after | |
| Nov 7, 2025 (view filing)3:20 PM ET | Nov 6 | 1 day | Bank Of America Corp and 1 other10% Owner | SSale | −1 | $12.54 | −$12.54 | −100.0%0 after | |
| Nov 12, 2025 (view filing)11:28 AM ET | Nov 7 | 5 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1 | $12.55 | +$12.55 | New position1 after | |
| Nov 12, 2025 (view filing)11:28 AM ET | Nov 7 | 5 days | Bank Of America Corp and 1 other10% Owner | SSale | −1 | $12.54 | −$12.54 | −100.0%0 after |
NMZ Nuveen Municipal High Income Opportunity Fund
10% Owner20 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 (view filing)6:48 PM ET | Dec 3 | 3 daysLate | Bank Of America Corp and 1 other10% Owner | PPurchase | +75 | $11.55 | +$865.88 | New position75 after | |
| Dec 6, 2024 (view filing)6:48 PM ET | Dec 3 | 3 daysLate | Bank Of America Corp and 1 other10% Owner | SSale | −75 | $11.54 | −$865.54 | −100.0%0 after | |
| Dec 13, 2024 (view filing)4:23 PM ET | Jun 5, 2014-Nov 8, 2016 | 3,844 daysLate | Bank Of America Corp and 2 others10% Owner | SSale | −8.14K | $13.80 | −$112.3K | −61.7%5.05K after | 18 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Jun 10, 2014-Nov 8, 2016 | 3,839 daysLate | Bank Of America Corp and 2 others10% Owner | PPurchase | +13.2K | $13.74 | +$181.2K | New position7.00K after | 12 lots |
| Jan 17, 2025 (view filing)4:53 PM ET | Jan 15 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +6 | $10.79 | +$64.74 | New position6 after | 2 lots |
| Jan 17, 2025 (view filing)4:53 PM ET | Jan 15 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −6 | $10.94 | −$65.66 | −100.0%0 after | 2 lots |
| Sep 19, 2025 (view filing)4:31 PM ET | Sep 17 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +10.8K | $10.65 | +$114.8K | New position10.8K after | |
| Sep 19, 2025 (view filing)4:31 PM ET | Sep 17 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −10.8K | $10.56 | −$113.9K | −100.0%0 after | |
| Oct 10, 2025 (view filing)4:07 PM ET | Oct 9 | 1 day | Bank Of America Corp and 1 other10% Owner | PPurchase | +190 | $10.62 | +$2.02K | New position190 after | |
| Oct 10, 2025 (view filing)4:07 PM ET | Oct 9 | 1 day | Bank Of America Corp and 1 other10% Owner | SSale | −190 | $10.62 | −$2.02K | −100.0%0 after |
PMM Franklin Managed Municipal Income Trust
10% Owner6 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 (view filing)4:16 PM ET | Mar 13, 2013-Sep 21, 2017 | 4,300 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −14.4K | $7.46 | −$107.1K | −100.0%0 after | 11 lots |
| Dec 20, 2024 (view filing)4:16 PM ET | Mar 15, 2013-Sep 21, 2017 | 4,298 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +10.7K | $7.43 | +$79.3K | New position0 after | 19 lots |
| Jan 14, 2025 (view filing)4:00 PM ET | Jan 10 | 4 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +16.6K | $6.02 | +$99.8K | New position16.6K after | |
| Jan 14, 2025 (view filing)4:00 PM ET | Jan 10 | 4 days | Bank Of America Corp and 1 other10% Owner | SSale | −16.6K | $6.00 | −$99.5K | −100.0%0 after | 22 lots |
| Jul 20, 2026 (view filing)5:03 PM ET | Jul 17 | 3 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +437 | $6.54 | +$2.86K | New position437 after | |
| Jul 20, 2026 (view filing)5:03 PM ET | Jul 16 | 4 days | Bank Of America Corp and 1 other10% Owner | SSale | −437 | $6.54 | −$2.86K | −100.0%0 after |
NBH Neuberger Municipal Fund Inc.
10% Owner6 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 (view filing)4:55 PM ET | Nov 18 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +800 | $10.66 | +$8.53K | New position800 after | |
| Nov 20, 2024 (view filing)4:55 PM ET | Nov 18 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −800 | $10.65 | −$8.52K | −100.0%0 after | |
| Dec 13, 2024 (view filing)4:54 PM ET | Jan 10, 2012-Aug 23, 2016 | 4,721 daysLate | Bank Of America Corp and 2 others10% Owner | PPurchase | +6.75K | $15.86 | +$107.2K | New position105 after | 10 lots |
| Dec 13, 2024 (view filing)4:54 PM ET | Jan 10, 2012-Dec 8, 2016 | 4,721 daysLate | Bank Of America Corp and 2 others10% Owner | SSale | −6.75K | $15.78 | −$106.6K | −98.5%104 after | 20 lots |
| May 22, 2026 (view filing)11:42 AM ET | May 20 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +3.20K | $10.26 | +$32.8K | New position3.20K after | |
| May 22, 2026 (view filing)11:42 AM ET | May 20 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −3.20K | $10.11 | −$32.4K | −100.0%0 after | 2 lots |
NAN Nuveen New York Quality Municipal Income Fund
10% Owner12 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 (view filing)4:23 PM ET | May 7, 2015-Nov 1, 2017 | 3,508 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +6.56K | $14.06 | +$92.2K | New position2.52K after | 15 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | May 7, 2015-Nov 2, 2017 | 3,508 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −6.56K | $14.02 | −$92.0K | −100.0%0 after | 15 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Sep 8-Nov 4, 2022 | 827 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −14.9K | – | – | –0 after | Derivative15 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Sep 13-Nov 4, 2022 | 822 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +14.9K | – | – | –0 after | Derivative15 lots |
| Jan 22, 2025 (view filing)4:02 PM ET | Jan 17 | 5 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.61K | $11.37 | +$18.3K | New position1.61K after | |
| Jan 22, 2025 (view filing)4:02 PM ET | Jan 17 | 5 days | Bank Of America Corp and 1 other10% Owner | SSale | −1.61K | $11.24 | −$18.1K | −100.0%0 after | 7 lots |
| Feb 6, 2025 (view filing)4:08 PM ET | Feb 4 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.90K | $11.47 | +$21.8K | New position1.90K after | |
| Feb 6, 2025 (view filing)4:08 PM ET | Feb 4 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −1.90K | $11.46 | −$21.8K | −100.0%0 after | |
| Dec 10, 2025 (view filing)8:42 AM ET | Dec 8 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.00K | $11.53 | +$11.5K | New position1.00K after | |
| Dec 10, 2025 (view filing)8:42 AM ET | Dec 8 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −1.00K | $11.46 | −$11.5K | −100.0%0 after |
NMCO Nuveen Municipal Credit Opportunities Fund
10% Owner8 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 (view filing)4:23 PM ET | Mar 6-Sep 30, 2020 | 1,743 daysLate | Bank Of America Corp and 2 others10% Owner | SSale | −817 | $14.34 | −$11.7K | −72.0%318 after | 2 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Mar 6-Sep 30, 2020 | 1,743 daysLate | Bank Of America Corp and 2 others10% Owner | PPurchase | +1.14K | $13.81 | +$15.7K | New position635 after | 28 lots |
| Dec 30, 2025 (view filing)2:08 PM ET | Dec 29 | 1 day | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.50K | $10.20 | +$15.3K | New position1.50K after | |
| Dec 30, 2025 (view filing)2:08 PM ET | Dec 29 | 1 day | Bank Of America Corp and 1 other10% Owner | SSale | −1.50K | $10.21 | −$15.3K | −100.0%0 after | |
| Feb 19, 2026 (view filing)11:26 AM ET | Feb 17 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.40K | $10.75 | +$15.0K | New position1.40K after | |
| Feb 19, 2026 (view filing)11:26 AM ET | Feb 17 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −1.40K | $10.74 | −$15.0K | −100.0%0 after | |
| May 20, 2026 (view filing)2:08 PM ET | May 18 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.00K | $10.61 | +$10.6K | New position1.00K after | |
| May 20, 2026 (view filing)2:08 PM ET | May 19 | 1 day | Bank Of America Corp and 1 other10% Owner | SSale | −1.00K | $10.53 | −$10.5K | −100.0%0 after |
VKI Invesco Advantage Municipal Income Trust II
10% Owner6 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 (view filing)4:16 PM ET | Feb 29, 2012 | 4,671 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +2.60K | $13.17 | +$34.3K | New position2.60K after | 18 lots |
| Dec 13, 2024 (view filing)4:16 PM ET | Feb 29, 2012 | 4,671 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −2.60K | $13.15 | −$34.2K | −100.0%0 after | 12 lots |
| Jan 5, 2026 (view filing)1:30 PM ET | Jan 2 | 3 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +8.53K | $9.08 | +$77.5K | New position8.53K after | |
| Jan 5, 2026 (view filing)1:30 PM ET | Jan 2 | 3 days | Bank Of America Corp and 1 other10% Owner | SSale | −8.53K | $9.00 | −$76.8K | −100.0%0 after | |
| Apr 6, 2026 (view filing)12:31 PM ET | Apr 2 | 4 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +3.36K | $8.68 | +$29.2K | New position3.36K after | |
| Apr 6, 2026 (view filing)12:31 PM ET | Apr 2 | 4 days | Bank Of America Corp and 1 other10% Owner | SSale | −3.36K | $8.68 | −$29.2K | −100.0%0 after |
PMO Franklin Municipal Opportunities Trust
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Mar 23, 2026 (view filing)3:13 PM ET | Mar 19 | 4 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +50 | $10.57 | +$528.5 | New position50 after | |
| Mar 23, 2026 (view filing)3:13 PM ET | Mar 19 | 4 days | Bank Of America Corp and 1 other10% Owner | SSale | −50 | $10.53 | −$526.5 | −100.0%0 after |
NZF Nuveen Municipal Credit Income Fund
10% Owner23 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 (view filing)6:59 PM ET | Dec 3 | 3 daysLate | Bank Of America Corp and 1 other10% Owner | PPurchase | +75 | $13.02 | +$976.13 | New position75 after | |
| Dec 6, 2024 (view filing)6:59 PM ET | Dec 3 | 3 daysLate | Bank Of America Corp and 1 other10% Owner | SSale | −75 | $13.03 | −$977.4 | −100.0%0 after | |
| Dec 13, 2024 (view filing)4:23 PM ET | Nov 29, 2018 | 2,206 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +3.87K | $13.67 | +$52.9K | +387,000.0%3.87K after | 30 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Oct 5-7, 2022 | 800 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −2.07K | – | – | –0 after | Derivative2 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Oct 7-10, 2022 | 798 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +2.07K | – | – | –0 after | Derivative2 lots |
| Feb 20, 2025 (view filing)3:59 PM ET | Feb 18 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +6.77K | $12.65 | +$85.7K | New position6.77K after | 2 lots |
| Feb 20, 2025 (view filing)3:59 PM ET | Feb 18 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −6.77K | $12.51 | −$84.7K | −100.0%0 after | 2 lots |
| Mar 13, 2025 (view filing)2:10 PM ET | Mar 11 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1 | $12.43 | +$12.43 | New position1 after | |
| Mar 13, 2025 (view filing)2:10 PM ET | Mar 11 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −1 | $12.49 | −$12.49 | −100.0%0 after | |
| Mar 18, 2025 (view filing)3:47 PM ET | Mar 14 | 4 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +8.10K | $12.45 | +$100.8K | New position8.10K after |
NAD Nuveen Quality Municipal Income Fund
10% Owner11 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 (view filing)6:21 PM ET | Dec 3 | 3 daysLate | Bank Of America Corp and 1 other10% Owner | PPurchase | +75 | $12.33 | +$924.38 | New position75 after | |
| Dec 6, 2024 (view filing)6:21 PM ET | Dec 3 | 3 daysLate | Bank Of America Corp and 1 other10% Owner | SSale | −75 | $12.34 | −$925.58 | −100.0%0 after | |
| Dec 13, 2024 (view filing)4:23 PM ET | Jan 3-7, 2014 | 3,997 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +24.0K | $12.68 | +$303.8K | New position0 after | 2 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Jan 6-7, 2014 | 3,994 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −16.6K | $13.01 | −$215.4K | −100.0%0 after | 28 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Jan 18-Jun 7, 2023 | 695 daysLate | Bank Of America Corp and 3 others10% Owner | PPurchase | +4.34K | – | – | –0 after | Derivative15 lots |
| Dec 13, 2024 (view filing)4:23 PM ET | Mar 6-Jul 5, 2023 | 648 daysLate | Bank Of America Corp and 3 others10% Owner | SSale | −4.34K | – | – | –0 after | Derivative15 lots |
| Jan 17, 2025 (view filing)4:53 PM ET | Jan 15 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +800 | $11.71 | +$9.37K | New position800 after | |
| Jan 17, 2025 (view filing)4:53 PM ET | Jan 15 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −800 | $11.66 | −$9.33K | −100.0%0 after | |
| Apr 17, 2025 (view filing)5:38 PM ET | Apr 16 | 1 day | Bank Of America Corp and 1 other10% Owner | PPurchase | +2.10K | $11.09 | +$23.3K | New position2.10K after | |
| Jan 5, 2026 (view filing)12:50 PM ET | Jan 2 | 3 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +6.37K | $12.01 | +$76.5K | New position6.37K after |
PNI PIMCO New York Municipal Income Fund II
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 13, 2025 (view filing)7:51 PM ET | Aug 11 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +105 | $6.52 | +$684.16 | New position105 after | |
| Aug 13, 2025 (view filing)7:51 PM ET | Aug 11 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −105 | $6.52 | −$684.16 | −100.0%0 after |
PCQ PIMCO California Municipal Income Fund
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 13, 2025 (view filing)7:32 PM ET | Aug 11 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +349 | $8.23 | +$2.87K | New position349 after | |
| Aug 13, 2025 (view filing)7:32 PM ET | Aug 11 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −349 | $8.23 | −$2.87K | −100.0%0 after |
PMF PIMCO Municipal Income Fund
10% Owner10 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 (view filing)5:10 PM ET | Nov 18 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.70K | $9.81 | +$16.7K | New position1.70K after | 8 lots |
| Nov 20, 2024 (view filing)5:10 PM ET | Nov 18 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −1.70K | $9.92 | −$16.9K | −100.0%0 after | 2 lots |
| Feb 25, 2025 (view filing)2:03 PM ET | Feb 21 | 4 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +24.1K | $9.02 | +$217.5K | New position24.1K after | 17 lots |
| Feb 25, 2025 (view filing)2:03 PM ET | Feb 21 | 4 days | Bank Of America Corp and 1 other10% Owner | SSale | −24.1K | $9.13 | −$220.2K | −100.0%0 after | 3 lots |
| Feb 26, 2025 (view filing)2:05 PM ET | Feb 24 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +1.39K | $9.08 | +$12.6K | New position1.39K after | 11 lots |
| Feb 26, 2025 (view filing)2:05 PM ET | Feb 24 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −1.39K | $9.10 | −$12.6K | −100.0%0 after | 8 lots |
| Feb 28, 2025 (view filing)2:35 PM ET | Feb 26 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +8 | $9.19 | +$73.48 | New position8 after | |
| Feb 28, 2025 (view filing)2:35 PM ET | Feb 26 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −8 | $9.06 | −$72.44 | −100.0%0 after | |
| Jun 13, 2025 (view filing)4:58 PM ET | Jun 11 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +38.2K | $7.95 | +$303.6K | New position38.2K after | 20 lots |
| Jun 13, 2025 (view filing)4:58 PM ET | Jun 11 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −8.13K | $7.90 | −$64.2K | −21.3%30.0K after | 10 lots |
PCK PIMCO California Municipal Income Fund II
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 13, 2025 (view filing)3:28 PM ET | Jun 11 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +75 | $5.30 | +$397.5 | New position75 after | |
| Jun 13, 2025 (view filing)3:28 PM ET | Jun 11 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −75 | $5.30 | −$397.5 | −100.0%0 after |
FMN Federated Hermes Premier Municipal Income Fund
10% Owner4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 (view filing)5:11 PM ET | Mar 7, 2017-Oct 7, 2019 | 2,838 daysLate | Bank Of America Corp and 2 others10% Owner | PPurchase | +4.01K | $13.86 | +$55.6K | New position893 after | 7 lots |
| Dec 13, 2024 (view filing)5:11 PM ET | Mar 7, 2017-Oct 9, 2019 | 2,838 daysLate | Bank Of America Corp and 2 others10% Owner | SSale | −4.01K | $13.84 | −$55.5K | −100.0%0 after | 23 lots |
| Apr 11, 2025 (view filing)4:17 PM ET | Apr 9 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +13 | $10.85 | +$141.05 | New position13 after | |
| Apr 11, 2025 (view filing)4:17 PM ET | Apr 9 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −13 | $10.89 | −$141.58 | −100.0%0 after | 2 lots |
HCA HCA Healthcare, Inc.
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Mar 28, 2025 (view filing)4:11 PM ET | Jul 26, 2011-Mar 19, 2012 | 4,994 daysLate | Bank Of America Corp and 2 others10% Owner | PPurchase | +3.44K | $25.67 | +$88.2K | New position0 after | 13 lots |
| Mar 28, 2025 (view filing)4:11 PM ET | Jan 10-Apr 3, 2012 | 4,826 daysLate | Bank Of America Corp and 2 others10% Owner | SSale | −3.18K | $25.12 | −$79.8K | −100.0%0 after | 17 lots |
GUT Gabelli Utility Trust
10% Owner4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jul 2, 2024 (view filing)9:56 PM ET | Jun 28 | 4 days | Bank Of America Corp and 1 other10% Owner | PPurchaseSeries C Preferred Shares | +263 | $23.75 | +$6.24K | New position263 after | |
| Jul 2, 2024 (view filing)9:56 PM ET | Jun 28 | 4 days | Bank Of America Corp and 1 other10% Owner | SSaleSeries C Preferred Shares | −263 | $23.78 | −$6.25K | −100.0%0 after | |
| Dec 20, 2024 (view filing)4:16 PM ET | Jun 13-Nov 5 | 190 daysLate | Bank Of America Corp and 1 other10% Owner | PPurchase | +55 | $5.87 | +$322.69 | New position5 after | 2 lots |
| Dec 20, 2024 (view filing)4:16 PM ET | Jun 17-Nov 6 | 186 daysLate | Bank Of America Corp and 1 other10% Owner | SSale | −55 | $5.91 | −$324.93 | −100.0%0 after | 2 lots |
EFR Eaton Vance Senior Floating-Rate Trust
10% Owner4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Aug 7, 2024 (view filing)4:09 PM ET | Aug 5 | 2 days | Bank Of America Corp and 1 other10% Owner | PPurchase | +116 | $12.36 | +$1.43K | New position116 after | |
| Aug 7, 2024 (view filing)4:09 PM ET | Aug 5 | 2 days | Bank Of America Corp and 1 other10% Owner | SSale | −116 | $13.11 | −$1.52K | −100.0%0 after | 4 lots |
| Dec 20, 2024 (view filing)4:16 PM ET | Aug 1-Oct 10 | 141 daysLate | Bank Of America Corp and 2 others10% Owner | SSale | −1.84K | $12.81 | −$23.6K | −100.0%0 after | 2 lots |
| Dec 20, 2024 (view filing)4:16 PM ET | Aug 15-Oct 15 | 127 daysLate | Bank Of America Corp and 2 others10% Owner | PPurchase | +1.84K | $12.71 | +$23.4K | New position0 after | 2 lots |
VGM Invesco Trust for Investment Grade Municipals
10% Owner2 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 (view filing)4:16 PM ET | May 14, 2012 | 4,603 daysLate | Bank Of America Corp and 1 other10% Owner | SSale | −550 | $15.25 | −$8.39K | −100.0%0 after | |
| Dec 20, 2024 (view filing)4:16 PM ET | May 15, 2012 | 4,602 daysLate | Bank Of America Corp and 1 other10% Owner | PPurchase | +550 | $15.28 | +$8.40K | New position0 after |